SHARE DEALINGS. The Executive shall comply where relevant with every rule of law, every regulation of the UK Listing Authority and/or London Stock Exchange plc and/or AIM or any other market on which the Executive deals and every regulation of the Company in force in relation to dealings in shares, debentures or other securities of the Company or any Associated Company and unpublished price sensitive information affecting the shares, debentures or other securities of any other company, provided always that in relation to overseas dealings the Executive shall also comply with all laws of the state and all regulations of the stock exchange, market or dealing system in which such dealings take place.
SHARE DEALINGS. During the Employment and for so long as the ordinary shares, or any of them, in the capital of the Company are listed on the Official List of the London Stock Exchange, the Officer shall (and shall procure, so far as he is able to do so, that any person with whom he is connected, as that term is defined in Section 346 of the Companies Act 1985) comply with the rules adopted by the Company governing dealings by directors in the shares of the Company.
SHARE DEALINGS. 11.1 The Executive will comply with every rule of law, and of the Company in relation to dealings in shares, debentures or other securities and unpublished price sensitive information affecting the shares, debentures or other securities of the Company. In relation to overseas dealings the Executive will also comply with all laws of the state and all regulations of the stock exchange, market or dealing system in which such dealings take place.
SHARE DEALINGS. 13.1 The Executive shall at all times comply with the requirements of section 324 of the Companies Axx 0000 and will not act so as to commit an offence of insider dealing under Part V of the Criminal Justice Axx 0000 nor engage in behaviour amounting to market abuse under Part VIII of the Financial Services and Markets Axx 0000.
13.2 During his employment the Executive will not (and will procure, so far as he is able, that his spouse, dependent children and persons connected with him will not) deal or become or cease to be interested (within the meaning contained in Part I of Schedule 13 to the Companies Act 1985) in any shares or other securities of the Company or any subsidiary or associate of the Company except in accordance with the Company’s Code of Practice in force from time to time in relation to such transactions, a copy of which is available from the Secretary of the Company.
13.3 During his employment the Executive will notify the Secretary of the Company immediately of any dealing in the shares or other securities of the Company including the grant, acceptance, exercise or disposal of any option or other right or obligation to acquire or dispose of shares or securities. The notification shall include the nature of the dealing, the nature and extent of the Executive’s interest in it, the date on which the dealing was effected and the price, number (or amount) and class of shares or securities. The Executive will take all reasonable steps to notify the Secretary of the Company of any such dealing by persons connected with the Executive and to ensure that such persons are aware of his obligation to notify such dealing and to secure their co-operation in discharging it. In addition to the details required above, the notification of any such dealing shall include the identity of the person connected with the Executive.
13.4 For the purposes of this clause 13, “connected” has the meaning attributed to it by section 346 of the Companies Axx 0000.
SHARE DEALINGS. The Director undertakes that whilst he is a director of the Company:
(a) he shall not deal in any securities of the Company on considerations of a short term nature;
(b) he shall not deal in any securities of the Company unless prior written notice of such proposed dealing has been given to the Board or to a director of the Company appointed for this specific purpose and he has received clearance for such dealing from the Board or such director;
(c) he shall not deal in any securities of the Company at any time during the period of 2 months immediately preceding the preliminary announcement of the annual results of the Company for each financial year or during the period of 2 months immediately preceding the announcement of the interim results of the Company for each half-year or in each case, if shorter, the period from the end of the relevant financial period up to and including the time of the announcement;
(d) he shall not deal in any securities of the Company at any time when he is in possession of unpublished price-sensitive information in relation to those securities;
(e) he shall use his best endeavours to prevent any dealings in securities of the Company by any person connected with him (within the meaning of section 346 of the Companies Act 1985) or any investment manager on his behalf or on behalf of any person connected with him at any time when he would himself be prevented from dealing in such securities under this Clause 5;
(f) he shall comply with all laws (including without limitation Part V of the Criminal Justice Act 1993), all codes of conduct and guidance issued by the Financial Services Authority and all Company rules from time to time in force relating to dealings in securities of the Company and of any other company in whose securities the Company is interested (actually or prospectively) or with which the Company has, or proposes to have, a significant business relationship; and
(g) so long as any securities of the Company are listed on the official list of the UK Listing Authority, he shall observe and comply with the Model Code on dealings in such securities issued by the Financial Services Authority, as amended from time to time (the “Model Code”). References in this Clause 5 to “dealing”, “securities” and “unpublished price- sensitive information” shall have the meanings given to them in the Model Code.
