Custody and Trading Sample Clauses

Custody and Trading. Client shall appoint a custodian to take and have possession of the Sub-Account(s), and the Sub-Adviser shall be authorized to effect all transactions authorized by this document through the custodian of the Sub-Account. Neither the Adviser nor Sub-Adviser shall have custody over any assets of the Sub-Account(s) nor act as a broker or dealer for transactions of the Sub-Account(s). While this authorization is in effect, Client shall not give any direct instructions to the custodian of the Sub-Account(s) regarding the investment or reinvestment of assets in the Sub-Account. The Adviser shall not be liable to Client for any act or omission of the Sub-Adviser, or any broker, dealer or custodian.
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Custody and Trading. Client’s assets shall be held in the name of the Client by an independent custodian. Adviser will assist Client with establishing a custodial account or accounts with an independent broker-dealer or other custodian (the “Directed Broker”). Client authorizes Adviser to give the Custodian instructions for the purchase, sale, conversion, redemption, exchange or retention of any security, cash or cash equivalent or other investment for the Account. Client will be solely responsible for paying all fees or charges of the Custodian. The Adviser will have no liability for any act or omission or for the solvency of the Custodian. Adviser has adopted the following safeguards in order to avoid having custody of our clients’ funds with respect to deducting fees from client accounts:
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Custody and Trading. 4.1 Client shall arrange for the Assets to be maintained by a qualified custodian as defined under rules promulgated under the Investment Advisers Act of 1940, as amended ("Custodian") unless the Assets are exempt from such regulatory requirement. Summit may assist Client in opening Accounts at the Custodians recommended by Summit but Client may open Accounts with any Custodian he/she chooses.
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Custody and Trading. Client shall appoint a custodian to take and have possession of the Outside Account(s), and the Third Party Adviser shall be authorized to effect all transactions authorized by this document through the custodian of the Outside Account. Neither the Adviser nor Third Party Adviser shall have custody over any assets of the Outside Account(s) nor act as a broker or dealer for transactions of the Outside Account(s). While this authorization is in effect, Client shall not give any direct instructions to the custodian of the Outside Account(s) regarding the investment or reinvestment of assets in the Outside Account. The Adviser shall not be liable to Client for any act or omission of the Third Party Adviser, or any broker, dealer or custodian.
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Related to Custody and Trading

  • Official Secrets Act and Finance Act The Supplier shall comply with the provisions of: the Official Secrets Acts 1911 to 1989; and section 182 of the Finance Act 1989.

  • System Security and Data Safeguards When SAP is given access to Licensee’s systems and data, SAP shall comply with Licensee’s reasonable administrative, technical, and physical safeguards to protect such data and guard against unauthorized access. In connection with such access, Licensee shall be responsible for providing Consultants with user authorizations and passwords to access its systems and revoking such authorizations and terminating such access, as Licensee deems appropriate from time to time. Licensee shall not grant SAP access to Licensee systems or personal information (of Licensee or any third party) unless such access is essential for the performance of Services under the Agreement. The parties agree that no breach of this provision shall be deemed to have occurred in the event of SAP non-conformance with the aforementioned safeguard but where no personal information has been compromised.

  • Georgia Security and Immigration Compliance Act Requirements No bid will be considered unless the Contractor certifies its compliance with the Immigration reform and Control Act of 1986 (IRCA), D.L. 99-603 and the Georgia Security Immigration Compliance Act OCGA 13-10-91 et seq. The Contractor shall execute the Georgia Security and Immigration Compliance Act Affidavit, as found in Section 7 of the Construction Contract. Contractor also agrees that it will execute any affidavits required by the rules and regulations issued by the Georgia Department of Audits and Accounts. If the Contractor is the successful bidder, contractor warrants that it will include a similar provision in all written agreements with any subcontractors engaged to perform services under the Contract.

  • COMPLIANCE WITH ENERGY POLICY AND CONSERVATION ACT Contractor certifies that Contractor will be in compliance with mandatory standards and policies relating to energy efficiency which are contained in the state energy conservation plan issued in compliance with the Energy Policy and Conservation Act (Pub. L. 94-163, 89 Stat. 871). Attachment A NorMont Equipment Co. Sewer Cleaning, Hydro-Excavating, Inspection Equipment and Miscellaneous Services Contract No. SC01-21A H-GAC PRODUCT ITEM BASE OFFERING PRICES H-GAC Product Code Description Base Offered Price Envirosight

  • RISK OF SECURITIES TRADING The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.

  • Federal Funding Accountability and Transparency Act Requirements A. Any recipient of funds under this agreement agrees to comply with the Federal Funding Accountability and Transparency Act (FFATA) and implementing regulations at 2 CFR Part 170, including Appendix A. This agreement is subject to the following award terms: xxxx://xxx.xxx.xxx/fdsys/pkg/FR-2010-09-14/pdf/2010-22705.pdf and xxxx://xxx.xxx.xxx/fdsys/pkg/FR-2010-09-14/pdf/2010-22706.pdf.

  • ENERGY POLICY AND CONSERVATION ACT COMPLIANCE To the extent applicable, Supplier must comply with the mandatory standards and policies relating to energy efficiency which are contained in the state energy conservation plan issued in compliance with the Energy Policy and Conservation Act.

  • Energy Policy and Conservation Act Both parties hereby agree to comply with all mandatory standards and policies relating to energy efficiency, which are contained in the state energy conservation plan issued in compliance with the Energy Policy and Conservation Act (Pub. L. 94-163, 89 Stat. 871).

  • General Treasurer – Water and Air Protection Account All payments shall be delivered to: Chief, RIDEM Office of Compliance and Inspection 000 Xxxxxxxxx Xxxxxx Providence, RI 02908-5767

  • Federal Funding Accountability and Transparency Act (FFATA Subrecipient shall comply with the requirements of 2 CFR part 25 Universal Identifier and System for Award Management (XXX). Subrecipient must have an active registration in XXX, xxxxx://xxx.xxx.gov/XXX/ in accordance with 2 CFR part 25, appendix A, and must have a Data Universal Numbering System (DUNS) number xxxxx://xxxxxx.xxx.xxx/webform/ Subrecipient must also comply with provisions of the Federal Funding Accountability and Transparency Act, which includes requirements on executive compensation, 2 CFR part 170 Reporting Subaward and Executive Compensation Information.

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