Risk of Wider Spreads. The spread refers to the difference in price between what you can buy a security for and what you can sell it for. Lower liquidity and higher volatility in extended hours trading may result in wider than normal spreads for a particular security.
Risk of Wider Spreads. Spread refers to the difference in best buy price and best sell price. It represents the differential between the price of buying a security and immediately selling it or vice versa. Lower liquidity and higher volatility may result in wider than normal spreads for less liquid or illiquid securities. This in turn will hamper better price formation.
Risk of Wider Spreads. The spread refers to the difference in price between what you can buy a security for and what you can sell it for. Lower liquidity and higher volatility in extended hours trading may result in wider than normal spreads for a particular security. • Risk of Lack of Calculation or Dissemination of Underlying Index Value or Intraday Indicative Value (“IIV”) — For certain derivative securities products, and updated underlying index value or IIV may not be calculated or publicly disseminated during extended trading hours. Since the underlying index value and IIV are not calculated or widely disseminated during the pre-market and post-market sessions, an investor who is unable to calculate implied values for certain derivative securities products in those sessions may be at a disadvantage to market professionals.
Risk of Wider Spreads. The spread refers to the difference in price between what you can buy a security for and what you can sell it for. Lower liquidity and higher volatility in extended hours trading may result in wider than normal spreads for a particular security. Should you decide to engage in trading outside of normal market hours (9:30 AM to 4:00 PM Eastern Time), you understand the risks disclosed above and acknowledge the Firm and its affiliates are not responsible for losses sustained due to trading outside of normal market hours, including any inability to enter an order, cancel an order, execute a trade or close a position. PRIVACY POLICY Your relationship with the Firm is based on trust and confidence. We recognize our obligation to keep information about you secure and confidential. It is important for you to know that we do not sell your information to anyone. We restrict access to non-public personal information about you to those representatives and employees who need to know that information to provide products or services to you. We also maintain physical, electronic, and procedural safeguards to guard your non-public personal information. This notice describes how we handle your financial information that we collect while conducting our business. We collect information about you (such as your name, address, social security number, assets and income) from our discussions with you, and from documents that you may deliver to us in the course of providing services to you. We may use this information to open an account for you or to process a transaction for your account. In order to service your account and effect your transactions, we may provide your personal inf ormation to firms (such as a mutual fund company or custodial broker-dealer) that assist us in servicing your account and have a need for such information, as permitted by law. We may also disclose such information to FINRA, the Securities & Exchange Commission, or any other regulatory agencies that oversee our business activities. PAYMENT FOR ORDER FLOW The Securities and Exchange Commission ("SEC") requires all registered broker-dealers to disclose their policies regarding receipt of "payment for order flow." The Commission defines "payment for order flow" as "any monetary payments, services, property, or other benefits that result in remuneration, compensation, or consideration to a broker or dealer from any broker or dealer, national securities exchange, registered securities association, or exchan...
Risk of Wider Spreads. The spread refers to the difference in price between what you can buy a security for and what you can sell it for. Lower liquidity and higher volatility in extended hours trading may result in wider than normal spreads for a particular security. Risk of Lack of Calculation or Dissemination of Underlying Index Value or Intraday Indicative Value ("IIV"). For certain Derivative Securities Products, an updated underlying index value or IIV may not be calculated or publicly disseminated in extended trading hours. Since the underlying index value and IIV are not calculated or widely disseminated during the pre-market and post-market sessions, an investor who is unable to calculate implied values for certain Derivative Securities Products in those sessions may be at a disadvantage to market professionals. Additionally, securities underlying the indexes or portfolios will not be regularly trading as they are during Regular Trading Hours, or may not be trading at all. This may cause prices during Extended Trading Hours to not reflect the prices of those securities when they open for trading. Index Values.The Exchange will not report a value of an index underlying an index option trading during Extended Trading Hours, because the value of the underlying index will not be recalculated during or at the close of Extended Trading Hours. During After-Hours Trading, "BROKER" may provide quotations from and execute Customer trades through various Electronic Communications Networks ("ECNs"), exchanges or other trading systems ("After-Hours Trading Facilities"). Quotations provided during After-Hours Trading may be different than quotations provided during exchange trading hours. Likewise, it is possible that the quotations displayed by BROKER from After-Hours Trading Facilities on which BROKER can execute Customer trades may be less favorable than those on other After-Hours Trading Facilities to which BROKER does not have access. Last sale information provided by BROKER may not reflect the prices of the most recent trades on all of the various After-Hours Trading Facilities.
