Additional Advisors Sample Clauses

Additional Advisors. The privilege of making recommendations shall be extended to donors and their successors. All requests to appoint additional advisors and successor advisors must be communicated to the Foundation in writing by the donor(s) establishing the fund. If any present donor fails to establish a succession plan prior to death, incapacity or resignation, upon such occasion, the remaining balance of the fund shall be transferred to the Foundation’s unrestricted fund. The Foundation serves as advisor for all designated, field of interest and unrestricted funds. If there are no gifts to a Donor-Advised fund for 36 consecutive months and the Foundation has not received a grant recommendation from the advisor during the same 36 month period, the Foundation will attempt to contact the advisor to ascertain the advisor’s desired level of involvement with the fund. If the advisor or successor advisor does not respond after three attempts by the Foundation to contact the advisor (and, if one has been named, a successor advisor) at the most recent address or phone number in the Foundation’s records, then the remaining balance in the fund shall be transferred the Foundation’s unrestricted fund.
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Additional Advisors. The Trading Manager shall provide prior written notice to the Trading Advisor if a new commodity trading advisor is engaged with respect to the Trading Company. The Trading Advisor shall have the right to terminate this Agreement upon providing 30 days prior written notice to the Trading Manager in the event that a new commodity trading advisor is engaged with respect to the Trading Company.
Sample 1Sample 2Sample 3
Additional Advisors. The privilege of making recommendations shall be extended to those individuals listed in the agreement establishing the fund or thereafter named by the Donors. Donors with a starting balance of $25,000 - $500,000 can name one successive generation of Advisors. Donors with a starting balance of $500,000 and up can name two successive generations of Advisors. All requests to change or add advisors must be communicated in writing by the Donor(s) establishing the fund.
Sample 1
Additional Advisors. Donors may designate individuals who will serve as advisors to the fund, and who may make recommendations to the Athens Area Community Foundation regarding grant distributions from the fund. If you would like to add advisors to your fund, please list their information below. Once designated, an advisor's status can only be revoked in writing by the donor(s) who established the fund. Please only fill out the section below if you are wishing to add an advisor in addition to those listed in Section 1. First Name MI Last Name Suffix Preferred Salutation (e.g. Xx. Xxxxx X. Smith or Xxx Xxxxx) Home Address City State Zip Work Organization Work Title Date of Birth Preferred Email Preferred Phone First Name MI Last Name Suffix Preferred Salutation (e.g. Xx. Xxxxx X. Smith or Xxx Xxxxx) Home Address City State Zip Work Organization Work Title Date of Birth Preferred Email Preferred Phone The assets of the fund shall be invested according to the Foundation's investment policy, as it may be amended from time to time by the Foundation's Investment Committee. Please select your preferred investment allocation. % Invested and 5% Cash (Default) 0% Invested 0% Cash her: How did you learn about the Athens Area Community Foundation? Advisor Family/Friend Existing Donor Website / Media Foundation Presentation Other: Please provide us with information about the causes and/or organizations you care most about: Civic/Community Education Health & Human Services Arts & Culture Affordable Housing & Transportation Economic & Workforce Development Environment Animal Welfare Religious/Faith Based Other I/We would like to learn about / be contacted about funding opportunities in my area of interest.
Sample 1
Additional Advisors. The privilege of making recommendations shall be extended to donors, their spouses, and their designees. All requests to appoint additional advisors and successor advisors must be communicated to the Foundation in writing by the donor(s) establishing the fund. A donor advisor may change this designation. The funds of the Athens Area Community Foundation are managed by professional investment managers under the supervision of the Finance Committee of our Board of Directors in accordance with our Investment Policy, which may be modified at any time by the Foundation. The Foundation has the responsibility and authority for the investment of the assets of each donor advised fund. Although the assets may be commingled with other assets of the Foundation in investment pools, the fund’s separate identity and value will be maintained. The Foundation does not guarantee that the fund will earn any particular or minimum rate of return with respect to the investment of assets. All income and capital gains or losses of the investment pool(s) in which the assets are invested shall be allocated to the fund on a periodic and pro rata basis, upon the ratio that the value of assets related to the fund invested in the investment pool bears to the aggregate value of all assets in the invested in said pool(s). Regular reviews are conducted to monitor investment performance and activity. Any decisions with respect to the retention, investment, or reinvestment of assets and with respect to the commingling of assets, shall be made by the Foundation's board of directors, in accordance with its regular procedures in accordance with prudent investment standards.
Sample 1
Additional Advisors. The privilege of making recommendations shall be extended to donors, their spouses and their designees. All requests to appoint additional advisors and successor advisors must be communicated to the Foundation in writing by the donor(s) establishing the fund. A donor advisor may change this designation. If any present donor fails to establish a succession plan prior to death, the remaining balance of the fund at the donor’s death shall be transferred to the Community Foundation for Greater Atlanta’s Operating Fund. Donor-advised Fund Agreement (page 8 of 10) If there are no gifts to a donor-advised fund for 36 consecutive months and the Foundation has not received a grant recommendation from the advisor during the same 36 month period, the Foundation will attempt to contact the advisor to ascertain the advisor’s desired level of involvement with the Fund. If the advisor or successor advisor does not respond after three attempts by the Foundation to contact the advisor (and, if one has been named, a successor advisor) at the most recent address or phone number in the Foundation’s records, then the fund shall be used to support the Foundation’s charitable activities based on the Foundation’s spending policy at that time. If at a later date the advisor (or, if the advisor has died, a named successor advisor) chooses to become engaged in advising the fund, such privilege will revert back to such advisor (or such successor advisor).
Sample 1
Additional Advisors. The privilege of making recommendations shall be extended to those individuals listed in the agreement establishing the fund. All requests to change or add advisors must be communicated in writing by the Donor(s) establishing the fund.
Sample 1
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Additional Advisors. The chairperson of any committee may invite additional individuals with expertise in a particular area to meet with and assist the committee. Unless specifically provided, such advisors shall not vote or be counted in determining the existence of a quorum and will be excluded from any executive session of the committee.
Sample 1

