Securities Filings definition

Securities Filings shall have the meaning set forth in Section 3.1(a)(iii).

Securities Filings has the meaning set forth in Section 5.8.2 hereof.

Securities Filings means all filings made by Purchaser with the SEC from and after January 1, 1996 pursuant to the Securities Act and the Exchange Act.

Examples of Securities Filings in a sentence

• Depositor to Provide Copies of Relevant Securities Filings 44 SECTION 6.08.

• Each Party shall provide the other Parties with a reasonable opportunity to review and comment on the Securities Filings (and such comments shall be reasonably considered in good faith by the filing Party), or any amendment or supplement to any of the foregoing and any communications with the SEC prior to filing such with the SEC, and will promptly provide the other Parties with a copy of all such filings and communications made with the SEC.

• Each of the Purchaser Securities Filings at the time of filing or as of the date of the last amendment thereof, if amended after filing, complied or, as to Purchaser Securities Filings subsequent to the date hereof, will comply in all material respects with the Securities Exchange Act or the Securities Act, as applicable.

• Other examples are presented in Figure 4 for Update, Insert and Delete actions.

• True, correct, and complete copies of the Company Securities Filings are publicly available in the Electronic Data Gathering, Analysis and Retrieval database of the SEC.

More Definitions of Securities Filings

Securities Filings means the reports, statements and other documents filed (not furnished) by Venaxis with the SEC under Section 13(a), 13(c), 14 or 15(d) of the Exchange Act between January 1, 2013 and December 31, 2015, including any amendments thereto.

Securities Filings has the meaning set forth in Section 6.5.

Securities Filings mean all reports, schedules, registration statements and definitive proxy statements required to be filed by Eldorado pursuant to the Exchange Act with the SEC since January 1, 1994, as such documents have been amended since the time of their filing. EXECUTION VERSION

Securities Filings means all reports, forms, schedules, exhibits, documents, instruments, consents and other filings made by the Company with the U.S. Securities and Exchange Commission (the “SEC”). “Plan” means (i) all employee benefit plans (as defined in Section 3(3) of Employee Retirement Income Security Act of 1974, as amended, and the regulations thereunder (“ERISA”), whether domestic or foreign), and (ii) all bonus (including transaction bonus), incentive compensation, stock appreciation right, phantom stock, restricted stock, restricted stock unit, performance stock, performance stock unit, employee stock ownership, stock purchase, equity or equity-based, deferred compensation, change in control, employment, noncompetition, nondisclosure, vacation, holiday, sick leave, retention, severance, retirement, pension, money purchase, target benefit, cash balance, excess benefit supplemental executive retirement, profit sharing, life insurance, Section 125 cafeteria, adoption assistance, dependent care assistance, voluntary employees beneficiary, multiple employer welfare, accident, disability, fringe benefit, welfare benefit, paid time off, employee loan, and salary continuation plans, programs, policies, agreements, arrangements, commitments, practices, contracts and understandings (written or unwritten) including without limitation, any trust, escrow or other agreement related thereto and any similar plans, programs, policies, agreements, arrangements, commitments, practices, contracts and understandings (written or unwritten). At and after the Closing, the Company will not owe to any Person serving the Company as employee, former employee, contractor or consultant, with respect to any period prior to the Closing, any hourly wages, salary, bonus, incentive pay, benefit pay, back pay, termination pay, reimbursements, dues, advances, insurance pay or co-pay, tax make-whole payments, or any other payment or obligation of any nature or kind.

Securities Filings means HNC’s registration statement on Form S-4 including any pre-effective or post-effective amendments or supplements thereto, as filed with the SEC under the Securities Act with respect to the HNC Common Stock to be issued in connection with the Merger, together with any applicable state “blue sky” securities filings, and the East Penn Financial Proxy Statement including any amendments thereto, as filed with the SEC under the Exchange Act in connection with the East Penn Financial Shareholders Meeting.

Securities Filings means any public offering by Buyer under or pursuant to the Securities Act or the Exchange Act.

Securities Filings shall have the meaning set forth in Section 10.2.6 below.