Table of intermediaries. List of intermediaries and execution venues currently selected by the Bank. Ty pe of financial instruments Execution venues or brokers Equities (including ETFs) and deriv atives listed HSBC Continental Europe CIC Securities Fixed-income instruments HSBC BANK PLC HSBC Continental Europe CREDIT AGRICOLE-CIB Xxxx BHF BNP PARIBAS SA XX Xxxxxx Securities Plc Deutsche Bank AG London Barclay s Bank PLC London Société Générale Xxxxx Xxxxxxx Xxxxx International London RBC EUROPE LIMITED Xxx al Bank of Scotland PLC Foreign exchange transaction HSBC GBM Structured products HSBC Continental Europe BNP Paribas XX Xxxxxxx s Bank PLC Deutsche Bank UBS AG XX Xxxxxx Crédit Suisse AG Société Générale SA Standard Crédit Agricole SA Natixis Xxxxxxx Xxxxx RBC Xxxxxx Xxxxxxx Money market instruments. HSBC GBM Appendix 5 – Summary of the conflicts of interest policy In terms of identification and management of conflicts of interest, HSBC Private Banking France undertakes to respect the highest standards in order to safeguard the interests of its clients. This policy is in compliance with the requirements of MIFID 2. So as to identify and manage the types of conflict of interests that may arise, in the context of providing the Group’s inv estment services, related services and other activ ities that might jeopardise the interests of its clients, HSBC Private Banking pays particular attention specifically to the following situations: - HSBC Private Banking is likely to make a financial gain or avoid a financial loss at the client’s expense; - HSBC Private Banking has a stake in the result of a service provided to the client or of a transaction carried out on their behalf which is different f rom the client’s stake in the result; - HSBC Priv ate Banking has an incentive, for financial or other reasons, to giv e priority to the interests of another client or group of clients as opposed to the interests of the client to whom the service is provided; - HSBC Priv ate Banking carries out the same professional activity as the client; - HSBC Priv ate Banking receives or will receive a benefit from a person other than the client in relation with the service provided to the client, in any f orm whatsoever, other than the commission or fees usually invoiced f or said service. Particular attention is also paid to conf licts of interest that may arise f rom the coexistence of activities within a multi-capability bank such as HSBC Continental Europe and in particular from the collaboration of s...
Table of intermediaries. List of intermediaries and execution venues currently selected by the Bank. The Bank draws the attention of its clients to the fact that if the securities account is pledged, the execution of orders may be affected (in particular, by an extension of the order execution period due to the need to lift the block) and that this may have an impact on the transaction price of financial instruments.