Related to Additional Advisors

  • Financial Advisors No Person has acted, directly or indirectly, as a broker, finder or financial advisor for Purchaser in connection with the transactions contemplated by this Agreement and no Person is entitled to any fee or commission or like payment in respect thereof.

  • Sub-Advisors The Advisor may from time to time, in its sole discretion to the extent permitted by applicable law, appoint one or more sub-advisors, including, without limitation, affiliates of the Advisor, to perform investment advisory services with respect to the Fund. The Advisor may terminate any or all sub-advisors in its sole discretion at any time to the extent permitted by applicable law.

  • Sub-Advisers The Investment Adviser may delegate certain of its responsibilities hereunder with respect to provision of the investment advisory services set forth in Section 3(a) above to one or more other parties (each such party, a “Sub-Adviser”), pursuant in each case to a written agreement with such Sub-Adviser that meets the requirements of Section 15 of the 1940 Act and rules thereunder applicable to contracts for service as investment adviser of a registered investment company (including without limitation the requirements for approval by the Board of Directors of the Fund and the shareholders of the Portfolio), subject, however, to such exemptions as may be granted by the U.S. Securities and Exchange Commission upon application or by rule. Such Sub-Adviser may (but need not) be affiliated with the Investment Adviser. Any delegation of services pursuant to this Section 3(b) shall be subject to the following conditions: 1. Any fees or compensation payable to any Sub-Adviser shall be paid by the Investment Adviser and no additional obligation may be incurred on the Fund’s behalf to any Sub-Adviser; except that any Fund expenses that may be incurred by the Investment Adviser and paid by the Fund to the Investment Adviser directly may be incurred by the Sub-Adviser and paid by the Fund to the Sub-Adviser directly, so long as such payment arrangements are approved by the Fund and the Investment Adviser prior to the Sub-Adviser’s incurring such expenses. 2. If the Investment Adviser delegates its responsibilities to more than one Sub-Adviser, the Investment Adviser shall be responsible for assigning to each Sub-Adviser that portion of the assets of the Portfolio for which the Sub-Adviser is to act as Sub-Adviser, subject to the approval of the Fund’s Board of Directors. 3. To the extent that any obligations of the Investment Adviser or any Sub-Adviser require any service provider of the Fund or Portfolio to furnish information or services, such information or services shall be furnished by the Fund’s or the Portfolio’s service providers directly to both the Investment Adviser and any Sub-Adviser.

  • Financial Advisor No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Merger or any of the other Contemplated Transactions based upon arrangements made by or on behalf of Parent.

  • Advisors Each party may appoint any counsel, consultants and advisors as it feels appropriate to assist the expert in his determination and so as to present their respective cases so that at all times the parties will co-operate and seek to narrow and limit the issues to be determined.

  • Brokers, Finders and Financial Advisors No broker, finder or financial advisor has acted for Purchaser in connection with this Agreement or the transactions contemplated hereby or thereby, and no broker, finder or financial advisor is entitled to any broker’s, finder’s or financial advisor’s fee or other commission in respect thereof based in any way on any contract with Purchaser.

