Compliance and Anti. Money Laundering Each of the provision of Services and Ancillary Services and the making of any Investment pursuant to the terms of this Agreement is strictly subject to each of the Bank and any applicable Agent completing to its satisfaction verification procedures in respect of the Customer’s identity and source of funds in accordance with all applicable anti-money laundering, anti- bribery and economic sanctions laws and regulations. The Customer may be required, from time to time, to provide such additional evidence as is required by the Bank or its Agents, in each case at their sole and absolute discretion, including from the Customer’s bankers, legal representatives or accountants. Neither the Bank nor any of its Agents shall be obliged to perform any Service or Ancillary Service, to make any Investment or to apply some or all of the Cash Sum or assets (as applicable) for an Investment unless and until all such verification procedures shall have been completed to the satisfaction of the Bank and its Agents (as applicable). لاومṄا لسغ ةحفاكمو ةباقرلا ققحتلا تابلطتم هئRكو وأ كنبلا لامكلإ رامثتسلاا عضخي نأ ựجي هذه طورشل اقبط لاوملأا لسغ يدافتب قلعتي اميف ةيرورضلا لمكتسي نأ هل زوجي ليكو يأو كنبلا نم لكل مراص لكشب ةيقافتلاا اقفو ليومتلا ردصمو ليمعلا ةيوهب قلعتي اميف ققحتلا تاءارجإ ةحفاكم نيناوقو لاوملأا ليسغ ةحفاكم حئاولو نيناوق عيمجل نم ابولطم نوكي دق . ةيراسلا ةيداصتقلاا تاءازجلاو باهرلإا يتلا كونبلا نم يرورض يفاضإ ليلد ميدقت رخلآ تقو نم ليمعلا رامثتسا يلأ هئارجإ لبق ىرخلأا لاوملأا رداصم وأ اهعم لماعتي مادختسا زوجي لاو قلطملاو صاخلا مهريدقتل اقفو ةلاح لك يف يأ ءادأب هئRكو نم يأ وأ كنبلا مزتلي لا .رامثتسRل يدقنلا غلبملا وأ ضعب قيبطت وأ رامثتسا يأب مايقلا وأ ، ةعبات ةمدخ وأ ةمدخ قباطتلاو ققحتلا ةيلمع لمتكت ىتح رامثتسRل يدقنلا غلبملا لك .(ءاضتقلاا ựسح) هئRكوو كنبلا ءاضرلا 4-2

Compliance and Anti money laundering 7.1 The Parties are aware of their duty to comply with all laws, rules and regulations applicable to the fight against corruption and money laundering practices, including, without limitation, Law No. 12.846/2013 (Anticorruption Law). The Parties undertake to comply with, or enforce, by themselves, their affiliates or their owners, shareholders, employees, or eventual subcontracted, the rules that apply to them and deal with acts of corruption and harmful acts against the government, pursuant to Law No. 12.846/13 and other applicable rules, and must (i) maintain internal policies and procedures that ensure full compliance with such rules; (ii) give full knowledge of such rules to all its professionals who may have a relationship with the other Party, prior to the beginning of their performance under this Agreement; (iii)refrain from corruption or acting in a manner harmful to the Brazilian or a foreign government, in the interest or for the benefit, whether exclusive or otherwise, from the other Party; and (iv) if it becomes aware of any act or fact that violates the aforementioned rules, immediately notify the other Party, which may take all the measures it deems necessary. 7.2 Except for cases in which Xxxxxx is hired specifically for the provision of identity verification and “KYC” (know your customer) services, for the purpose of complying with Law No. 9.613/1998 and other provisions of financial market standards, for the purposes of preventing and combating money laundering and the financing of terrorism, the Client will be fully responsible for the adoption of compliance measures and verification of its customers who will have access to the Platform. By making the Parfin Platform available to third parties, the Client undertakes, throughout the term of this agreement, to: a) have an Anti-Money Laundering and Anti-Terrorism Financing Policy, adopting the procedures and internal controls aimed at preventing the use of the financial system for the practice of crimes of laundering or concealment of assets, rights and values, which it deals with Law No. 9,613, of March 3, 1998, and on the financing of terrorism, provided for in Law No. 13,260, of March 16, 2016. b) Develop AML/KYC policies and processes, internally or through third parties, parameterized according to the needs of its business, to be carried out monthly, assuming responsibility for reporting to Parfin any and all transactions that may constitute evidence of laundering mone...

