DISCLOSURE OF INFORMATION ABOUT CLIENT Sample Clauses

DISCLOSURE OF INFORMATION ABOUT CLIENT. 13.1 Subject to the provisions of this Agreement, the Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring the Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as the Broker may require in order for the Broker to comply with the requirements. 13.2 Without limiting the disclosure to anything provided in Clause 13.1, the Client hereby irrevocably authorizes the Broker and any of its Associates, without further notice and consent from the Client, to disclose to any person information, reports, records or documents pertaining to the Account together with such other information as may be required or the Broker may deem appropriate and to produce computerized record or other document relating to the Client and the Account if that disclosure is required by the relevant regulators for the purpose of assisting them with any investigation or enquiry they are undertaking or by a court of competent jurisdiction or if the disclosure is in the public interest or in the Broker's or the Client's interest or is made with the Client's expressed or implied consent. 13.3 The Client further agrees that the Broker may, whether during the continuance or after the termination of this Agreement, without notice to the Client, disclose any information relating to the Client and the Account(s) to any other Broker Group Company, or to any assignee of any of the rights or obligations of the Broker under this Agreement. 13.4 The Client shall provide the information about the identity, address and contact details (“identity details”) of the persons or entities which (A) are the Client, (B) are ultimately responsible for originating the instructions in relation to the Transactions, or (C) stand to gain the commercial or economic benefit of the transactions and/or bear its commercial or economic risk; or such other information concerning the Client as any relevant regulator may require in order for the Broker to comply with the applicable laws and regul...
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DISCLOSURE OF INFORMATION ABOUT CLIENT. 13.1 Subject to the provisions of this Agreement, The Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring The Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as The Broker may require in order for The Broker to comply with the requirements. 13.2 Without limiting the disclosure to anything provided in Clause 13.1, the Client hereby irrevocably authorizes The Broker and any other M&F Asset Management Company, without further notice and consent from the Client, to disclose to any person information, reports, records or documents pertaining to the Account together with such other information as may be required or The Broker may deem appropriate and to produce computerized record or other document relating to the Client and the Account if that disclosure is required by the relevant regulators for the purpose of assisting them with any investigation or enquiry they are undertaking or by a court of competent jurisdiction or if the disclosure is in the public interest or in The Broker’s or the Client’s interest or is made with the Client’s expressed or implied consent. 13.3 The Client further agrees that The Broker may, whether during the continuance or after the termination of this Agreement, without notice to the Client, disclose any information relating to the Client and the Account(s) to any other M&F Asset Management Company, or to any assignee of any of the rights or obligations of The Broker under this Agreement. 13.4 The Client shall provide the information about the identity, address and 知經紀有關變更。倘經紀在七(7)日內仍未能以客戶提供之最新聯絡資料與客戶聯絡以行使或履行根據本協議之權利或義務,客戶同意此事構成證明客戶嚴重違反本協議條款之充分證據,並成為一項失責事件(見第 6.1(g)條)。
DISCLOSURE OF INFORMATION ABOUT CLIENT. 22.1 Subject to the provisions of this Client Agreement, Delta Asia will keep the information relating to the Accounts confidential. You acknowledge that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring Delta Asia upon the request of HKEX, the SFC, any government authority and/or any other regulator in Hong Kong or elsewhere (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of you, beneficial identity of the Transactions and such other information concerning you as any such relevant regulators may require and that you agree to provide such information concerning you as Delta Asia may require in order for Delta Asia to comply with the requirements.
DISCLOSURE OF INFORMATION ABOUT CLIENT. 客戶資料之披露 13.1 Subject to the provisions of this Agreement, the Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring the 13.2 Without limiting the disclosure to anything provided in Clause 13.1, the Client hereby irrevocably authorizes the Broker, without further notice and consent from the Client, to disclose to any person information, reports, records or documents pertaining to the Account together with such other information as may be required or the Broker may deem appropriate and to produce computerized record or other document relating to the Client and the Account if that disclosure is required by the relevant regulators for the purpose of assisting them with any investigation or enquiry they are undertaking or by a court of competent jurisdiction or if the disclosure is in the public interest or in the Broker's or the Client's interest or is made with the Client's expressed or implied consent 13.3 The Client further agrees that the Broker may, whether during the continuance or after the termination of this Agreement, without notice to the Client, disclose any information relating to the Client and the Account(s) to any assignee of any of the rights or obligations of the Broker under this Agreement. 13.4 The Client shall provide the information about the identity, address and contact details (“identity details”) of the persons or entities which (i) : 客戶須應有關監察機構之要求,向其提供以下人士有關其身分、地址及聯絡詳情(「身分詳情」)或其他關於客戶之資料: (A) are the Client, 客戶; (B) are ultimately responsible for originating the instructions in relation to the Transactions, or 就有關交易而言,最終負責最初發出該等交易的指示的人士或實體;或 (C) stand to gain the commercial or economic benefit of the transactions and/or bear its commercial or economic risk; or such other information concerning the Client as any relevant regulator may require in order for the Broker to comply with the applicable laws and regulations and the Client authorizes the Broker to provide such information about the Client to such relevant regulator without further consent from or notification to the Client. 將會從該等交易取得商業或經濟利益及/或承擔其商業或經濟風險的人士或實體;或有關客戶的其他資料以協助經紀遵守適用的法律及規則。客戶並且授權經紀將上述資料向香港監察機構透露,而無須徵詢客戶的同意或通知客戶。 13.5 Without prejudice to Clause 13.4, if the Client effects transactions for the account of its clients, whether on a discretionary or non-discretionary basis, and whether as agent or by entering into ...
