DISCLOSURE OF INFORMATION ABOUT CLIENT Sample Clauses

DISCLOSURE OF INFORMATION ABOUT CLIENT. 13.1 Subject to the provisions of this Agreement, The Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring The Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as The Broker may require in order for The Broker to comply with the requirements.
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DISCLOSURE OF INFORMATION ABOUT CLIENT. 22.1 Subject to the provisions of this Client Agreement, Delta Asia will keep the information relating to the Accounts confidential. You acknowledge that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring Delta Asia upon the request of HKEX, the SFC, any government authority and/or any other regulator in Hong Kong or elsewhere (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of you, beneficial identity of the Transactions and such other information concerning you as any such relevant regulators may require and that you agree to provide such information concerning you as Delta Asia may require in order for Delta Asia to comply with the requirements.
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DISCLOSURE OF INFORMATION ABOUT CLIENT. 16.1 Subject to the provisions of this Agreement, CJF HK will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring CJF HK upon the request of HKFE, the SFC and/or any other regulator in Hong Kong or outside Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as CJF HK may require in order for CJF HK to comply with the requirements. In particular, CJF HK may be required to report to HKFE and the SFC particulars of all open positions (i) in respect of which two successive margin calls or demands for variation adjustments are not met within the period specified by CJF HK; and (ii) for compliance with the requirements on large open positions.
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DISCLOSURE OF INFORMATION ABOUT CLIENT. 22.1 Subject to the provisions of this Client Agreement, EGFGL will keep the information relating to the Accounts confidential. You acknowledge that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring EGFGL upon the request of HKEX, the SFC, any government authority and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of you, beneficial identity of the Transactions and such other information concerning you as any such relevant regulators may require and that you agree to provide such information concerning you on timely basis as EGFGL may require in order for EGFGL to comply with the requirements.
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DISCLOSURE OF INFORMATION ABOUT CLIENT. 16.1 Subject to the provisions of this Agreement, the Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring the Broker upon the request of HKFE, the SFC and/or any other regulator in any jurisdiction (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as the Broker may require in order for the Broker to comply with the requirements. In particular, the Broker may be required to report to HKFE and the SFC particulars of all open positions (i) in respect of which two successive margin calls are not met within the period specified by the Broker; and (ii) for compliance with the requirements on large open positions.
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Related to DISCLOSURE OF INFORMATION ABOUT CLIENT

  • Disclosure of Information Holder is aware of the Company’s business affairs and financial condition and has received or has had full access to all the information it considers necessary or appropriate to make an informed investment decision with respect to the acquisition of this Warrant and its underlying securities. Holder further has had an opportunity to ask questions and receive answers from the Company regarding the terms and conditions of the offering of this Warrant and its underlying securities and to obtain additional information (to the extent the Company possessed such information or could acquire it without unreasonable effort or expense) necessary to verify any information furnished to Holder or to which Holder has access.

  • DISCLOSURE OF CUSTOMER INFORMATION XXXXX.xxx will not share or sell information regarding its customers and/or prospective customers, except to its employees, agents, partners, and associates as required in the ordinary course of XXXXX.xxx’s business conducted on behalf of customers, including, but not limited to, XXXXX.xxx’s banking or credit relationships in accordance with XXXXX.xxx’s privacy policy. XXXXX.xxx may also disclose to federal or state regulatory agencies and law enforcement authorities’ information regarding Customer and Customer’s transactions in response to a request for such information or in response to a court order or subpoena. To read XXXXX.xxx’s entire privacy policy, please visit: xxx.xxxxx.xxx/xx-xx/xxxxx-xxx-xxxxxxxx/xxxxxxx-xxxxxx/

  • Disclosure of Confidential Information Any Finance Party may disclose:

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