Representations and Warranties of Broker. Broker represents and warrants as follows:
Representations and Warranties of Broker. Broker hereby represents, warrants and covenants to Plaza, as of the time any loan application is submitted to Plaza, and as of the time any such Loan is funded and closed through the life of such Loan, that:
Representations and Warranties of Broker. Broker represents and warrants that as of the date of this Trading Plan it has implemented reasonable policies and procedures, taking into consideration the nature of Broker’s business, to ensure that individuals making investment decisions will not violate the laws prohibiting trading on the basis of material nonpublic information. These policies and procedures include those that restrict any purchase or sale, or cause any purchase or sale, of any security as to which Broker has material nonpublic information, as well as those that prevent such individuals from becoming aware of or in possession of such material nonpublic information.
Representations and Warranties of Broker. Broker warrants and represents as follows:
Representations and Warranties of Broker. Broker represents and warrants to Licensee as follows:
Representations and Warranties of Broker. 7 7.1 Organization........................................................................................7 7.2
Representations and Warranties of Broker. To induce Owner to enter into this Agreement, Broker makes the following representations and warranties, which shall survive the execution and expiration or earlier termination of this Agreement:
Representations and Warranties of Broker. Broker represents and warrants that it is a member in good standing of the National Association of Securities Dealers, Inc. (the “NASD”) and a registered broker-dealer under the Securities Exchange Act of 1934, as amended and under state securities laws of the applicable states in which the Shares will be solicited for sale. Broker covenants and agrees to solicit offers to sell the Shares from the Sellers in such a manner so as not to render unavailable the exemptions from registration and qualification requirements under federal and applicable state securities laws relied upon in connection with such solicitation.
Representations and Warranties of Broker. Broker makes the following representations, warranties and covenants to Lender with regard to each Loan and Application submitted to Lender for underwriting, purchase and funding that the following are true, complete and correct in all respects as of the date of such submission, as if such warranties, representations and covenants are again made by the Broker on those dates and shall continue to be valid and accurate throughout the entire lending process. The Broker further warrants, represents and covenant that at all times both before and after Closing of each Loan and with respect to this Agreement and each Loan that:
Representations and Warranties of Broker. BROKER represents and warrants to H&N that it:
