Transfer Restrictions and Legends. Section 5.1 (a) The Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of Securities other than pursuant to an effective registration statement, to the Company, to an Affiliate of a Purchaser or in connection with a pledge permitted by Section 5.1(b), the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferor, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act. As a condition of transfer, any such transferee shall agree in writing to be bound by the terms of this Agreement and shall have the rights of a Purchaser under this Agreement and the Registration Rights Agreement.
Transfer Restrictions and Legends. This Section 2.04 shall not apply to Warrants and Common Stock which have been issued, distributed or sold pursuant to an effective registration statement.
Transfer Restrictions and Legends. 28 ARTICLE VI Termination......................................................30
Transfer Restrictions and Legends. 2.14.1 The Warrant Agent understands and acknowledges that the Warrants and the Shares issuable upon exercise of the Warrants have not been and will not be registered under the 1933 Act or the securities laws of any state of the United States.
Transfer Restrictions and Legends. The option granted to Optionee hereunder and the Option Stock subject hereto shall not be transferable except upon the conditions specified in this Section 13, which conditions are intended to insure compliance with the provisions of the Securities Act of 1933 and applicable state securities laws in respect of the transfer of any shares of the Option Stock. In particular, no transfer of the Option or the Option Stock will be permitted unless a Registration Statement under the Securities Act of 1933 is in effect as to such transfer, and the Option or the Option Stock has been duly qualified for sale under applicable state securities laws, or in the opinion of counsel to the Corporation such registration and qualification is unnecessary in order for such transfer to comply with the Securities Act of 1933 and applicable state securities laws. Unless a Registration Statement is in effect as to the Option Stock, stock certificates evidencing the Option Stock shall bear such restrictive legends as the Corporation and the Corporation's counsel deem necessary or advisable under applicable law, including without limitation, legends substantially in the following form:
Transfer Restrictions and Legends. Each Purchaser acknowledges and agrees that the Shares are subject to restrictions on transfer and may contain legends to this effect.
Transfer Restrictions and Legends. This Section 2.04 shall not apply to Warrants and/or Common Stock which have been issued, distributed or sold pursuant to an effective registration statement or are otherwise exempt from registration under the Securities Act pursuant to Section 1145 of the Bankruptcy Code (the date as of which this Section 2.04 does not apply to such Warrants and/or Common Stock, the “Distribution Date”).
Transfer Restrictions and Legends. The shares of Preferred Stock may not be reoffered, sold, assigned, transferred, pledged, encumbered or otherwise disposed of by a holder except pursuant to a registration statement that has become effective under the Securities Act of 1933, as amended, or pursuant to an exemption from the registration requirements thereof.
Transfer Restrictions and Legends. Section 5.1 (a) The Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of Securities other than pursuant to an effective registration statement, to the Company, to an Affiliate of a Purchaser or in connection with a pledge permitted by Section 5.1(b), the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act. As a condition of transfer, any such transferee shall agree in writing to be bound by the terms of this Agreement and shall have the rights of a Purchaser under this Agreement and the Registration Rights Agreement.
Transfer Restrictions and Legends. (a) (i) Each Warrant issued hereunder shall bear the legend set forth in Exhibit A hereto.
