Management Risk definition

Management Risk. Xxxxxxx investment products are subject to management risk because each account is an actively managed portfolio. Market Risk: Profitability of a portion of Xxxxxxx’x recommendations may depend to a great extent upon correctly assessing the future course of price movements of stocks. There can be no assurance that Xxxxxxx will be able to predict those price movements accurately. Adjustable Rate and Floating Rate Securities Risks: Although adjustable and floating rate debt securities tend to be less volatile than fixed-rate debt securities, they nevertheless fluctuate in value. Alternative Investments and Derivatives: Certain mutual funds used in products may invest in alternative investment strategies or derivatives that are often more volatile than other investments and may magnify the vehicle’s gains and losses. A derivative is a security or contract (futures, options, etc.) the value of which fluctuates with the value of another security (i.e., its value is “derived” from the value of another). An investment vehicle that uses derivatives could be negatively affected if the change in market value of its securities fails to correspond as expected to the underlying securities. Alternative investment products are not for everyone and entail risks that are different from more traditional investments. Alternative investment strategies are intended for sophisticated investors and involve a high degree of risk, including, among other things, the risks inherent in investing in securities and derivatives, using leverage, and engaging in short sales. An investment in an alternative investment product or strategy may be considered speculative and should not constitute a complete investment program. Diversification and strategic asset allocation do not assure a profit or protect against loss in declining markets. Concentration Risk: Portfolios that invest a significant portion of assets in a small or limited number of securities, a single specific or closely related sectors, industries, a specific region or country, may involve greater risks, including greater potential for volatility, than more diversified portfolios. The value of these holdings will vary considerably in response to changes in the market value of the securities that represent these sectors, industries, or regions.
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Management Risk. The Portfolio is actively managed by the Portfolio Manager using proprietary investment strategies and processes. There can be no guarantee that these strategies and processes will be successful or that the Portfolio Manager will achieve its investment objective Market Risk: The trading prices of commodities, currencies, fixed income securities and other instruments fluctuate in response to a variety of factors. The NAV of the Notes and market price may fluctuate significantly in response to these factors. As a result, an investor could lose money over short or long periods of time. Market Trading Risk: The Issuer faces numerous market trading risks, including the potential lack of an active market for the Notes, losses from trading in secondary markets and periods of high volatility. ANY OF THESE FACTORS, AMONG OTHERS, MAY LEAD TO THE NOTES TRADING AT A PREMIUM OR DISCOUNT TO NET ASSET VALUE. Non-Diversification Risk: The Portfolio is considered to be non-diversified, which means that it may invest more of its assets in the securities of a single issuer or a smaller number of issuers than if it were a diversified Portfolio. To the extent the Issuer invests a significant percentage of its assets in a limited number of issuers, the Issuer is subject to the risks of investing in those few issuers, and may be more susceptible to a single adverse economic or regulatory occurrence. As a result, changes in the market value of a single security could cause greater fluctuations in the value of the Notes than would occur in a diversified note.
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Management Risk. The fund is subject to management risk because it is an actively-managed investment fund. The adviser will apply its investment techniques and risk analyses in making investment decisions, but there is no guarantee that its techniques will produce the intended results. Some of
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Examples of Management Risk in a sentence

  • His expertise is in the areas of Fund Management, Risk Management, Credit Analysis and Administration, Islamic Banking and Relationship Management.

  • The County is exposed to the various risks of loss shown in the following table: Types of Loss Method of Management Risk of Loss Retained General Liability• Torts• Errors and Omissions• Law Enforcement Officers' Liability• Vehicle Physical Plant• Theft• Damage to Assets• Natural DisastersThe County participates in a public entity risk pool: Association of County Commissioners of Oklahoma-Self-Insurance Group.

  • The Borrower Rating is determined first, which is based on assessment of Industry Risk, Business Risk, Management Risk and Financial Risk along with Project Risk / Conduct of Account (if applicable).

  • The Plan would state that the Management Risk Committee has delegated specific day-to-day risk management, including management of risks addressed through margining systems and related activities, to the DTCC Group Chief Risk Office (“GCRO”), which works with staff within the DTCC Financial Risk Management group.

  • Section B: Risk Management Risk must be actively managed throughout the lifecycle of the investment.

  • The County is exposed to the various risks of loss shown in the following table: Types of Loss Method of Management Risk of Loss Retained General Liability• Torts• Errors and Omissions• Law Enforcement Officers Liability• Vehicle Physical Plant• Theft• Damage to Assets• Natural DisastersThe County participates in a public entity risk pool: Association of County Commissioners of Oklahoma-Self-Insurance Group.

