TRADING LIMIT Sample Clauses

TRADING LIMIT. The provisions of the above Clause 7.6 shall have equal application to trading in Loco London Gold, Loco London Silver, Loco London Platinum, London Gold and London Silver.
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TRADING LIMIT. The VESSEL shall work as a drilling vessel in relation to oil and gas exploration offshore Thailand and or any other areas to be mutually agreed by OWNER and CHARTERER in writing. CHARTERER specifically undertakes that the VESSEL will not be used in violation of her existing document or register, or in violation of the existing classification or load line regulations applicable to the VESSEL, or in violation of any laws or regulations of any governmental entity having jurisdiction over the VESSEL. Classification certificates and surveys as required by applicable law and regulations shall be maintained by CHARTERER. The VESSEL shall not, without the prior written consent of OWNER be brought into a war zone or into an operating area where threats of war or war like operations can put the VESSEL at extra risk, and CHARTERER shall take out satisfactory insurance against such extra risk at CHARTERER’s expense.
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TRADING LIMIT. The VESSEL shall work as a drilling vessel in relation to oil and gas exploration offshore Thailand and or any other areas to be mutually agreed by SUK and SIL in writing. SIL specifically undertakes that the VESSEL will not be used in violation of her existing document or register, or in violation of the existing classification or load line regulations applicable to the VESSEL, or in violation of any laws or regulations of any governmental entity having jurisdiction over the VESSEL. Classification certificates and surveys as required by applicable law and regulations shall be maintained by SIL. The VESSEL shall not, without the prior written consent of SUK be brought into a war zone or into an operating area where threats of war or war like operations can put the VESSEL at extra risk, and SIL shall take out satisfactory insurance against such extra risk at SIL’s expense.
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TRADING LIMIT. I may be allowed to trade up to the trading limit that may be set by ASC provided that prior written approval/consent is granted by ASC and provided further, that the trade/s shall be subject to the regular Settlement Rule.
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TRADING LIMIT. Upon execution of this Agreement, GTN ME will evaluate the Client and offer trading limit for each market in which the Client chooses to trade through GTN ME. Such trading limit will be the maximum Net Settle amount that the Client will be allowed to accrue in respect of such market. The trading limit assigned for each market will be monitored through an overall trading limit assigned to the Client for all the markets in which the Client makes use of GTN ME's services. GTN ME, in its sole discretion may increase the initial trading limit or provide additional temporary trading limits to the Client based on requests made by the Client. The Client agrees that such increase of trading limits are provided in good faith and agree to settle transactions executed using the trading limits on or before the settlement date. GTN ME has the right to reject any order that exceeds the pre agreed trading limit. GTN ME, in its sole discretion may reduce the trading limit by providing two (2) working days advance notice to the Client. The trading limit as recorded /updated in the GTN system, or any other software provided by GTN ME as of the date and not disputed or disagreed by the Client in writing shall be considered as the trading limit assigned to the Client and shall form together with any increase or decrease thereof a part of this Agreement and the terms contained herein. Any funds that are transferred to the GTN ME Deposit Account to increase the trading limit will take effect upon realization of the said funds while any withdrawal from the GTN ME Deposit Account will immediately reduce the trading limit available to the Client. GTN ME has the right of lien to any securities held in the Client's accounts with GTN ME or GTN ME executing broker until the amount of such securities are paid by the Client as well as any outstanding amounts from the Client due to GTN ME. GTN ME has the right to liquidate securities in the Deposit Account and deduct from the proceeds any amounts the Client owes GTN ME in case of Client failure to meet any of Client's financial obligations under this Agreement. The Client does hereby irrevocably waive his right to challenge, question and/or dispute the sale of the securities or the quantum of the proceeds availed from the sale of securities, in favor of GTN ME. The sales proceeds so recovered shall be adjusted against the outstanding of the Client due to GTN ME. In case the sale proceeds obtained after the sale of the securities is not su...
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TRADING LIMIT. Upon execution of this Agreement, the Broker will provide sufficient trading limit to GTN ASIA and its customers to ensure smooth execution of all trades by GTN ASIA or its customers. The Broker specifically undertakes not to reject any trade that is within the pre agreed trading limit. From time-to-time GTN ASIA may request increase of permanent trading limit agreed between the parties and the Broker undertakes to serve such requests on priority basis.
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TRADING LIMIT i) Upon execution of this Agreement, MFS will evaluate the Client and offer trading limit for each market in which the Client chooses to trade through MFS. Such trading limit will be the maximum Net Settle amount that the Client will be allowed to accrue in respect of such market. The trading limit assigned for each market will be monitored through an overall trading limit assigned to the Client for all the markets in which the Client makes use of MFS's services.
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TRADING LIMIT. Xxxx.XX may impose a trading limit in accordance to the information provided by you and any applicable policies of Xxxx.XX. You may contact Xxxx.XX by email at xxxxxxx@xxxx.xx in the event any of our limits cause inconvenience or hardship to explore alternative methods for increasing a particular limit, be it a temporary increment or not, although we do not guarantee the availability of alternatives.
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TRADING LIMIT a- Under this Agreement, the Client agrees that the Margin Finance Ceiling Granted to the Client by the Company for trading of Securities shall be JD.
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Related to TRADING LIMIT

