SHARE DEALING Sample Clauses

SHARE DEALING. 6.1 The Director must not deal in the Company’s Securities if he/she is a party to, or is aware of, negotiations relating to transactions which may be regarded as inside information or notifiable until a public announcement has been made. If the Director is not a party to such negotiations, he/she must not deal in the Company’s Securities for a similar period provided that he/she has been informed there may be inside information or of a price sensitive nature. The Director shall also comply with all relevant laws and regulations from time to time in force in Hong Kong, including but not limited to the Companies Ordinance, the Companies Law, the SFO, the Listing Rules and the Model Code for Securities Transactions by Directors of Listed Issuers under Appendix 10 to the Listing Rules in relation to dealings in the Company's Securities. 6.2 The Director must not deal in the Company’s Securities during the period of 60 days immediately preceding the publication date of the annual results and during the period of 30 days immediately preceding the publication date of the quarterly results (if any) and half-year results or, if shorter, the period from the end of the relevant financial period up to the publication date of the results. In any event the Director must not deal in the Company’s Securities without first notifying the Chairman of the Board (or another Director appointed for such purpose) and receiving a dated written acknowledgement within five business days (as defined in the Listing Rules) of the notice. 6.3 The dealing restrictions imposed on the Director apply equally to any dealings by his/her spouse or by or on behalf of any minor child (natural or adopted) and any other dealings in which for the purpose of Part XV of the SFO (or such other applicable laws and regulations in force from time to time) he/she is or is to be treated as interested. They should also be extended to investment managers managing any of the Director’s funds whether or not they have discretion as to the investment of such funds. 6.4 The Director in possession of confidential inside information must not counsel or procure dealing in Securities listed on the Exchange.
Sample 1See All (4)
AutoNDA by SimpleDocs
SHARE DEALING. Globe Invest acknowledges and agrees to make its Authorised Recipients aware (to the extent they are provided with Confidential Information), that the Confidential Information is given and any negotiations are taking place in confidence, and that the proposed Transaction and some or all of the Confidential Information may be inside information for the purposes of Part V of the Criminal Justice Act 1993 (the “CJA”) and the Market Abuse Regulation (EU) No. 596/2014 as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018 (“UK MAR”) and that none of Globe Invest or its respective Authorised Recipients should: (a) deal in securities that are price-affected securities (as defined in the CJA) on the basis of the inside information, encourage another person to deal in the price-affected securities or disclose the inside information except as permitted by the CJA or UK MAR before the inside information is made public; (b) engage or attempt to engage in insider dealing (as defined in UK MAR), recommend that another person engage in insider dealing or induce another person to engage in insider dealing on the basis of any inside information; (c) unlawfully disclose any inside information (as defined in UK MAR); or (d) engage or attempt to engage in behaviour based on any inside information which would amount to market manipulation (as defined in UK MAR).
Sample 1Sample 2
SHARE DEALING. 14.1 The Executive shall as applicable comply, and shall procure that his spouse or partner and minor children shall comply, with all applicable rules of law stock exchange regulations and codes of conduct of the Company and any Group Company for the time being in force in relation to dealings in shares debentures or other securities of the Company or any Group Company or any unpublished price sensitive information affecting the securities of any other company (provided that the Executive shall be entitled to exercise any options granted to him under any share option scheme established by the Company or any Group Company subject to the rules of any such scheme and any other rules for the time being in force in relation to exercise of options under such scheme).
Sample 1Sample 2
SHARE DEALING. Safecap acts as agent for cash equities. All orders in cash equities are executed on venue. Safecap’s main execution venues for Cash Equities are set out below. The entities listed in these tables are subject to change without notice.
Sample 1Sample 2
SHARE DEALING. The Executive shall comply where relevant with every rule of law, every regulation of the London Stock Exchange Limited and every regulation of the Company from time to time in force in relation to dealings in shares, debentures or other securities of the Company or any Associated Company and unpublished price sensitive information affecting the shares, debentures, or other securities of any other company PROVIDED THAT in relation to overseas dealings the Executive shall also comply with all laws of the state and all regulations of the stock exchange, market and dealing system in which such dealings take place.
Sample 1
SHARE DEALING. 21.1 The Executive shall not deal in any listed securities of the Company or any Associated Company save as permitted by: (a) the provisions of the Company Securities (Insider Dealing) Act 1985 (as amended from time to time); (x) xxx Xxxxx Xxxx xor Securities Transactions by Executives of Listed Companies issued by The Stock Exchange (as amended from time to time); and (c) any code relating to dealings in listed securities of the Company which may be adopted by the Board from time to time. 21.2 Copies of an explanatory note on the Company Securities (Insider Dealing ) Act, 1985 and the Model Code for Securities Transactions by Executives of Listed Companies issued by The Stock Exchange and copies of any such code as is mentioned at clause 19.1(c) above can be obtained upon request from the Secretary of the Company. 21.3 The Executive will furnish promptly to the Secretary of the Company and/or any relevant Associated Company written particulars of any share transaction which are requested to be notified in accordance with the provisions of Section 324 of the Companies Act, 1985 details of which can be obtained upon request from the Secretary of the Company.
Sample 1
SHARE DEALING. 20.1 The Executive shall not deal in any listed securities of the Company or any Associated Company save as permitted by law for the time being related thereto and to any code relating to dealings in listed securities of the Company which may be adopted by the Board from time to time.
Sample 1
AutoNDA by SimpleDocs
SHARE DEALING. We enable you to trade Cash Equities through our Share-Dealing platform. Safecap acts as an agent with respect to cash equity trades with its clients. We quote a two-way price for each Equity, consisting of the Bid and Ask prices, the difference between the two being the Spread. Safecap does not add any markups to the derived pricing. All the prices are derived from regulated stock exchanges and the execution venues selection is based on the assessment of the execution factors concerning clients’ orders; please refer to section
Sample 1

