Investment Company Matters. Neither the Advancing Party nor Subscriber is, and after giving effect to the purchase of the Concurrent Shares, neither will be, an "investment company" or an entity "controlled" by an "investment company," as such terms are defined in the Investment Company Act of 1940, as amended.
Investment Company Matters. Buyer is not, and after giving effect to the purchase of Company Common Stock contemplated hereby will not be, an "investment company" or an entity "controlled" by an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Investment Company Matters. From and after the Stockholder Approval Date, if any, until a Termination Event, if any, Investor shall use its reasonable best efforts to not be or become an "investment company" or any entity "controlled" by an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Investment Company Matters. 13 Section 4.7 Waiver of Restrictions and Limits................13 ARTICLE 5
Investment Company Matters. The Investor shall not be or become an “investment company” or an entity “controlled” by an “investment company,” as such terms are defined in the Investment Company Act of 1940, as amended.
Investment Company Matters. (a) Prior to the Closing, each of the parties hereto shall use its commercially reasonable efforts to ensure compliance with Section 15(f) of the Investment Company Act, so that the transaction set forth in Section 1.1 will be in compliance at the Closing with such Section 15(f), including, to assure that on the Closing Date at least seventy-five percent (75%) of the board of directors or trustees of each Registered Investment Company are not "interested persons" (as defined in the Investment Company Act) of the Acquired Companies, Parent or Buyer.
Investment Company Matters. The Company is not, and, after giving effect to the offering and sale of the Common Shares and the application of the proceeds thereof as described in the Prospectus, will not be, an “investment company” or an entity “controlled” by an “investment company” within the meaning of the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.
Investment Company Matters. Purchaser is not, and after giving effect to the purchase of the Purchased Common Shares hereunder, will not be, an "investment company" subject to registration under the Investment Company Act of 1940, as amended. Covenants of GREAT and Purchaser
Investment Company Matters. The Investor is not, and after giving effect to the purchase of the Series B Preferred Shares contemplated hereby, will not be (a) required to register as an "investment company" or (b) an entity controlled by an "investment company" as such terms are defined in the Investment Company Act of 1940, as amended.
Investment Company Matters. (a) Prior to the Closing, each of the Parties shall use its reasonable best efforts to ensure compliance with Section 15(f) of the Investment Company Act, so that the transactions contemplated by this Agreement will be in compliance at the Closing with such Section 15(f), including, to assure that on the Closing Date at least 75% of the board of directors or trustees of each Registered Investment Company are not "interested persons" (as defined in the Investment Company Act) of Advisors LP or Allianz.
