Corporate Action & Manual Pricing Services. $[---] /Foreign Equity Security per Month for Corporate Action Service § $[---] /Domestic Equity Security per Month for Corporate Action Service § $[---] /Month Manual Security Pricing (>10/day)
Corporate Action & Manual Pricing Services. $[…] /Foreign Equity Security per Month for Corporate Action Service § $[…] /Domestic Equity Security per Month for Corporate Action Service § $[…] /Month Manual Security Pricing (>10/day) § $[…] on the First 100 Securities § $[…] on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non- standard security type which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.
Corporate Action & Manual Pricing Services. $2.00 /Foreign Equity Security per Month for Corporate Action Service
Corporate Action & Manual Pricing Services. $[ ] /Foreign Equity Security per Month for Corporate Action Service § $[ ] /Domestic Equity Security per Month for Corporate Action Service § $[ ] /Month Manual Security Pricing (>10/day) § $[ ] on the First [ ] Securities § $[ ] on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non- standard security type which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.
Corporate Action & Manual Pricing Services. ▪ __ /Foreign Equity Security per Month for Corporate Action Service ▪ __ /Domestic Equity Security per Month for Corporate Action Service ▪ __ /Month Manual Security Pricing (>10/day) ▪ __ on the First 100 Securities ▪ __ on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non- standard security type which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.
Corporate Action & Manual Pricing Services. $ xxx /Foreign Equity Security per Month for Corporate Action Service § $ xxx /Domestic Equity Security per Month for Corporate Action Service § $ xxx /Month Manual Security Pricing (>10/day) § $ xxx on the First 100 Securities § $ xxx on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non- standard security type which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements. § $ xxx Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Corporate Action & Manual Pricing Services. Fee for IDC data used to monitor corporate actions § $2.00 per Foreign Equity Security per Month § $1.00 per Domestic Equity Security per Month § $1 per security per month § $2.00 per CMOs, Asset Backed, Mortgage Backed Security per Month § CCO support annual fee $3,000 per trust per USBFS services selected (administration, accounting, transfer agent, distributor, custodian) § Access to all USBFS business line materials via the CCO Portal including business line Critical Procedures, Compliance Controls, Testing of Controls, Annual USBFS CCO Review, SSAE 16 audits of business lines § Assist the Fund CCO with quarterly 38a-1 certifications including a review of any changes to critical policies, procedures and controls and compliance events as required under Rule 38a-1 of the Investment Company Act § Testing of procedures and controls across all business lines with access to business line managers and subject matter experts § Quarterly CCO teleconferences and “Focus Calls” specific to current topics such as cybersecurity § CCO forums held periodically throughout the year in major cities § Annual client conference which includes CCO roundtable discussions § SEC exam support § Other items, including sharing of industry best practices across many areas NOTE: the CCO Support team does NOT serve as the Fund CCO Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of Trustee meetings, third party auditing, tax and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring and conversion expenses (if necessary).
Corporate Action & Manual Pricing Services n $2.00 /Foreign Equity Security per Month for Corporate Action Service n $1.00 /Domestic Equity Security per Month for Corporate Action Service n $125 /Month Manual Security Pricing (>10/day) Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor and sub-advisor facilities.
Corporate Action & Manual Pricing Services. $__/Foreign Equity Security per Month for Corporate Action Service § $__/Domestic Equity Security per Month for Corporate Action Service § $__ /Month Manual Security Pricing (>10/day) Fair Value Services (Charged at the Complex Level)** § $__ on the First __ Securities § $__ on the Balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Out-Of-Pocket Expenses Including but not limited to intraday indicative value (IIV) agent fees, corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, etc), postage, stationery, programming and development, web maintenance and data feeds, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, telephone toll-free lines, service/data conversion, special reports, record retention, disaster recovery charges, NSCC activity charges, data communication and implementation charges, postage/stationary charges, reverse stock splits, tender offers, travel, and conversion expenses (if necessary). Additional Services Available but not included above are the following services – annual legal administration (e.g., subsequent new fund launch), daily compliance testing (Cxxxxxx River), Section 15(c) reporting, performance reporting, non-standard intraday indicative value (IIV) calculation, customized benchmarking, and additional services mutually agreed upon. * Subject to annual CPI increase, Milwaukee MSA. ** Per security per fund per pricing day. Fees are billed monthly. 9/2014 Base Fee (1) for Accounting, Administration, Transfer Agent & Account Services- First $250m Next $250m Next $500m Balance $__ $__ Note: MLP Funds pricing may vary from the above annual fees and are TBD per investment strategy § $__- Domestic Equities, Options, ADRs § $__ – Foreign Equities § $__– Domestic Corporate/Convertible/Gov’t/Agency Bonds, Futures, Forwards, Currency Rates, Mortgage Backed Securities § $__- CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporate/Convertible/Gov’t/Agency Bonds, Asset Backed Securities, High Yield Bonds § $__- Bank Loans § $__- Credit Def...
Corporate Action & Manual Pricing Services. $[---] /Foreign Equity Security per Month for Corporate Action Service § $[---] /Domestic Equity Security per Month for Corporate Action Service § $[---] /Month Manual Security Pricing (>10/day) The lesser of… § $[---] per Fund § Or $[---] on the First 100 Securities and $[---] on the balance of Securities NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security type which may result in additional fees. All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.