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Compliance Reporting a. Provide reports to the Securities and Exchange Commission, the National Association of Securities Dealers and the States in which the Fund is registered. b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Fund and shareholder income and capital gains. c. Issue tax withholding reports to the Internal Revenue Service.
Compliance Audits D. 4.1 Compliance Audit(s). Without limiting the generality of section A.7.4 (Records Review), if requested by the Province from time to time, which request shall be at the Province’s sole discretion, the Recipient, at its own expense, will forthwith retain an independent third party auditor to conduct one or more compliance audits of the Recipient or any Project. The audit will be conducted in accordance with Canadian Generally Accepted Auditing Standards, as adopted by the Canadian Institute of Chartered Accountants, applicable as of the date on which a record is kept or required to be kept under such standards. In addition, the audit will assess the Recipient’s compliance with the terms of the Agreement and will address, with respect to each Project, without limitation, the following: (a) whether the Funds were spent in accordance with the Agreement and with due regard to economy, efficiency, and effectiveness; (b) the Project’s progress or state of completion; (c) whether the financial information the Recipient provided is complete, accurate, and timely, and in accordance with the Agreement; (d) whether the Recipient’s information and monitoring processes and systems are adequate to identify, capture, validate, and monitor the achievement of intended benefits of the Project; (e) the overall management and administration of the Project; (f) recommendations for improvement or redress; and (g) whether prompt and timely corrective action is taken on prior audit findings.
Standards Compliance Registry Operator shall comply with relevant existing RFCs and those published in the future by the Internet Engineering Task Force (IETF), including all successor standards, modifications or additions thereto relating to the DNS and name server operations including without limitation RFCs 1034, 1035, 1123, 1982, 2181, 2182, 2671, 3226, 3596, 3597, 4343, and 5966. DNS labels may only include hyphens in the third and fourth position if they represent valid IDNs (as specified above) in their ASCII encoding (e.g., “xn--ndk061n”).
Compliance Audit LEA shall have the right but shall be under no obligation to conduct audit(s), from time to time, of Provider’s records concerning its compliance obligations as set forth in this Article V. Provider shall make such records and other documents available to LEA upon request.
Compliance with Accessibility Standards All parties to this Agreement shall ensure that the plans for and the construction of all projects subject to this Agreement are in compliance with standards issued or approved by the Texas Department of Licensing and Regulation (TDLR) as meeting or consistent with minimum accessibility requirements of the Americans with Disabilities Act (P.L. 101-336) (ADA).
Compliance with Sanctions (i) The Company represents that neither the Company nor any of its subsidiaries nor, to the knowledge of the Company, any director, officer, employee, agent, affiliate or representative of the Company or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by a Person that is: (A) the subject of any sanctions administered or enforced by the U.S. Department of Treasury’s Office of Foreign Assets Control (“OFAC”), the United Nations Security Council (“UNSC”), the European Union (“EU”), Her Majesty’s Treasury (“HMT”), or other relevant sanctions authority (collectively, “Sanctions”), or (B) located, organized or resident in a country or territory that is the subject of Sanctions (including, without limitation, Cuba, Iran, North Korea, Sudan and Syria). (ii) The Company represents and covenants that neither it nor any of its subsidiaries will, directly or indirectly, use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other Person: (A) to fund or facilitate any activities or business of or with any Person or in any country or territory that, at the time of such funding or facilitation, is the subject of Sanctions; (B) to fund or facilitate, directly or indirectly, any transaction that is prohibited under the Bribery Act; or (C) in any other manner that will result in a violation of Sanctions by any Person (including any Person participating in the offering, whether as underwriter, advisor, investor or otherwise). (iii) The Company represents and covenants that, for the past 5 years, neither it nor any of its subsidiaries has knowingly engaged in, is now knowingly engaged in, or will engage in, any dealings or transactions with any Person, or in any country or territory, that at the time of the dealing or transaction is or was the subject of Sanctions.