  • Risk Management Risk management is carried out by the Company’s management team with guidance from the Board of Directors.

  • Management Risk The performance of the Fund is very much dependent on the experience, expertise and investment techniques of the fund manager while the quality of management is also dependent on internal circumstances such as operational matters within the Manager.

  • See Site Management Risk AssessmentsThe generic Risk Assessment gives a basic indication of the control measures which have to be implemented for working safely at a height.

  • The Management Risk Committee is responsible for recommending policy and framework to the Board Audit and Risk Committee, which in turn is responsible for reviewing and recommending to the Board for approval.


More Definitions of Management Risk

Management Risk. The investment process used by the Adviser to select securities for the Fund’s investment portfolio may not prove effective, and the Adviser’s judgments about the attractiveness, value and potential appreciation of the Fund’s investments may prove to be incorrect in that the investments chosen by the Adviser may not perform as anticipated. Certain risks are inherent in the ownership of any security, and there is no assurance that the Fund’s investment objective will be achieved. Real Estate Investment Trust (REIT) Risk: Investing in REITs involves certain unique risks in addition to those risks associated with investing in the real estate industry in general. REITs may be affected by changes in the value of the underlying property owned by the REITs, while mortgage REITs may be affected by the quality of any credit extended. REITs are dependent upon management skills, may not be diversified geographically or by property/ mortgage asset type, and are subject to heavy cash flow dependency, default by borrowers and self- liquidation. REITs may be more volatile and/or more illiquid than other types of equity securities. REITs (especially mortgage REITs) are subject to interest rate risks. REITs may incur significant amounts of leverage. The Fund will indirectly bear a portion of the expenses, including management fees, paid by each REIT in which it invests, in addition to the expenses of the Fund. REITs must also meet certain requirements under the Internal Revenue Code of 1986, as amended (the “Code”) to avoid entity level tax and be eligible to pass-through certain tax attributes of their income to shareholders. REITs are consequently subject to the risk of failing to meet these requirements for favorable tax treatment and of failing to maintain their exemptions from registration under the Investment Company Act of 1940. REITs are subject to the risks of changes in the Code affecting their tax status. Small-and Mid-Capitalization Company Risk: In addition to large-capitalization companies, the Fund may invest in small-and/or mid-capitalization companies, which can be particularly sensitive to changing economic conditions since they do not have the financial resources or the well-established businesses of large- capitalization companies. Relative to the stocks of large-capitalization companies, the stocks of small and mid- capitalization companies are often thinly traded, and purchases and sales may result in higher transaction costs. Also, small-capitalizati...
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Management Risk. A strategy used by the investment team can fail to produce the intended results. Risks Related to Company Size — Certain Confluence strategies invest in small capitalization and mid-capitalization stocks, which are often more volatile and less liquid than investments in larger companies. The frequency and volume of trading in securities of smaller and mid-size companies may be substantially less than is typical of larger companies. Therefore, the securities of smaller and mid-size companies may be subject to greater and more abrupt price fluctuations. In addition, smaller and mid-size companies can lack the management experience, financial resources, and product diversification of larger companies, making them more susceptible to market pressures and business failure. Equity Market Risk — Overall stock market risks affect the value of the investments in equity strategies causing the market value of securities to move up and down, sometimes rapidly and unpredictably. These fluctuations can cause a security to be worth less than the price that was originally paid, or less than it was worth at an earlier time. Market risk can affect a single issuer, an industry, a sector of the economy, or the market as a whole. Equity markets are affected by factors such as economic growth and market conditions, interest rates, currency exchange rates, and political events in the U.S. and abroad, as well as the expectations that market participants have of those factors.
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Management Risk. A strategy used by the investment team can fail to produce the intended results. Equity Market Risk — Overall stock market risks affect the value of the investments in equity strategies causing the market value of securities to move up and down, sometimes rapidly and unpredictably. These fluctuations can cause a security to be worth less than the price that was originally paid, or less than it was worth at an earlier time. Market risk can affect a single issuer, an industry, a sector of the economy, or the market as a whole. Equity markets are affected by factors such as economic growth and market conditions, interest rates, currency exchange rates, and political events in the U.S. and abroad, as well as the expectations that market participants have of those factors.
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Management Risk the risk that the investment techniques and risk analyses applied by PIMCO will not produce the desired results and that legislative, regulatory, or tax restrictions, policies or developments may affect the investment techniques available to PIMCO and the individual portfolio manager in connection with managing the Fund. There is no guarantee that the investment objective of the Fund will be achieved.
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Management Risk. The Fund will be affected by the allocation determinations, investment decisions and techniques of the Fund’s management.
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Related to Management Risk