Related to SHARE DEALING

  • SELF-DEALING Unless entered into in bad faith, no contract or transaction between the Company and one or more of its Members, officers, or employees, or between the Company and any other entity or organization in which one or more of its Members, officers, or employees have a financial interest or are owners, managers, partners, directors, officers, or employees, shall be voidable solely for this reason or solely because such Member, officer, or employee was present or participated in the authorization of such contract or transaction. No Member, officer, or employee interested in such contract or transaction, because of such interest, shall be considered to be in breach of this Agreement or liable to the Company or any other Person for any loss or expense incurred by reason of such contract or transaction or shall be accountable for any gain or profit realized from such contract or transaction. While not required, approval or ratification by a majority of the Members having no interest in the transaction constitutes conclusive evidence that such transaction is permitted under this section.

  • Exclusive Dealing (a) From and after the Agreement Date until the Closing or the earlier termination of this Agreement in accordance with Article 11 (the “Pre-Closing Period”), the Seller Guarantors, the Sellers, NewCo and the Company shall not, and shall cause their respective Affiliates and Representatives not to, directly or indirectly, (i) solicit, initiate, seek, entertain, knowingly encourage, knowingly facilitate, support or induce the making, submission or announcement of any inquiry, expression of interest, proposal or offer that constitutes, or would reasonably be expected to lead to, an Acquisition Proposal, (ii) enter into, participate in, maintain or continue any communications (except solely to provide written notice as to the existence of these provisions) or negotiations regarding, or deliver or make available to any Person any non-public information with respect to, or take any other action regarding, any inquiry, expression of interest, proposal or offer that constitutes, or would reasonably be expected to lead to, an Acquisition Proposal, (iii) agree to, accept, approve, endorse or recommend any Acquisition Proposal, (iv) enter into any letter of intent or any other Contract contemplating or otherwise relating to any Acquisition Proposal or (v) submit any Acquisition Proposal to the vote of any Company Shareholder. The Seller Guarantors and the Sellers shall, and shall cause NewCo, the Company, their respective Affiliates and each of their respective Representatives to, promptly following the date hereof and during the Pre-Closing Period, immediately cease and cause to be terminated any and all existing activities, discussions or negotiations with any Persons conducted prior to or on the date of this Agreement with respect to any Acquisition Proposal. If any Representative or Affiliate of any Seller Guarantor, any Seller or the Company, whether in his or her capacity as such or in any other capacity, takes any action that the Seller Guarantors or the Sellers are obligated pursuant to this Section 6.1 to cause such Representative or Affiliate not to take, then the Seller Guarantors and the Sellers shall be deemed for all purposes of this Agreement to have breached this Section 6.1. (b) During the Pre-Closing Period, each of the Seller Guarantors, the Sellers, NewCo and the Company shall promptly notify Acquiror in writing after their receipt of, or any of their Affiliates or Representatives receipt of, (i) any Acquisition Proposal, (ii) any inquiry, expression of interest, proposal or offer that would reasonably be expected to lead to an Acquisition Proposal, (iii) any other notice that any Person is considering making an Acquisition Proposal or (iv) any request for nonpublic information relating to the Company or for access to any of the properties, books or records of the Company by any Person or Persons other than Acquiror that would reasonably be expected to lead to an Acquisition Proposal. Such notice shall describe (1) the