Compliance with Anti-Terrorism Laws Collateral Agent hereby notifies Borrower and each of its Subsidiaries that pursuant to the requirements of Anti-Terrorism Laws, and Collateral Agent’s policies and practices, Collateral Agent is required to obtain, verify and record certain information and documentation that identifies Borrower and each of its Subsidiaries and their principals, which information includes the name and address of Borrower and each of its Subsidiaries and their principals and such other information that will allow Collateral Agent to identify such party in accordance with Anti-Terrorism Laws. Neither Borrower nor any of its Subsidiaries shall, nor shall Borrower or any of its Subsidiaries permit any Affiliate to, directly or indirectly, knowingly enter into any documents, instruments, agreements or contracts with any Person listed on the OFAC Lists. Borrower and each of its Subsidiaries shall immediately notify Collateral Agent if Borrower or such Subsidiary has knowledge that Borrower, or any Subsidiary or Affiliate of Borrower, is listed on the OFAC Lists or (a) is convicted on, (b) pleads nolo contendere to, (c) is indicted on, or (d) is arraigned and held over on charges involving money laundering or predicate crimes to money laundering. Neither Borrower nor any of its Subsidiaries shall, nor shall Borrower or any of its Subsidiaries, permit any Affiliate to, directly or indirectly, (i) conduct any business or engage in any transaction or dealing with any Blocked Person, including, without limitation, the making or receiving of any contribution of funds, goods or services to or for the benefit of any Blocked Person, (ii) deal in, or otherwise engage in any transaction relating to, any property or interests in property blocked pursuant to Executive Order No. 13224 or any similar executive order or other Anti-Terrorism Law, or (iii) engage in or conspire to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the prohibitions set forth in Executive Order No. 13224 or other Anti-Terrorism Law.
Compliance Requirements A. Nondiscrimination. The Contractor agrees to comply, and to require its subcontractor(s) to comply, with the nondiscrimination provisions of MCL 37.2209. The Contractor further agrees to comply with the provisions of Section 9:158 of Chapter 112 of the Xxx Arbor City Code and to assure that applicants are employed and that employees are treated during employment in a manner which provides equal employment opportunity.
Compliance Plan (1) This paragraph (h) applies to any portion of the contract that— (i) Is for supplies, other than commercially available off-the-shelf items, acquired outside the United States, or services to be performed outside the United States; and (ii) Has an estimated value that exceeds $500,000. (2) The Contractor shall maintain a compliance plan during the performance of the contract that is appropriate— (i) To the size and complexity of the contract; and (ii) To the nature and scope of the activities to be performed for the Government, including the number of non- United States citizens expected to be employed and the risk that the contract or subcontract will involve services or supplies susceptible to trafficking in persons.
Compliance Monitoring Grantee must be subject to compliance monitoring during the period of performance in which funds are Expended and up to three years following the closeout of all funds. In order to assure that the program can be adequately monitored, the following is required of Grantee: a. Grantee must maintain a financial tracking system provided by Florida Housing that ensures that CRF funds are Expended in accordance with the requirements in this Agreement. b. Grantee must maintain records on all awards to Eligible Persons or Households. These records must include, but are not limited to: i. Proof of income compliance (documentation from submission month, including but not limited to paystub, Florida unemployment statement, social security and/or disability statement, etc.); ii. Lease; and iii. Documentation of rental assistance payments made.

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