Report Suspicious Activity To. Contact: Xxxxxx X. Xxxxxx (Xxxx), Assistant Vice President, Corporate Compliance, Chief Compliance Officer for Anti-Money Laundering Mail: P.O. Box 1896, Galveston, Texas 00000-0000 Phone: (000) 000-0000 Fax: (000) 000-0000 Email: XXXXxxxxxxxxx@xxxxx.xxx Types of Payments Accepted Advise customers that only the following types of payment may be accepted: • Personal checks and pre-authorized check payments. • Cash (currency or coin) in amounts less than $1,000. (Cannot accept cash for variable contracts.) • Cash equivalents (money orders, cashier’s checks, traveler’s checks, bank drafts). - Cash and cash equivalents must be reported to the IRS and FinCEN on Form 8300 when payments received by the Company in a single transaction or in two or more related transactions total more than $10,000. Related transactions occurring within any 12-month period would be aggregated for reporting purposes even if individually they are less than $10,000. [Agents may have independent reporting obligations and should check their Company’s website for additional information.] - Limited to $500 for variable contracts. • If a customer provides a form of payment that is not permitted, do not accept the payment and notify the appropriate AML compliance officer if it is in an amount greater than $1,000. NOTE: An employee, agent or broker must not, under any circumstances, disclose that he has reported suspicious activity or red flags to the Company. It is the sole responsibility of the Company’s AML officer to determine whether a SAR is filed with the Dept. of Treasury. The AML officer and the Company are prohibited from disclosing to the agent and any other person that a SAR has been filed. The Company and its producers share an important responsibility to comply with the Company’s program and all applicable anti-money laundering laws. A failure to do so will constitute grounds for discipline, up to and including termination. In addition, violation of anti-money laundering laws may expose those responsible to substantial penalties under federal law. For more details on each of these requirements, contact the AML officer of American National or of SM&R, for broker/dealer questions involving variable contracts.
Report Suspicious Activity To. Contact: Xxxxxx X. Xxxxxx (Xxxx) Assistant Vice President Corporate Compliance Chief Compliance Officer for Anti-Money Laundering /OFAC Or Xxxxx Xxxxxx, Quality Assurance Analyst Mail: X.X. Xxx 0000 Xxxxxxxxx, XX 00000 Phone: (000) 000-0000 Fax: (000) 000-0000 Email: XXXXxxxxxxxxx@xxxxx.xxx Types of Payments Accepted Advise customers that only the following types of payment may be accepted: • Personal checks and pre-authorized checks. • Cash equivalents (money orders, cashier’s checks, traveler’s checks, bank drafts.) - Cash and cash equivalents must be reported to the IRS and FinCEN on Form 8300 when payments received by the Company in a single transaction. Related transactions occurring within any 12-month period would be aggregated for reporting purposes even if individually they are less than $10,000. • If a customer provides a form of payment that is not permitted, do not accept the payment and notify the appropriate AML compliance officer if it is in an amount greater than the limits defined herein.
