Restrictions or Conditions on Investments in Employer Securities. Except as permitted by Treas. Reg. §1.401(a)(35)-1(e), the Plan may not impose restrictions or conditions on the investment of Publicly Traded Employer Securities which the Plan does not impose on the investment of other Plan assets.
Restrictions or Conditions on Investments in Employer Securities. The Plan must provide reasonable divestment and reinvestment opportunities at least quarterly. Furthermore, except as permitted by Treas. Reg. §1.401(a)(35)-1(e), the Plan may not impose restrictions or conditions on the investment of Employer securities which the Plan does not impose on the investment of other Plan assets. Except with respect to any election made by the employer in Article II, this amendment is hereby adopted by the prototype sponsor/volume submitter practitioner on behalf of all adopting employers. (signature and date) Sponsor/Practitioner Name: Xxxxxxx Xxxxxx – Xxxxx Fargo Bank, N.A. This Amendment has been executed this day of , . Name of Plan: Xxxxxxx Corporation 401(k) Plan Name of Employer: Dover Corporation By: EMPLOYER ARTICLE I, DEFINITIONS 1.01 Account 1 1.02 Account Balance or Accrued Benefit 1 1.03 Accounting Date 1 1.04 Adoption Agreement 1 1.05 Advisory Letter 1 1.06 Annuity Contract 1 1.07 Appendix 2 1.08 Applicable Law 2 1.09 Beneficiary 2 1.10 Code 2 1.11 Compensation 2 1.12 Contribution Types 4 1.13 Defined Contribution Plan 4 1.14 Defined Benefit Plan 4 1.15 Disability 4 1.16 Designated XXX Contribution 5 1.17 DOL 5 1.18 Earnings 5 1.19 Effective Date 5 1.20 Elective Deferrals 5 1.21 Employee 5 1.22 Employee Contribution and DECs 7 1.23 Employer 7 1.24 Employer Contribution 7 1.25 Entry Date 7 1.26 EPCRS 7 1.27 ERISA 7 1.28 Final 401(k) Regulations Effective Date 7 1.29 401(k) Plan 7 1.30 401(m) Plan 8 1.31 Hour of Service 8 1.32 IRS 9 1.33 Limitation Year 9 1.34 Matching Contribution 9 1.35 Money Purchase Pension Plan/Money Purchase Pension Contribution 9 1.36 Named Fiduciary 9 1.37 Nonelective Contribution 9 1.38 Opinion Letter 10 1.39 Participant 10 1.40 Plan 10 1.41 Plan Administrator 10 1.42 Plan Year 10 1.43 Practitioner 10 1.44 Predecessor Employer/Predecessor Plan 10 1.45 Prevailing Wage Contract/Contribution 10 1.46 Profit Sharing Plan 10 1.47 Protected Benefit 10 1.48 Prototype Plan/Master Plan (M&P Plan) 10 1.49 QDRO 11 1.50 Qualified Military Service 11 1.51 Restated Plan 11 1.52 Rollover Contribution 11 1.53 Safe Harbor Contribution 11 1.54 Salary Reduction Agreement 11 1.55 Separation from Service/Severance from Employment 11 1.56 Service 11 1.57 SIMPLE Contribution 12 1.58 Sponsor 12 1.59 Successor Plan 12 1.60 Target Benefit Plan/Target Benefit Contribution 12 1.61 Taxable Year 12 1.62 Transfer 12 1.63 Trust 12 1.64 Trust Fund 12 1.65 Trustee/Custodian 12 1.66 Valuation Date 12 1.67 Vested 12 1.68 USERRA...
Restrictions or Conditions on Investments in Employer Securities. The Plan must provide reasonable divestment and reinvestment opportunities at least quarterly. Furthermore, except as permitted by Trxxx. Reg. §1.401(a)(35)-1(e), the Plan may not impose restrictions or conditions on the investment of Employer securities which the Plan does not impose on the investment of other Plan assets. This Amendment has been executed this 16th day of October, 2012. Name of Plan: NCI 401(k) Profit Sharing Plan Name of Employer: NCI Building Systems, Inc. By: /s/ Toxx X. Xxxxx EMPLOYER [Note: Each Participating Employer must execute a separate Participation Agreement, the terms of which control as to that Participating Employer.]
