CFO Services. Xxxxxxxx shall provide a Chief Financial Officer, Xxxxxx Xxxxxxx, who will provide support related to the preparation for and execution and completion of the Company’s Initial Public Offering (“IPO”). As necessary and as requested by the Company, following the IPO, Xxxxxxxx shall provide ongoing support related to the financial operations and strategy of the Company.
CFO Services a) Act as a liaison with lawyers, auditors, transfer agent and other professionals;
CFO Services. PFPC, as sub-administrator, shall provide the following additional service with respect to the Fund or, if appropriate, each Portfolio:
CFO Services. Ensure compliance with SEC filing and other regulatory requirements, and manage related systems – Preparation and/or review of periodic SEC filings – Certification of SEC filings, as the principal financial officer and principal accounting officer commencing with the Form 10-K for the year ended December 31, 2016 • Leadership of investor relations activities – Participation in quarterly earnings calls – Participation in drafting investor communications (press releases, annual report, etc.) – Meetings/calls with investor community and analysts, as appropriate – Develop and execute strategy for improving liquidity of Pieris’ stock • Oversee the finance and accounting functions – Management of accounting and finance team – Establish priorities – Review of internal control procedures, systems and resources to ensure propriety and adequacy • Board, Audit, Compensation, and Corporate Governance committee meeting preparation, support and attendance • Management of treasury function – Currency matters – Banking relationships – Investment policy – Risk management and insurance • Participate in longer-term strategic planning process • Provide financial support for strategic business planning and business development/licensing opportunities • Participate in financing activities, including additional capital raises and/or debt and equity restructurings • Perform financial modeling, planning and analysis • Strategic opportunity assessment • Stock option plan management The Services provided above will be provided by Xxxxx Xxxxxxxx who shall be appointed as Acting Chief Financial Officer of the Company. Recognizing the need to prioritize activities and refine the definition and scope of the Services to be provided, Xxxxxxxx shall review the list of Services with the Company’s CEO on a periodic basis to ensure alignment and establish clear expectations. Financial Terms: Xxxxxxxx will provide the Services outlined for an hourly fee, as follows: CFO: Xxxxx Xxxxxxxx $300/hour The Services shall be provided for a minimum of six months, beginning on the Effective Date. Travel time will be charged at $150 per hour, and in no event will travel time be charged for more than six hours per day. In additional, the Company will reimburse Xxxxxxxx for reasonable out-of-pocket business expenses to the extent set forth in Section 2 of the Agreement.
CFO Services. Middletown shall provide Fair Haven with the services of its CFO, who was appointed as Fair Haven’s CFO on January 1, 2017. The CFO shall provide all statutory duties of the CFO for Fair Haven as well as the other duties regularly handled by a municipal CFO. Fair Haven, however, agrees to continually staff its Tax and Finance offices to ensure the CFO has appropriate and adequate personnel support on site during the term of this Agreement. Fair Haven shall be entitled to access the CFO during regular business hours by telephone or email through a dedicated Fair Haven email address.
CFO Services. The fee for the CFO services provided shall be $16,561.21 paid by Fair Haven to Middletown per quarter.
CFO Services. The CFO services (as described herein) will initially be performed by Dxxxx Xxxxxx. It is expected that Mx. Xxxxxx’x performance of these Services will require approximately 60% of a typical work effort of a CFO of a public company CFO. Mx. Xxxxxx will begin performing the Services on May 1, 2024 at a rate of $35,000 per month. In performing the CFO services, Mx. Xxxxxx will act as Interim Chief Financial Officer of the Client, serving as its Principal Financial Officer and Principal Accounting Officer and performing all services related to such positions including, but not limited to, the following: ● Participation in financing activities; ● Overseeing the preparation and review of the Client’s SEC filings and compliance with other regulatory documents; ● Certification of the Client’s SEC filings, including financial reporting and related attestations; ● Support of investor relations activities; ● Overseeing the finance and accounting functions of the Client; ● Acting as Treasurer of the Client; ● Board and Board Committee meeting support and, as appropriate, attendance; ● Preparation of monthly and annual financial and operational packages to the Board of Directors and internal leadership team; ● Finance support for operational planning, including oversight of all fundraising, budgeting, forecasting and internal reporting; ● Facilitation of year-end audit and tax obligations as well as management of the finance organization; ● Corporate and business development support; ● Identification of tools and practices to improve the business; ● Financial modeling, planning and analysis; ● Management of cash flows; ● Assisting the CEO and leadership team on all strategic and operational issues as they arise, including strategic opportunity assessment; and ● Capitalization table management.
CFO Services. The Executive Director shall use his best efforts to perform the duties of CFO and all of the duties customarily performed by those holding similar positions in like businesses, and agrees to provide at least 25 days of services per annum, notwithstanding time requirements for section 2.1 herein, and public holidays.
CFO Services. Support strategic business planning • Support fundraising activities • Provide finance support for operational planning • Participate in supplier contract negotiation and cost reduction planning • Assist with corporate and business development/licensing initiatives • Perform financial modeling, planning and analysis • Strategic opportunity assessment • Stock option plan management • Capitalization table management
CFO Services. CFO Services are defined as those certain services as specified and directed by the Company from time to time and which the CFO is able to perform within the time allotted under this agreement.
