Prospectus of the Fund. The Adviser agrees to promptly provide the Sub-Adviser with copies of any changes, amendments, modifications or supplements to the above documents or any other document relating to the Sub-Adviser’s services hereunder.
Prospectus of the Fund. The Adviser will furnish copies of amendments to the documents specified above to the Sub-Adviser or otherwise provide reasonable notification of changes to any terms of such documents affecting Sub-Adviser's obligations under this Agreement.
Prospectus of the Fund. The Manager shall authorize and permit any of its officers and employees who may be elected as Directors or officers of the Fund to serve in the capacities in which they are elected. All services to be furnished by the Manager under this Agreement may be furnished through the medium of any such officers or employees of the Manager.
Prospectus of the Fund. (12) During the term of this Agreement, the Adviser agrees to furnish the Fund Manager at its principal office all sales literature prepared for distribution to stockholders of the Managed Fund, the Fund or the public that refer to the Fund Manager in any way, prior to the use thereof, and the Adviser shall not use any such materials if the Fund Manager reasonably objects in writing within five business days (or such other period as may be mutually agreed) after receipt thereof. The Fund Manager's right to object to such materials is limited to the portions of such materials that expressly relate to the Fund Manager, its services and its clients. The Adviser agrees to use its reasonable best efforts to ensure that materials prepared by its employees or agents or its affiliates that refer to the Fund Manager or its clients in any way are consistent with those materials previously approved by the Fund Manager as referenced in the first sentence of this paragraph. Sales literature may be furnished to the Fund Manager by first class or overnight mail, facsimile transmission equipment or hand delivery.
(13) On occasions when the Fund Manager deems the purchase or sale of a security to be in the best interest of the Managed Fund as well as other clients of the Fund Manager, it may allocate such transactions in the manner it considers to be the most equitable and consistent with its fiduciary obligation to the Managed Fund and to such other clients.
(14) The Fund may terminate this Agreement by thirty (30) days written notice to the Adviser and the Fund Manager at any time, without the payment of any penalty, by vote of the Fund's Board of Directors, or by vote of a majority of its outstanding voting securities. The Adviser may terminate this Agreement by thirty (30) days written notice to the Fund Manager and the Fund Manager may terminate this Agreement by thirty (30) days written notice to the Adviser, without the payment of any penalty. This Agreement shall immediately terminate in the event of its assignment, unless an order is issued by the Securities and Exchange Commission conditionally or unconditionally exempting such assignment from the provision of Section 15 (a) of the Investment Company Act of 1940, in which event this Agreement shall remain in full force and effect.
(15) Subject to prior termination as provided above, this Agreement shall continue in force from the date of execution until December 31, 2002 and from year to year thereafter if its co...
Prospectus of the Fund. The Sub-Advisor shall keep the books and records required to be maintained by it pursuant to paragraph 2(e) of this Agreement. The Sub-Advisor agrees that all records that it maintains for the Fund are the property of the Fund and it will promptly surrender any of such records to the Fund or to the Advisor upon request. The Sub-Advisor further agrees to preserve for the periods prescribed by Rule 31a-2 of the Commission under the 1940 Act any such records as are required to be maintained by the Advisor with respect to the Fund by Rule 31a-2 of the Commission under the 1940 Act.
Prospectus of the Fund. For the services to be provided by the Sub-Adviser pursuant to this Agreement for the Fund, the Adviser will pay to the Sub-Adviser as full compensation therefor a fee at an annual rate equal to 0.50% of the Fund's average daily net assets. This fee will be paid to the Sub-Adviser from the Adviser's advisory fee for such Fund.
Prospectus of the Fund. For the services to be provided by the Sub-Adviser pursuant to this Agreement for the Fund, the Adviser will pay to the Sub-Adviser as full compensation therefore a sub-advisory fee as set forth in Schedule A hereto (net of 50% of any waivers, reimbursement payments, supermarket fees and alliance fees waived, reimbursed, or paid by the Adviser). This fee will be paid to the Sub-Adviser from the Adviser's advisory fee from the Fund. This fee will be computed daily and paid to the Sub-Adviser monthly. To the extent that the Adviser is reimbursed by the Trust for any waived fees or reimbursed expenses pursuant to the terms of a separate expense limitation agreement between the Trust and the Adviser, the Adviser will pay to the Sub-Adviser its pro-rata share of any such reimbursed amount.
Prospectus of the Fund. For the services to be provided by the Sub-Adviser pursuant to this Agreement for the Fund, the Adviser will pay to the Sub-Adviser as full compensation therefore: a sub-advisory fee as set forth in Schedule A hereto (net of 50% of any waivers, reimbursement payments, supermarket fees and alliance fees waived, reimbursed, or paid by the Adviser). This fee will be paid to the Sub- Adviser from the Adviser's advisory fee from the Fund. This fee will be computed daily and paid to the Sub-Adviser monthly.
Prospectus of the Fund. During the term of this Agreement, the Adviser agrees to furnish the Portfolio Manager at its principal office all sales literature prepared for distribution to shareholders of the Managed Portfolio, the Fund or the public that refer to the Portfolio Manager in any way, prior to the use thereof, and the Adviser shall not use any such materials if the Portfolio Manager reasonably objects in writing within five business days (or such other period as may be mutually agreed) after receipt thereof. The Portfolio Manager's right to object to such materials is limited to the portions of such materials that expressly relate to the Portfolio Manager, its services and its clients. The Adviser agrees to use its reasonable best efforts to ensure that materials prepared by its employees or agents or its affiliates that refer to the Portfolio Manager or its clients in any way are consistent with those materials previously approved by the Portfolio Manager as referenced in the first sentence of this paragraph. Sales literature may be furnished to the Portfolio Manager by first class or overnight mail, facsimile transmission equipment or hand delivery.
Prospectus of the Fund. The Portfolio Manager is prohibited from consulting with other portfolio managers to the Deep Value Portfolio or other portfolio managers to a fund under common control with the Deep Value Portfolio concerning the Deep Value Portfolio's transactions in securities or other assets.
