Blue Sky Law definition

Blue Sky Law means the laws and regulations of any state or other jurisdiction applicable to any sale by or for the account of the Holder of all or part of this Warrant or any of the Shares.
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Blue Sky Law means any securities law of any state.
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Blue Sky Law means state level anti-fraud statutes which regulate both the offer and sale of securities as well as the registration and reporting requirements for broker-dealers and individual stock brokers doing business (both directly and indirectly) in each state, as well as investment advisers seeking to offer their investment advisory services in the state, and enforced by each individual states’ attorney-general.
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Examples of Blue Sky Law in a sentence

  • Buildings 12, 13, 14 and 15 in Stage 4 All basement car parking spaces located underneath buildings 12, 13, 14 and 15 in stage 4 and the entry/exit from/to the overall development's central avenue must be fully constructed prior to the issue of an Occupation Certificate for any or all of buildings 12, 13, 14 and 15 in stage 4.

  • The Company shall not be obligated to take any action in order to cause the exercise of an Option or the issuance of shares of Stock pursuant thereto to comply with any law or regulations of any governmental authority, including, without limitation, the Securities Act or applicable Blue Sky Law.

  • Therefore, recipients of the Plan Securities are advised to consult with their own legal advisors as to the availability of any such exemption from registration under state Blue Sky Law in any given instance and as to any applicable requirements or conditions to such availability.

  • During this time period, in a further effort to determine whether different States had reached any new rules concerning JOBS Act, the Issuer's representative contacted, essentially, all of the State Blue Sky Law agency offices on the east coast of the United States, as a beginning point.

  • Accordingly, the Beneficial Interests should be issuable in accordance with the Plan without registration under the Securities Act or any Blue Sky Law.

  • The Company shall have obtained all necessary Blue Sky Law permits and qualification required by any state for the offer and sale of the Debentures and the Conversion Stock, unless there is an applicable exemption.

  • In addition, the Plan Securities generally may be able to be resold without registration under state securities laws pursuant to various exemptions provided by the respective Blue Sky Law of those states; however, the availability of such exemptions cannot be known unless individual state Blue Sky Laws are examined.

  • Here, A&R does not attempt to identify any of the type of facts one would typically consider in determining whether the requisite nexus exists to trigger the application of a Blue Sky Law.

  • In addition, the Plan Securities generally may be able to be resold without registration under applicable state Blue Sky Laws pursuant to various exemptions provided by the respective Blue Sky Law of those states; however, the availability of such exemptions cannot be known unless individual state Blue Sky Laws are examined.

  • The Debtors further believe that the offer and sale of the New Equity Interests pursuant to the Plan is, and subsequent transfers by the holders thereof that are not “underwriters” (as defined in section 2(a)(11) of the Securities Act and Section 1145(b)(1)) will be, exempt from federal and state securities registration requirements under various provisions of the Securities Act, the Bankruptcy Code, and any applicable state Blue Sky Law.


More Definitions of Blue Sky Law

Blue Sky Law means state securities or “blue sky” Laws.
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Blue Sky Law means the securities laws and regulations of the various states of the United States, Puerto Rico and the District of Columbia.
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Blue Sky Law means state securities laws.
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Blue Sky Law means the applicable securities laws of any state and regulations thereunder.
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Blue Sky Law has the meaning specified in Section 4(a).
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Blue Sky Law means the Legal Requirements relating to registration and qualification of securities under the applicable securities laws of the states of the United States. Business Day is any day federally chartered banks are allowed to open for business in New York City, New York. Cash Value Per Share is 19.25% of the Company Share Value.
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Related to Blue Sky Law

  • Blue Sky Laws means state securities or “blue sky” laws.

  • Blue Sky Filing shall have the meaning assigned to such term in Section 6(a).

  • Blue Sky means the statutes of any state regulating the sale of corporate securities within that state.

  • BLUE SKY MATTERS We shall have no obligation or responsibility with respect to your right to sell Fund shares in any state or jurisdiction. From time to time we may furnish you with information identifying the states and jurisdictions, under the securities laws of which it is believed a Fund's shares may be sold. You will not transact orders for Fund shares in states or jurisdictions in which we indicate Fund shares may not be sold. You agree to offer and sell Fund shares outside the United States only in compliance with all applicable laws, rules and regulations of any foreign government having jurisdiction over such transactions in addition to any applicable laws, rules and regulations of the United States.

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • Blue Sky Application As defined in Section 6(a)(i) hereof.

  • Underwriter’s Exemption Prohibited Transaction Exemption 2002-41, 67 Fed. Reg. 54487 (2002), as amended (or any successor thereto), or any substantially similar administrative exemption granted by the U.S. Department of Labor.

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Canadian Securities Regulatory Authorities means the securities regulatory authorities in each of the provinces and territories of Canada;

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • NASD means the National Association of Securities Dealers, Inc.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • FINRA means the Financial Industry Regulatory Authority.

  • Applicable Securities Law means (i) with respect to any offering of securities in the United States of America, or any other act or omission within that jurisdiction, the securities law of the United States, including the Exchange Act and the Securities Act, and any applicable law of any State of the United States, and (ii) with respect to any offering of securities in any jurisdiction other than the United States of America, or any related act or omission in that jurisdiction, the applicable laws of that jurisdiction.

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Selling Jurisdictions means, collectively, each of the Qualifying Jurisdictions and may also include, the United States and any other jurisdictions outside of Canada and the United States as mutually agreed to by the Corporation and the Underwriters;

  • Canadian securities legislation means the securities laws in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the Securities Regulatory Authorities in such jurisdictions;

  • Canadian Securities Regulators means the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;

  • Public Securities means, collectively, the Closing Securities and, if any, the Option Securities.

  • securities legislation means statutes concerning the regulation of securities markets and trading in securities and the regulations, rules, forms and schedules under those statutes, all as amended from time to time, and the blanket rulings and orders, as amended from time to time, issued by the securities commissions or similar regulatory authorities appointed under or pursuant to those statutes; “Canadian securities legislation” means the securities legislation in any province or territory of Canada and includes the Securities Act (British Columbia); and “U.S. securities legislation” means the securities legislation in the federal jurisdiction of the United States and in any state of the United States and includes the Securities Act of 1933 and the Securities Exchange Act of 1934; and

  • ERISA-Qualifying Underwriting A best efforts or firm commitment underwriting or private placement that meets the requirements of an Underwriter’s Exemption.

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.