  • The Sub-Adviser’s Representations The Sub-Adviser represents, warrants and agrees that: (i) It has all requisite power and authority to enter into and perform its obligations under this Agreement, and has taken all necessary corporate action to authorize its execution, delivery and performance of this Agreement; (ii) It is registered as an investment adviser under the Advisers Act and will continue to be so registered during the term of this Agreement; (iii) It has adopted and implemented a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act (the “Code of Ethics”) and, if it has not already done so, will provide the Adviser and the Trust with a copy of such Code of Ethics and any amendments thereto; (iv) It has adopted and implemented written policies and procedures, as required by Rule 206(4)-7 under the Advisers Act, which are reasonably designed to prevent violations of federal securities laws by the Sub-Adviser, its employees, officers, and agents (“Compliance Procedures”) and, if it has not already done so, will provide the Adviser and the Trust with a copy of the Compliance Procedures and any amendments thereto; (v) It has delivered to the Adviser copies of its Form ADV as most recently filed with the SEC and will provide the Adviser and the Trust with a copy of any future filings of Form ADV or any amendments thereto; (vi) It is not prohibited by the 1940 Act or the Advisers Act from performing the services contemplated by this Agreement and will promptly notify the Adviser and the Trust of the occurrence of any event that would disqualify the Sub-Adviser from serving as an investment adviser to a Fund pursuant to Section 9(a) of the 1940 Act or other applicable law, rule or regulation; (vii) It has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any self-regulatory agency, necessary to be met by the Sub-Adviser in order to perform its services contemplated by this Agreement; and (viii) This Agreement, when executed and delivered, will constitute a legal, valid and binding obligation of Sub-Adviser, enforceable against the Sub-Adviser in accordance with its terms, subject to bankruptcy, insolvency, reorganization, moratorium and other laws of general application affecting the rights and remedies of creditors and secured parties.

  • Tax Advisors The Holder has reviewed with its own tax advisors the U.S. federal, state and local and non-U.S. tax consequences of this investment and the transactions contemplated by this Warrant. With respect to such matters, the Holder relies solely on any such advisors and not on any statements or representations of the Company or any of its agents, written or oral. The Holder understands that it (and not the Company) shall be responsible for its own tax liability that may arise as a result of this investment and the transactions contemplated by this Warrant.

  • Representations Respecting Sub-Adviser The Manager agrees that neither the Manager, nor affiliated persons of the Manager, shall give any information or make any representations or statements in connection with the sale of shares of the Series concerning the Sub-Adviser or the Series other than the information or representations contained in the Registration Statement, prospectus, or statement of additional information for the Trust’s shares, as they may be amended or supplemented from time to time, or in reports or proxy statements for the Trust, or in sales literature or other promotional material approved in advance by the Sub-Adviser, except with the prior permission of the Sub-Adviser.

  • Investment Sub-Advisory Services Sub-Adviser shall serve as investment sub-adviser and shall supervise and direct the investments of each series of Penn Series listed on Exhibit A attached hereto (each, a “Fund”), as such Exhibit may be amended by mutual agreement of the parties hereto, and to exercise all rights incidental to ownership in accordance with the investment objectives, program and restrictions applicable to the Fund as provided in Penn Series’ Prospectus and Statement of Additional Information (“SAI”), as amended from time to time, and such other limitations as may be imposed by law or as Penn Series or Adviser may impose with notice in writing to Sub-Adviser. To enable Sub-Adviser to fully exercise its discretion, Adviser hereby appoints Sub-Adviser as agent and attorney-in-fact for the Fund with full power and authority to buy, sell and otherwise deal in securities and contracts for the Fund. No investment will be made by Sub-Adviser for the Fund if the investment would violate the investment objectives, investment restrictions or limitations of the Fund set out in the Prospectus and the SAI delivered to the Sub-Adviser and as may be amended and delivered to Sub-Adviser in the future. Sub-Adviser shall not take custody of any assets of Penn Series, but shall issue settlement instructions to the custodian designated by Penn Series (the “Custodian”). Sub-Adviser shall, in its discretion, obtain and evaluate such information relating to the economy, industries, businesses, securities markets and securities as it may deem necessary or useful in the discharge of its obligations hereunder and shall formulate and implement a continuing program for the management of the assets and resources of the Fund in a manner consistent with the investment objectives of the Fund. In furtherance of this duty, Sub-Adviser, as agent and attorney-in-fact with respect to Adviser and Penn Series, is authorized, in its discretion and without prior consultation with Adviser or Penn Series, to: (a) buy, sell, exchange, convert, lend, and otherwise trade in any stocks, bonds, and other securities or assets; (b) place orders and negotiate the commissions (if any) for the execution of transactions in securities with or through such brokers, dealers, underwriters or issuers as Sub-Adviser may select, in conformance with the provisions of Paragraph 4 herein; and (c) take such other actions Sub-Adviser deems to be appropriate; provided, however, that Sub-Adviser shall make no investment for the Fund that would violate the objectives, investment program, or restrictions or limitations of the Fund.

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