Securities Filings definition

Securities Filings shall have the meaning set forth in Section 3.1(a)(iii).
Securities Filings has the meaning set forth in Section 5.8.2 hereof.
Securities Filings means all filings made by Purchaser with the SEC from and after January 1, 1996 pursuant to the Securities Act and the Exchange Act.

Examples of Securities Filings in a sentence

  • Each Party shall provide the other Parties with a reasonable opportunity to review and comment on the Securities Filings (and such comments shall be reasonably considered in good faith by the filing Party), or any amendment or supplement to any of the foregoing and any communications with the SEC prior to filing such with the SEC, and will promptly provide the other Parties with a copy of all such filings and communications made with the SEC.

  • The committee disagreed that retired judicial officers should be permanently exempted from the training and educational requirements that apply to others who serve as court-appointed temporary judges.

  • The Government’s Exchange of Series C Preferred Shares for 562,868,096 Shares of the Common Stock of AIG Is Contrary to (i) Delaware Law, (ii) the Express Representation Made to the Delaware Chancery Court, (iii) Repeated Representations in Securities Filings, (iv) the Credit Agreement, and (v) the Terms of the Series C Stock Purchase Agreement 39 VII.

  • Excel and Klutch are fierce competitors in the niche sports management and marketing industry vying for the opportunity to represent professional athletes with regard to their on-court team contracts, as well as off-court marketing and other opportunities.

  • For the avoidance of doubt, any ordinary course communications filed pursuant to Rule 425 under the Securities Act or any other disclosures or statements with respect to the Transactions contained in any filing required under securities Laws, other than the Securities Filings, shall be subject to Section 8.12.


More Definitions of Securities Filings

Securities Filings means the reports, statements and other documents filed (not furnished) by Venaxis with the SEC under Section 13(a), 13(c), 14 or 15(d) of the Exchange Act between January 1, 2013 and December 31, 2015, including any amendments thereto.
Securities Filings mean all reports, schedules, registration statements and definitive proxy statements required to be filed by Eldorado pursuant to the Exchange Act with the SEC since January 1, 1994, as such documents have been amended since the time of their filing. EXECUTION VERSION
Securities Filings means the filing of any filing required by the SEC under the Act, any filing required pursuant to the rules of the AIM Market, or any filing with the Delaware Corporations Commission under the Delaware General Corporation Law by AquaBounty, in each case in respect of its issuance of the Notes.
Securities Filings means all reports, forms, schedules, exhibits, documents, instruments, consents and other filings made by the Company with the U.S. Securities and Exchange Commission (the “SEC”). “Plan” means (i) all employee benefit plans (as defined in Section 3(3) of Employee Retirement Income Security Act of 1974, as amended, and the regulations thereunder (“ERISA”), whether domestic or foreign), and (ii) all bonus (including transaction bonus), incentive compensation, stock appreciation right, phantom stock, restricted stock, restricted stock unit, performance stock, performance stock unit, employee stock ownership, stock purchase, equity or equity-based, deferred compensation, change in control, employment, noncompetition, nondisclosure, vacation, holiday, sick leave, retention, severance, retirement, pension, money purchase, target benefit, cash balance, excess benefit supplemental executive retirement, profit sharing, life insurance, Section 125 cafeteria, adoption assistance, dependent care assistance, voluntary employees beneficiary, multiple employer welfare, accident, disability, fringe benefit, welfare benefit, paid time off, employee loan, and salary continuation plans, programs, policies, agreements, arrangements, commitments, practices, contracts and understandings (written or unwritten) including without limitation, any trust, escrow or other agreement related thereto and any similar plans, programs, policies, agreements, arrangements, commitments, practices, contracts and understandings (written or unwritten). At and after the Closing, the Company will not owe to any Person serving the Company as employee, former employee, contractor or consultant, with respect to any period prior to the Closing, any hourly wages, salary, bonus, incentive pay, benefit pay, back pay, termination pay, reimbursements, dues, advances, insurance pay or co-pay, tax make-whole payments, or any other payment or obligation of any nature or kind. Initials Seller V.V. Purchaser T.S. R.T. Securities Purchase and Sale Agreement
Securities Filings means the Company’s quarterly reports on form 10-Q and its Annual Report on Form 10-K, as filed with the United States Securities and Exchange Commission.
Securities Filings means the filing of any filing required by the SEC under the Securities Act, Exchange Act, any filing required pursuant to the rules of the AIM Market, or any filing with the Delaware Corporations Commission under the Delaware General Corporation Law by AquaBounty, in each case in respect of its issuance of the Shares.
Securities Filings means any public offering by Buyer under or pursuant to the Securities Act or the Exchange Act.