SHARE DEALINGS. 15.3.1 The Executive shall comply, where relevant, with every rule of law, every requirement of the London Stock Exchange and every regulation of the Company from time to time in force in relation to dealings in the shares, debentures or other securities of the Company or any Group Company and unpublished price sensitive information affecting the shares, debentures or other securities of the Company and any Group Company or any other company and, in relation to overseas dealings, the Executive shall also comply with all laws of the state and all regulations of the stock exchange, market or dealing system in which such dealings take place.
15.3.2 The Executive shall not (and shall procure so far as he is able that his spouse and children shall not) deal or become or cease to be interested (within the meaning of Part I of Schedule 7 to the Companies Act 1985) in any securities of the Company or any Group Company except in accordance with any Company rules or guidelines from time to time relating to securities transactions by directors.
SHARE DEALINGS. The Executive Director shall comply where relevant with every rule of law, every rule and regulation of the Stock Exchange (in particular the Model Code for Securities by Directors of Listed Companies under Appendix 10 of the Listing Rules or as adopted by the Company) or other market on which he deals and every regulation and the Articles of Association in force for the time being in relation to dealings in shares, debentures or other securities of any company in the Group and in relation to unpublished price-sensitive information affecting the shares, debentures or other securities of any company in the Group, provided always that, in relation to overseas dealings, the Executive Director shall also comply with all laws of the state and all regulations of the stock exchange, market or dealing system in which such dealings take place.
SHARE DEALINGS. The Non-executive Director shall comply where relevant with every rule of law, every rule and regulation of the Stock Exchange (in particular the Model Code for Securities by Directors of Listed Companies under Appendix 10 of the Listing Rules or as adopted by the Company) or other market on which he deals and every regulation and the Articles of Association in force for the time being in relation to dealings in shares, debentures or other securities of any company in the Group and in relation to unpublished price-sensitive information affecting the shares, debentures or other securities of any company in the Group, provided always that, in relation to overseas dealings, the Non-executive Director shall also comply with all laws of the state and all regulations of the stock exchange, market or dealing system in which such dealings take place.
SHARE DEALINGS. The Executive shall during the Employment and for 12 months after its termination comply and procure that his spouse and minor children shall comply with all applicable rules of law, Stock Exchange Regulations (including the Model Code for transactions in securities by directors) and any code of conduct of the Company from time to time in force in relation to
5.7.1 dealings in shares, debentures, or other securities of the Company or any Group Company; and
5.7.2 any unpublished price sensitive information affecting the securities of any other company.
SHARE DEALINGS. 3.3.1 The Executive shall comply, where relevant, with every rule of law, every requirement of the Securities and Exchange Commission and every regulation of the Company from time to time in force in relation to dealings in shares, debentures or other securities of the Company or any Group Company and unpublished price sensitive information affecting the shares, debentures or other securities of any other company and, in relation to overseas dealings, the Executive shall also comply with all laws of the state and all regulations of the stock exchange, market or dealing system in which such dealings take place.
3.3.2 The Executive shall not (and shall procure so far as he is able that his spouse and children shall not) deal or become or cease to be interested (within the meaning of Part I of Schedule XIII to the Companies Act 1985) in any securities of the Company except in accordance with any Company rules or guidelines from time to time relating to securities transactions by directors.
