Compliance Monitoring and Reporting i. Keep appropriate records. The program is subject to monitoring by CAK, Utility, Management Auditor, or designee. This includes:
1. The implementation and ongoing operation of the program,
2. The data collected and reported for the program
Compliance Monitoring and Reporting. Within six months of the effective date of this Agreement, VDOC will provide the United States with a written status report, including any supporting documentation, delineating all steps taken during the reporting period to comply with each substantive provision of this Agreement. Thereafter, for the duration of this Agreement, VDOC will send an updated status report every six months, by email to counsel for the United States, referencing D.J. Xx. 000-00-00. The United States will review each report and provide comment regarding deficiencies or failures to comply, if any. Upon receipt of the United States’ comments, VDOC will address all of the United States’ concerns in the next regular report.
Compliance Monitoring and Reporting. We comply with all applicable laws and regulations in the countries in which we do business. We monitor our operations and our suppliers for potential violations and take appropriate action if violations occur. We have established a process for reporting concerns, including but not limited to; ethics, compliance, safety, or quality through the Stoneridge Integrity Helpline. Employees, suppliers, and business partners can make anonymous reports in their respective language via a toll-free phone call or online website. You may report anonymously where permitted by local law. This service is available in multiple languages, 24 hours a day, 365 days a year. We have a strong anti-retaliation policy and will not tolerate retaliation against anyone who in good faith raises a concern, reports misconduct, or participates in an investigation.
Compliance Monitoring and Reporting. Site-Specific Plan Compliance FWP is responsible for compliance monitoring for implementation of SSPs. FWP will meet with landowners to discuss the SSP two times per year and determine landowner compliance with SSPs based on findings from its monitoring actions and the information provided from partnering agencies. FWP will also monitor compliance with negotiated reductions in irrigation withdrawals and any project maintenance agreements. FWP may enter the enrolled land to monitor the Participating Landowner’s compliance with the SSP, at a mutually agreed-on time between FWP and the Participating Landowner. Notices of compliance violations will be copied to the USFWS. A summary of non-compliance variances also will be included in FWP annual report. Reporting FWP, with assistance from USFWS, will be responsible for completion of a report on Agreement implementation annually. This report will include, but is not limited to--1) a summary of Certificates of Inclusion issued and SSPs approved over the past year; 2) a summary of projects and monitoring related to the conservation measures described in the Agreement, including an accounting of project expenditures; 3) any proposed modifications to existing SSPs; and 4) a summary of enforcement actions, if any, associated with landowner compliance with SSPs. The report may be presented to the Centennial Valley Arctic Grayling Workgroup at its annual meeting. Copies of the report will be sent to the Agencies and will be available to the public and Participating Landowners via FWP and USFWS websites.
Compliance Monitoring and Reporting. 4.1 Undertakes all duties in compliance with WA Procurement Rules, DoH Procurement and Contract Management Policies, EMHS Procurement and Contract Management Policies and EMHS Delegations and Authorisation Schedule, as updated from time to time.
4.2 Monitors and reports on EMHS FM procurement and contract management progress.
Compliance Monitoring and Reporting. The parties acknowledge and agree that the Sub-Adviser shall not be the compliance agent or administrator for the Trust or for the Adviser. However, the Sub-Adviser shall supervise and monitor the activities of its representatives, personnel and agents in connection with the investment program of the Sub-Portfolio. In furnishing the services under this Agreement, the Sub-Adviser shall manage the Sub-Portfolio in accordance with the requirements of: (i) the ICA and the regulations promulgated thereunder; (ii) Subchapters L and M (including, respectively, Section 817(h) and Sections 851(b)(1), (2), (3), and (4) of the Internal Revenue Code and the regulations promulgated thereunder; (iii) other applicable provisions of state or federal law; (iv) the Agreement and Declaration of Trust and By-Laws of the Trust; (v) policies and determinations of the Trust and the Adviser provided to the Sub-Adviser in writing; (vi) the fundamental and non-fundamental investment policies and restrictions as may be amended from time to time by the Portfolio's shareholders or Trustees and communicated to the Sub-Adviser in writing; (vii) the Registration Statement; and (viii) investment guidelines or other instructions provided to the Sub-Adviser in writing from the Adviser. Notwithstanding the foregoing, the Sub-Adviser shall have no responsibility to monitor compliance with limitations or restrictions for which information from the Adviser or its authorized agents is required to enable the Sub-Adviser to monitor compliance with such limitations or restrictions unless such information is accurately, completely and timely provided to the Sub-Adviser in writing. The Sub-Adviser shall be responsible for the preparation and filing of any reports required to be filed under Sections 13 and 16 of the Securities and Exchange Act of 1934, as amended (the "1934 Act") with respect to securities held in the Sub-Portfolio. The Sub-Adviser shall not be responsible for the preparation or filing of any other reports required of the Portfolio or Sub-Portfolio by any governmental or regulatory agency, except as expressly agreed to in writing. The Adviser and Sub-Adviser shall cooperate with each other in providing information, reports and other materials to regulatory and administrative bodies having proper jurisdiction over the Adviser, the Sub-Adviser, the Portfolio or the Sub-Portfolio; provided, however, that this agreement to cooperate does not apply to the provision of information, reports ...
Compliance Monitoring and Reporting. ODF will conduct compliance monitoring to determine if activities were carried out in accordance with this Agreement and the Stewardship Agreement. An annual report describing any covered activities taking place within the year of reporting shall be due no later than December 31 of each year, and shall include the following:
Compliance Monitoring and Reporting. PERFORMANCE
Compliance Monitoring and Reporting. Regulatory Assurances and Changed and Unforeseen Circumstances
Compliance Monitoring and Reporting. As the permittee, the East Foundation will be responsible for specified monitoring and annual reporting related to implementation of the Agreement and fulfillment of its provisions. This includes: landowner participation in the Agreement (number of participants, acres enrolled, counties of property location, and conservation activities implemented); any removal of reintroduced ocelots from the San Antonio Viejo Ranch or other participating or non- participating properties; or any instances of unexpected ocelot deaths, illnesses, or injuries on participating properties. To protect landowner privacy, the annual report to the Service will not include information about the specific identities and locations of any private properties, other than the East Foundation’s San Antonio Viejo Ranch. Location information should be generalized by referencing land type (participating or non-participating) and county.