  • management body means a management body as defined in Article 4(1)(36) of Directive 2014/65/EU;

  • At risk means a student who has the potential for academic failure, including, but not

  • Sustainability Risk means an environmental, social or governance event or condition that, if it occurs, could cause an actual or a potential material negative impact on the value of the investment;

  • Low risk means normal, uncomplicated prenatal course as determined by adequate prenatal care and prospects for a normal, uncomplicated birth as defined by reasonable and generally accepted criteria of maternal and fetal health.

  • Management Unit means an area established by the Commission for management purposes.

  • Management means an activity inclusive of control and performed on a daily basis, by any person who is a principal executive officer of the company, by whatever name that person may be designated, and whether or not that person is a director.

  • Management Plan means a plan to manage the activities and protect the special value or values in an Antarctic Specially Protected Area or an Antarctic Specially Managed Area.

  • Management Company means the firm overseeing the operation and management of the Participating Property; and shall mean the Grantee in any event wherein the Management Company is required to perform any obligations under this Agreement.

  • Management Group means at any time, the Chairman of the board of directors, the Chief Executive Officer, the President, any Managing Director, Executive Vice President, Senior Vice President or Vice President, any Treasurer and any Secretary of Holdings or other executive officer of Holdings or any Subsidiary of Holdings at such time.

  • Management Entity means the community developmental disability program or private corporation that operates the regional crisis diversion program, including acting as the fiscal agent for regional crisis diversion funds and resources.

  • operational risk means the risk of loss resulting from inadequate or failed internal processes, people and systems or from external events, and includes legal risk;

  • Management Objectives means the measurable performance objective or objectives established pursuant to this Plan for Participants who have received grants of Performance Shares or Performance Units or, when so determined by the Board, Option Rights, Appreciation Rights, Restricted Shares and dividend credits pursuant to this Plan. Management Objectives may be described in terms of Company-wide objectives or objectives that are related to the performance of the individual Participant or of the Subsidiary, division, department, region or function within the Company or Subsidiary in which the Participant is employed. The Management Objectives may be made relative to the performance of other corporations. The Management Objectives applicable to any award to a Covered Employee shall be based on specified levels of or growth in one or more of the following criteria:

  • Management Authority means a national management authority designated in accordance with Article IX;

  • Projects means the projects identified in Exhibit A to the Agreement and all other projects, any costs of which are included in a Transitional Capital Plan pursuant to the Act or are Recovery Costs, and financed, by payment or reimbursement, with the proceeds of Bonds or Notes.

  • Fund Management means the persons responsible for the portfolio and/or risk management of the Fund.

  • Project means the goods or Services described in the Signature Document or a Work Order of this Contract.

  • Management Director means a Person selected in accordance with Article IV of this Agreement who shall have the powers and duties to manage the business and affairs of the Company and exercise its powers to the extent set forth in this Agreement, the Certificate and the Act. Each Management Director shall be a “manager” of the Company within the meaning of the Act.

  • Management Team means Xxxxxx X. X’Xxxxxxx, Xxxxxxx X. Xxxxxx, Xx. and Xxxxx X. Xxxxxxxxxx.

  • high risk breach means that the threshold for notifying the individual is higher than that for notifying the relevant supervisory authority.

  • Management Contract means the contract executed between the treasurer and a program manager.

  • Potential geologic hazard area means an area that:

  • Management Fees means, with respect to each Project for any period, an amount equal to the greater of (i) actual management fees payable with respect thereto and (ii) three percent (3%) per annum on the aggregate base rent and percentage rent due and payable under leases at such Project.

  • Management Board means the management board of the Company.

  • Adaptive management means reliance on scientific methods to test the results of actions taken so that the management and related policy can be changed promptly and appropriately.

  • Project Management Consultant means --------------Not Applicable --------------

  • Management Control means the possession, directly or indirectly of the power to direct or cause the direction of the management and policies of the Concessionaire, whether through the ownership of voting securities, by contract or otherwise or the power to elect or appoint more than 50% (fifty percent) of the directors, managers, partners or other individuals exercising similar authority with respect to the Concessionaire.