Responsibilities of the Fund. The Fund and the Agents of the Fund hereby acknowledge and agree that ADM, its affiliates and its agents are responsible only for those functions and duties set forth in this Agreement and unless so set forth are not responsible for any of the following which are to be handled by the Fund: (a) creating or maintaining any records on behalf of the Fund or others required by any federal or state law, or regulation or rule of any agency thereof or any self- regulatory authority except (i) those relating to shareholder account information set forth in Rule 31a- 1(b)(2)(iv) promulgated under the 1940 Act or equivalent regulation applicable from time to time; and (ii) such additional records as may reasonably be requested from time to time by the Fund which are customarily maintained by transfer agents to mutual funds, and which ADM by use of its best efforts may provide at minimal cost and inconvenience to it; with respect to these records ADM agrees that they: (i) are the property of the Fund; (ii) will be maintained by ADM for the period prescribed in Rule 31a-2 or equivalent regulation; (iii) will be made available, upon request to the Fund and the SEC; and (iv) will be surrendered promptly upon the request of the Fund; (b) determining the legality of any sale, exchange, issuance or redemption of any shares of the Fund; (c) determining the legality of any communications, oral or written, which is sent or provided by ADM, its affiliates or its agents on behalf of the Fund; (d) complying with any federal or state laws or the regulations or rules of any agency thereof or of any self-regulatory authority except those specifically applicable to ADM as a transfer agent; (e) filing any documents on behalf of the Fund or any one else with any federal or state government or with any agency thereof or of any self-regulatory authority except ADM will file with the Internal Revenue Service copies of 1099 Div, 1099R and 1099B Forms sent to shareholders of the Fund and forms relating to withholding and non- resident alien withholding; (f) monitoring the activities of the Fund or any one else or their compliance with applicable law, rules and regulations or with the provisions of the Fund's Prospectus, of Trust, By-Laws or other governing instruments; or (g) compliance of the Fund or others with applicable federal and state laws, regulations and rules of any agency thereof, or of any self-regulatory authority pertaining to the registration of the Fund or of shares of the Fu...
Responsibilities of the Fund. The Fund is responsible for:
A) providing ADM on an ongoing basis with its current prospectuses, statements of additional information, shareholder manuals, annual and semi-annual reports, proxy notices and proxy statements;
B) notifying ADM upon declaration of each dividend and distribution of the date of its declaration, the amount payable per Share, the record date, the payment date, the reinvestment date, and the price;
C) transferring, or causing the Fund's Custodian or Custodians to transfer, to ADM by each payment date, the total amount of the dividend or distribution currently payable in cash; and
D) providing ADM with its net asset value on each day the Fund is open for business and the prices which are applicable to Shareholders who are entitled to purchase Shares at reduced offering prices.
Responsibilities of the Fund. During the Term and subject to the provisions of this Agreement, the Fund shall at its expense (unless otherwise provided for herein) fulfill the Fund’s obligations, if any, set forth in this Agreement. The Fund acknowledges and agrees that its users are responsible for verifying the accuracy and receipt of all data or information transmitted via the ICS. The Fund is responsible for advising its users of their responsibility for promptly notifying the Portfolio’s transfer agent of any errors or inaccuracies relating to shareholder data or information transmitted via the ICS.
Responsibilities of the Fund. During the term of this Agreement and subject to the provisions of this Agreement, the Fund shall at its expense (unless otherwise provided for herein) fulfill the Fund's obligations, if any, set forth in this Agreement.
Responsibilities of the Fund. The Fund is responsible for providing authorization and direction to the Administrator with respect to the CFTC Services. The Fund is responsible for arranging, in each case where appropriate, for the review and comment by Fund’s independent accountants and legal counsel of CFTC financial information, reports and any filings prepared by the Administrator. In addition, the Fund is solely responsible for determining Fund’s status as a CPO, and/or Fund’s eligibility for an exclusion from classification as a CPO. The Fund shall be responsible for accurately and timely supplying the Administrator with complete financial, organizational and other information, and/or arranging for the provision of such information from third parties, as may be required in order for the Administrator to provide the CFTC Services, and any information requested by the Administrator in connection with the foregoing. The Administrator is authorized and instructed to rely upon the information it receives from the Fund or any third party (including, without limitation, the Fund’s third-party administrator(s), custodian(s), prime broker(s), and other service providers to the Fund) authorized by the Fund to provide such information to the Administrator and on any instructions received from the Fund. The Fund and any third party from which the Administrator shall receive or obtain certain records, reports and other data included in the CFTC Services provided hereunder are solely responsible for the contents of such information, including, without limitation, the accuracy thereof, and the Administrator shall be entitled to rely on such records, reports and other data as provided to the Administrator by the Fund or any third party, and any instructions provided to the Administrator by the Fund, and shall have no responsibility for making any interpretive determinations with respect thereto. The Administrator has no responsibility to review, confirm or otherwise assume any duty with respect to the accuracy or State Street: Select Classification Level completeness of any such information, or instructions, and shall be without liability for any loss or damage suffered by the Fund as a result of the Administrator’s reliance on and utilization of such information or instructions believed by it to be genuine and to have been properly issued by or on behalf of the Fund or such third party. The Administrator shall have no responsibility and shall be without liability for any loss or damage caused by...
Responsibilities of the Fund. With respect to each Loan held by the Custodian hereunder in accordance with the provisions of the Custodian Contract and the provisions hereof, the Fund shall (a) cause the Financing Documents evidencing such Loan to be delivered to the Custodian; (b) include with such Financing Documents an amortization schedule of payments (the "Payment Schedule") identifying the amount and due dates of scheduled principal payments; and
Responsibilities of the Fund. 11.1 The Fund agrees that it will perform, execute, acknowledge and deliver or cause to be performed, executed, acknowledged and delivered all such further and other acts, documents, instruments and assurances as may be reasonably required by the Transfer Agent for the carrying out or performing by the Transfer Agent of the provisions of this Agreement.
Responsibilities of the Fund. During the Term, as defined below, and subject to the provisions of this Agreement, the Fund shall at its expense (unless otherwise provided for herein) fulfill the Fund’s obligations, if any, set forth in this Agreement. The Fund acknowledges and agrees that its shareholders are responsible for verifying the accuracy and receipt of all data or information transmitted via the ICS. The Fund is responsible for advising its shareholders of their responsibility for promptly notifying the Fund’s transfer agent of any errors or inaccuracies relating to shareholder data or information transmitted via the ICS.
Responsibilities of the Fund. The Fund is responsible for operating the program, hiring and supervising staff, providing for payroll, activities and services provided, managing the website explaining the program, determining the service fees to be charged for the users of the Program, and providing for insurance to cover the Fund and the operation of the Program, including general liability insurance, sexual abuse and molestation insurance, and Directors and Officers liability insurance.
