Out of Pocket Fees. Fees charged for outside pricing services and all accompanying administrative expenditures. *Subject to a $20,0001 annual minimum per fund (one share class) plus $7,5001 per additional share class for Domestic Funds and a $30,0001 annual minimum per fund (one share class) plus $7,5001 per additional share class for International/Global Funds. Fees are billed on a monthly basis. 1 Discount based on average net assets per fund and/or share class per month: $0 - 2 Million 30% $2 - 5 Million 20% $5 Million Plus 0% Standard Reports Available
Out of Pocket Fees. Fees charged for outside pricing services and all accompanying administrative expenditures. *Subject to a $20,0001 annual minimum per portfolio (one share class) plus $7,5001 per additional share class for Domestic Funds and a $30,0001 annual minimum per portfolio (one share class) plus $7,5001 per additional share class for International/Global Funds. Fees are billed on a monthly basis. 1 Discount based on average net assets per portfolio and/or share class per month: $0 - 4 Million 30% $4 - 6 Million 20% $6 Million Plus 0% OPTIONAL SERVICES AVAILABLE - INITIAL (FOR DESIRED SERVICES) -Additional portfolio sub-adviser fee $10,000/portfolio --------------- -Multiple custodian fee $5,000/fund group --------------- -GNMA securities fee $2,500/portfolio --------------- -Statistical reporting fee (ICI, Lipper, Donoghue, etc.) $100/report --------------- -S.E.C. audit requirements Pass through --------------- -Processing of backup withholding $1,500/portfolio --------------- SPECIAL REPORT GENERATION FEES AD-HOC Report Generation $75.00 per report Reruns $75.00 per run Extract Tapes $110.00 plus SYSTEMS PROGRAMMING LABOR CHARGES System Support Representatives $100.00/hour Programmers, Consultants or Department Heads $125.00/hour Officers $150.00/hour REPRICING CHARGES For incorrect or untimely information provided by an Advisor or its Agent, Unified will charge $200.00 per day for each day that a portfolio is repriced. FUND ADMINISTRATION SERVICES FEE SCHEDULE The prices contained herein are effective for twenty-four months from the execution date of the Mutual Fund Services Agreement. STANDARD FEE
Out of Pocket Fees. Fees charged for outside pricing services and all accompanying administrative expenditures. Subject to a $20,0001 annual minimum per portfolio (one share class) plus $6,0001 per additional share class. Fees are billed on a monthly basis. 1 Discount based on total fund assets: $0 - 2 Million 50% $2 - 5 Million 25% $5 Million Plus 0% Standard Services Provided -Daily processing of Fund transactions -Ability to specify and execute partial sales on FIFO, LIFO, high cost, low cost and specifically identified lots -"As-of" reporting, as far back as transactions are maintained -Monitoring and communication to management and adviser(s) on cash activity -General ledger processing -Calculations of Net Asset Value -Calculations of Money Market Daily Dividend Factor -Reporting of NAV to NASDAQ and Fund management -Reporting of NAV to principal reporting services (Lipper, etc.) -Daily portfolio valuation -Estimation of semi-annual income and capital gain distributions -Provide information to complete semi-annual and annual financial statements and Director's reports -Coordination with auditors -Coordination and communication with investment advisers -Payables processing -Full bond accrual, accretion, amortization, including variable rates -Daily accrual and amortization of income and expense -Full accounting for all securities transactions -Complete audit trail -Automated securities and income records -Fiscal year-end processing -Load funds processing Standard Reports Provided -Daily cash reports -Daily portfolio valuations -Daily Pricing Sheets -Weekly accruals transactions listing -Standard monthly Closing Packages -Monthly general ledger activity report as requested - Reports to assist in the preparation of semi-annual and annual financial statements -Dividend estimations worksheet -Pre-approved audit schedules -Broker commissions report for N-SAR filings -Financial schedules for proxy statements and prospectuses *Requests for Unified to provide standard reports with increased frequency may be subject to additional service fees. Optional Services Available - Initial (for desired services) -Additional portfolio sub-adviser fee $10,000/portfolio -Multiple custodian fee $5,000/fund group -GNMA securities fee $2,500/portfolio _______ -Quarterly financial statement preparation fee $5,000/portfolio -Creation of semi-annual and annual reports $3,000/fund group -Statistical reporting fee (ICI, Lipper, Donoghue, etc.) $100/report _______ -S.E.C. audit requirements pass throu...
Examples of Out of Pocket Fees in a sentence
No later than twenty-eight (28) days after the execution of this Agreement, Defendants shall produce to the Settlement Administrator with a copy to Class Counsel an electronic list from its records that includes the names, last known mail and email addresses, and the total amount of Out-of-Pocket Fees paid by each Settlement Class Member, to the extent available.
More Definitions of Out of Pocket Fees
Out of Pocket Fees. Fees charged for outside pricing services and all accompanying administrative expenditures. Subject to an annual minimum of $18,000 per portfolio. Optional Services Available - Initial (for desired services) _______________ -Additional portfolio sub-adviser fee $10,000/portfolio _______________ -Multiple custodian fee $5,000/fund group _______________ -GNMA securities fee $2,500/portfolio _______________ -Statistical reporting fee (ICI, Lipper, Donoghue, etc.) $100/report _______________ -Quarterly tax and compliance checklist $4,000/portfolio _______________ -S.E.C. audit requirements pass through Special Report Generation Fees AD-HOC Report Generation $75.00 per report Reruns $75.00 per run Extract Tapes $110.00 plus Systems Programming Labor Charges System Support Representatives $100.00/hour Programmers, Consultants or Department Heads $125.00/hour Officers $150.00/hour De-Conversion Fees De-Conversion fees will be subject to additional charges commensurate with particular circumstances and dependent upon scope of problems. FUND ADMINISTRATION SERVICES FEE SCHEDULE Standard Fee 0.07% for the first $50 million in total fund assets; 0.05% from $50 million to $100 million in total fund assets; 0.04% from $100 million to $200 million in total fund assets; 0.02% over $200 million in total fund assets. Subject to an annual minimum of $18,000 per portfolio. Additional Services and Fees
Out of Pocket Fees. Fees charged for outside pricing services and all accompanying administrative expenditures. Subject to a $18,0001 annual minimum per portfolio (one share class) plus $7,5001 per additional share class. Fees are billed on a monthly basis. 1 Discount based on assets per portfolio and/or share class: $0 - 2 Million 50% $2 - 5 Million 25% $5 Million Plus 0% Optional Services Available - Initial (for desired services) -Additional portfolio sub-adviser fee $10,000/portfolio -Multiple custodian fee $5,000/fund group -Quarterly financial statement preparation fee $5,000/portfolio -Statistical reporting fee (ICI, Lipper, Donoghue, etc.) $100/report -S.E.C. yield calculations $1,000/portfolio -S.E.C. audit requirements pass through -Processing of backup withholding $1,500/portfolio Special Report Generation Fees AD-HOC Report Generation $75.00 per report Reruns $75.00 per run Extract Tapes $110.00 plus Systems Programming Labor Charges System Support Representatives $100.00/hour Programmers, Consultants or Department Heads $125.00/hour Officers $150.00/hour Repricing Charges For incorrect or untimely information provided by an Advisor or its Agent, Unified will charge $200.00 per day for each day that a portfolio is repriced. De-Conversion Fees De-Conversion fees will be subject to additional charges commensurate with particular circumstances and dependent upon scope of problems. FUND ADMINISTRATION SERVICES FEE SCHEDULE Standard Fee 0.10% for the first $50 million in total fund assets; 0.07% from $50 million to $100 million in total fund assets; 0.05% over 100 million in total fund assets; Subject to a $15,0001 annual minimum per portfolio (one share class) plus $7,5001 per additional share class. Fees are billed on a monthly basis. 1 Discount based on assets per portfolio and/or share class: $0 - 2 Million 50% $2 - 5 Million 25% $5 Million Plus 0% Additional Services and Fees
Out of Pocket Fees. Fees charged for outside pricing services and all accompanying administrative expenditures.
Out of Pocket Fees means the total amount of processing fees, including any tax onto, paid to Defendants collectively by every Settlement Class Member.