  • Ownership Limitation; Commitment Amount At the request of the Company, the Investor shall inform the Company of the number of shares the Investor beneficially owns. Notwithstanding anything to the contrary contained in this Agreement, the Investor shall not be obligated to purchase or acquire, and shall not purchase or acquire, any Common Shares under this Agreement which, when aggregated with all other Common Shares beneficially owned by the Investor and its Affiliates (as calculated pursuant to Section 13(d) of the Exchange Act and Rule 13d-3 promulgated thereunder), would result in the beneficial ownership by the Investor and its Affiliates (on an aggregated basis) to exceed 9.99% of the then outstanding voting power or number of Common Shares (the “Ownership Limitation”). Upon the written request of the Investor, the Company shall promptly (but no later than the next business day on which the transfer agent for the Common Shares is open for business) confirm orally or in writing to the Investor the number of Common Shares then outstanding. In connection with each Advance Notice delivered by the Company, any portion of the Advance that would (i) cause the Investor to exceed the Ownership Limitation or (ii) cause the aggregate number of Shares issued and sold to the Investor hereunder to exceed the Commitment Amount shall automatically be withdrawn with no further action required by the Company, and such Advance Notice shall be deemed automatically modified to reduce the number of Advance Shares requested by an amount equal to such withdrawn portion; provided that in the event of any such automatic withdrawal and automatic modification, the Investor will promptly notify the Company of such event.

  • Investment Limitation The Company shall not invest, or otherwise use the proceeds received by the Company from its sale of the Shares in such a manner as would require the Company or any of its subsidiaries to register as an investment company under the Investment Company Act.

  • Reports Under Securities Exchange Act With a view to making available the benefits of certain rules and regulations of the Commission, including Rule 144, that may at any time permit an Investor to sell securities of the Company to the public without registration or pursuant to a registration on Form S-1 or Form S-3, the Company agrees to:

  • Accredited Investor Status or Investment Limits Subscriber represents that either:

  • Xxxxxx’s Conversion Limitations The Company shall not effect any conversion of this Debenture, and a Holder shall not have the right to convert any portion of this Debenture, to the extent that after giving effect to the conversion set forth on the applicable Notice of Conversion, the Holder (together with the Holder’s Affiliates, and any Persons acting as a group together with the Holder or any of the Holder’s Affiliates) would beneficially own in excess of the Beneficial Ownership Limitation (as defined below). For purposes of the foregoing sentence, the number of shares of Common Stock beneficially owned by the Holder and its Affiliates shall include the number of shares of Common Stock issuable upon conversion of this Debenture with respect to which such determination is being made, but shall exclude the number of shares of Common Stock which are issuable upon (i) conversion of the remaining, unconverted principal amount of this Debenture beneficially owned by the Holder or any of its Affiliates and (ii) exercise or conversion of the unexercised or unconverted portion of any other securities of the Company subject to a limitation on conversion or exercise analogous to the limitation contained herein (including, without limitation, any other Debentures or the Warrants) beneficially owned by the Holder or any of its Affiliates. Except as set forth in the preceding sentence, for purposes of this Section 4(d), beneficial ownership shall be calculated in accordance with Section 13(d) of the Exchange Act and the rules and regulations promulgated thereunder. To the extent that the limitation contained in this Section 4(d) applies, the determination of whether this Debenture is convertible (in relation to other securities owned by the Holder together with any Affiliates) and of which principal amount of this Debenture is convertible shall be in the sole discretion of the Holder, and the submission of a Notice of Conversion shall be deemed to be the Holder’s determination of whether this Debenture may be converted (in relation to other securities owned by the Holder together with any Affiliates) and which principal amount of this Debenture is convertible, in each case subject to the Beneficial Ownership Limitation. To ensure compliance with this restriction, the Holder will be deemed to represent to the Company each time it delivers a Notice of Conversion that such Notice of Conversion has not violated the restrictions set forth in this paragraph and the Company shall have no obligation to verify or confirm the accuracy of such determination. In addition, a determination as to any group status as contemplated above shall be determined in accordance with Section 13(d) of the Exchange Act and the rules and regulations promulgated thereunder. For purposes of this Section 4(d), in determining the number of outstanding shares of Common Stock, the Holder may rely on the number of outstanding shares of Common Stock as stated in the most recent of the following: (i) the Company’s most recent periodic or annual report filed with the Commission, as the case may be, (ii) a more recent public announcement by the Company, or (iii) a more recent written notice by the Company or the Company’s transfer agent setting forth the number of shares of Common Stock outstanding. Upon the written or oral request of a Holder, the Company shall within two Trading Days confirm orally and in writing to the Holder the number of shares of Common Stock then outstanding. In any case, the number of outstanding shares of Common Stock shall be determined after giving effect to the conversion or exercise of securities of the Company, including this Debenture, by the Holder or its Affiliates since the date as of which such number of outstanding shares of Common Stock was reported. The “Beneficial Ownership Limitation” shall be 4.99% of the number of shares of the Common Stock outstanding immediately after giving effect to the issuance of shares of Common Stock issuable upon conversion of this Debenture held by the Holder. The Holder, upon not less than 61 days’ prior notice to the Company, may increase or decrease the Beneficial Ownership Limitation provisions of this Section 4(d), provided that the Beneficial Ownership Limitation in no event exceeds 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to the issuance of shares of Common Stock upon conversion of this Debenture held by the Holder and the Beneficial Ownership Limitation provisions of this Section 4(d) shall continue to apply. Any such increase or decrease will not be effective until the 61st day after such notice is delivered to the Company. The Beneficial Ownership Limitation provisions of this paragraph shall be construed and implemented in a manner otherwise than in strict conformity with the terms of this Section 4(d) to correct this paragraph (or any portion hereof) which may be defective or inconsistent with the intended Beneficial Ownership Limitation contained herein or to make changes or supplements necessary or desirable to properly give effect to such limitation. The limitations contained in this paragraph shall apply to a successor holder of this Debenture.

  • Investment Limits In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

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