material terms and conditions of such Acquisition Proposal, inquiry, expression of interest, proposal, offer, notice or request and (2) the identity of the Person or Group making any such Acquisition Proposal, inquiry, expression of interest, proposal, offer, notice or request (except to the extent any of such information is deemed confidential under a confidentiality or non-disclosure agreement that is already in place as of the Agreement Date, in which case such notice will disclose the existence of such inquiry, offer, proposal, indication of interest or request and any of such information contained therein that is non-confidential). During the Pre-Closing Period, the Company shall keep Acquiror fully informed of the status and details of, and any modification to, any such inquiry, expression of interest, proposal or offer and any correspondence or communications related thereto and shall provide to Acquiror a true, correct and complete copy of such inquiry, expression of interest, proposal or offer and any amendments, correspondence and communications related thereto, if it is in writing, or a reasonable written summary thereof, if it is not in writing (except to the extent any of such information is deemed confidential under a confidentiality or non-disclosure agreement that is already in place as of the Agreement Date, in which case such notice will disclose the existence of such inquiry, offer, proposal, indication of interest or request and any of such information contained therein that is non-confidential).

  • Routine Dealings The Custodian will, in general, attend to all routine and mechanical matters in accordance with industry standards in connection with the sale, exchange, substitution, purchase, transfer, or other dealings with Securities or other property of each Fund except as may be otherwise provided in this Agreement or directed from time to time by Instructions from any particular Fund. The Custodian may also make payments to itself or others from the Assets for disbursements and out-of-pocket expenses incidental to handling Securities or other similar items relating to its duties under this Agreement, provided that all such payments shall be accounted for to the appropriate Fund.

  • Exclusive Dealings For so long as this Agreement remains in ------------------ effect, neither Seller nor any person acting on Seller's behalf shall, directly or indirectly, solicit or initiate any offer from, or conduct any negotiations with, any person or entity concerning the acquisition of all or any interest in any of the Purchased Assets or the Stations, other than Buyer or Buyer's permitted assignees.

  • Good Faith and Fair Dealing The Parties agree to act in accordance with the principles of good faith and fair dealing in the performance of the Agreement.

  • Other Dealings The Custodian shall otherwise act as directed by Instruction, including without limitation effecting the free payments of moneys or the free delivery of securities, provided that such Instruction shall indicate the purpose of such payment or delivery and that the Custodian shall record the party to whom the payment or delivery is made.

  • Shares Covered by this Agreement This Agreement shall apply to unissued shares of the Issuer, shares of the Issuer held in its treasury in the event that in the discretion of the Issuer treasury shares shall be sold, and shares of the Issuer repurchased for resale.

  • Course of Dealing No course of dealing, nor any failure to exercise, nor any delay in exercising any right, power or privilege hereunder shall operate as a waiver thereof.

  • No Advice We have not provided you with any investment, financial, or tax advice. Instead, we have advised you to consult with your own legal and financial advisors and tax experts.

  • Trustee Dealings with Company The Trustee, in its individual or any other capacity, may make loans to, accept deposits from, and perform services for the Company or its Affiliates, and may otherwise deal with the Company or its Affiliates, as if it were not the Trustee.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!