Risk of Wider Spreads. The spread refers to the difference in price between what you can buy a security for and what you can sell it for. Lower liquidity and higher volatility in extended hours trading may result in wider than normal spreads for a security. WHAT DOES IFCF DO WITH YOUR PERSONAL INFORMATION? REV. 7/2017 Why? Financial companies choose how they share yourpersonalinformation. Federal law gives consumers theright to limit some butnotall sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. What? The types of personal information we collect and share depend on the product or service you have with us. This information can include: Social Security number and income, Investment experience and account balances, Credit card/other debt and credit history. How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons IFCF chooses to share; and whether you can limit this sharing. Reasons we can share your personal information Does IFCF share? Can you limit this sharing? For our everyday business purposes, such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No For our marketing purposes, to offer our products and services to Yes No For joint marketing with other financial companies Yes No For our affiliates’ everyday business purposes, information about your transactions and experiences Yes No For our affiliates’ everyday business purposes, information about your creditworthiness No We Don’t Share For our affiliates to market to you No We Don’t Share For non-affiliates to market to you No We Don’t Share To limit our sharing call (000) 000-0000 please note: If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. Questions? Call (000) 000-0000 or go to xxx.xxxxxxxxxxx.xxx/Xxxx-Xxxxxxxx/Xxxxxxxxxx/Xxxxxxxxxxxx/Xxxxxxxxxx/Xxxxxxxxxxx/.
Risk of Wider Spreads. The spread refers to the difference in price between what I can buy a security for and what I can sell it for. I understand that lower liquidity and higher volatility during the Extended Hours Session may result in wider than normal spreads for a particular security. Risk of News Announcements. Normally issuers make news announcements that may affect the price of their securities before and/or after regular market hours. Important financial information is also frequently announced outside of regular market hours. I understand that these announcements may occur during the Extended Hours Session, and if combined with lower liquidity and higher volatility, may cause an exaggerated and unsustainable effect on the price of a security.
Risk of Wider Spreads. The spread refers to the difference in price between what you can buy a security for and what you can sell it for. Lower liquidity and higher volatility in extended hours trading may result in wider than normal spreads for a particular security. Appropriateness of Extended Hours Trading Schwab does not warrant or recommend that extended hours trading is appropriate for you. As noted above, extended hours trading involves special risks, and it may not be appro- priate for all investors. Investment decisions you make involving extended hours trading are your responsibility.
Risk of Wider Spreads. The spread refers to the difference in price between what you can buy a security for and what you can sell it for. Lower liquidity and higher volatility in extended hours trading may result in wider than normal spreads for a particular security. Addendum to TradeUP Securities Inc. Customer Agreement Related to Fractional Shares TradeUP Securities Inc. (“TradeUP Securities”) will now allow me to purchase and sell fractional interests of whole equity securities (“fractional shares”) within my account(s), using the TradeUP platform. As such, I represent and agree with respect to all of the accounts which I control, whether margin or cash, to the terms in this addendum (“Addendum”) to my original TradeUP Securities Customer Agreement (“Agreement”) that are set forth below. Unless noted otherwise, defined terms have the same meaning here as in the Agreement. In the case of conflict between the terms of the Agreement and the Addendum, the terms of the Addendum will control. I acknowledge and understand that:
Risk of Wider Spreads. The spread refers to the difference in price between what you can buy a security for and what you can sell it for. Lower liquidity and higher volatility in extended hours trading may result in wider than normal spreads for a particular security. For additional information, please refer to FINRA Rule 2265 and FINRA Notice to Members 00-07. Erroneous Transaction Disclosure. Should the SEC, a self-regulatory organization, or other applicable regulatory body determine that an executed trade is clearly erroneous or must otherwise be cancelled, Truist Securities will be required to cancel the trade and will not be able to honor the executed price or any other terms associated with the trade. FINRA Public Disclosure Program. FINRA Rule 2267 requires that we notify you, in writing, about the availability of an investor brochure that includes information describing the FINRA public disclosure program, BrokerCheck. To obtain a brochure or more information about BrokerCheck, please call the FINRA BrokerCheck Hotline at (000) 000-0000. To get information on a firm or broker, go to xxx.xxxxx.xxx, click on FINRA BrokerCheck, and follow the instructions. Complaints. Please direct all complaints to the Truist Securities, Inc. Compliance Department. The Department can be reached at (000) 000-0000 or 0000 Xxxxxxxxx Xx., X.X. 0xx Xxxxx, Xxxxxxx, Xxxxxxx 00000. SIPC Protection. Securities held in your Accounts are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000. The $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection for claims for cash, subject to periodic adjustments for inflation in accordance with terms of the SIPC statute and approval by SIPC’s Board of Directors. Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. Securities held for your account by other financial institutions (including banks) which are not broker-dealers are not covered by SIPC and are not insured by the Federal Deposit Insurance Corporation (FDIC) or any government agency, unless otherwise indicated. Securities held for your account in a Safekeeping Account at Truist Bank, an affiliate of Truist Securities, are not covered by SIPC. For more details on SIPC, or to request a SIPC brochure, visit xxx.xxxx.xxx or call 1202- 000-0000.