DISCLOSURE OF INFORMATION ABOUT CLIENT. 13.1 Subject to the provisions of this Agreement, the Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring the Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as the Broker may require in order for the Broker to comply with the requirements within two business days. 13.2 Without limiting the disclosure to anything provided in Clause 13.1, the Client hereby irrevocably authorizes the Broker and any other Broker Group Company, without further notice and consent from the Client, to disclose to any person information, reports, records or documents pertaining to the Account together with such other information as may be required or the Broker may deem appropriate and to produce computerized record or other document relating to the Client and the Accoun t if that disclosure is required by the relevant regulators for the purpose of assisting them with any investigation or enquiry they are undertaking or by a court of competent jurisdiction or if the disclosure is in the public interest or in the Broker's or the Client's interest or is made with the Client's expressed or implied consent. 13.3 The Client further agrees that the Broker may, whether during the continuance or after the termination of this Agreement, without notice to the Client, disclose any information relating to the Client and the Account(s) to any other Broker Group Company, or to any assignee of any of the rights or obligations of the Broker under this Agreement. 13.4 The Client shall provide the information about the identity, address and contact details (“identity details”) of the persons or entities which (i) (A) are the Client, (B) are ultimately responsible for originating the instructions in relation to the Transactions, or (C) stand to gain the commercial or economic benefit of the transactions and/or bear its commercial or economic risk; or such other information concerning the Client as any relevant regulator may require in order for the Broker to co...
DISCLOSURE OF INFORMATION ABOUT CLIENT. 16.1 Subject to the provisions of this Agreement, CJF HK will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring CJF HK upon the request of HKFE, the SFC and/or any other regulator in Hong Kong or outside Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as CJF HK may require in order for CJF HK to comply with the requirements. In particular, CJF HK may be required to report to HKFE and the SFC particulars of all open positions (i) in respect of which two successive margin calls or demands for variation adjustments are not met within the period specified by CJF HK; and (ii) for compliance with the requirements on large open positions. 16.2 Without limiting the disclosure to anything provided in Clause 16.1, the Client hereby irrevocably authorizes CJF HK and any other CJF HK Group Company, without further notice and consent from the Client, to disclose to any person information, reports, records or documents pertaining to the Account together with such other information as may be required or CJF HK may deem appropriate and to produce computerized
DISCLOSURE OF INFORMATION ABOUT CLIENT. 16.1 Subject to the provisions of this Agreement, CJF HK will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring CJF HK upon the request of HKFE, the SFC and/or any other regulator in Hong Kong or outside Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as CJF HK may require in order for CJF HK to comply with the requirements. In particular, CJF HK may be required to report to HKFE and the SFC particulars of all open positions (i) in respect of which two successive margin calls or demands for variation adjustments are not met within the period specified by CJF HK; and (ii) for compliance with the requirements on large open positions. 16.2 Without limiting the disclosure to anything provided in Clause 16.1, the Client hereby irrevocably authorizes CJF HK and any other CJF HK Group Company, without further notice and consent from the 稱和地址;( b)其在證監會的註冊狀況及其 CE 編號;( c)其提供的服務性質的說明;或( d)應付給長江期貨之報酬的說明和支付基準。 14.4 若客戶就期交所交易而言是為客戶的一個或多個顧客操作帳戶,而並非為客戶本身操作(「綜合帳戶」),客戶謹此保證根據證券及期貨條例或其所屬司法管轄區的法例獲授權操作綜合帳戶,客戶並須告知長江期貨是否根據證券及期貨條例或其所屬司法管轄區的法例獲註冊的交易商。若該客戶並非期交所的交易所參與者,該客戶就期交所交易特此向長江期貨作出以下持續的承諾、聲明和保證: (A) 在該客戶與發出綜合帳戶指示的一名(多名)人士的交易中遵守及執行期交所規則內所訂明的有關保證金及變價調整的規定及程序,猶如該客戶是期交所的交易所參與者,及猶如為其帳戶或利益而發出指示的該名(等)人士為客戶; (B) 為執行該等指示而促使期交所合約得以訂立,以確保在任何情況下,按指示進行的任何買賣的形式,均不會構成香港或任何其他適用的司法管轄區的法律所指的非法買賣商品市場的報價差額,或有關的買賣方式亦不會構成或涉及投注、打賭、博彩或就該等項目而進行的賭博,從而違反香港法律或任何適用法律;及 (C) 確保向客戶發出指示的人遵守期交所規則內所訂明的有關保證金及變價調整的規定,以致在期交所與該持牌人或註冊人之間,持牌人或註冊人應負責確保傳遞指示的人士都遵守該等有關綜合帳戶的規定,猶如他們每人都是該綜合帳戶的客戶。 本條款受限於第3.20條的規定。
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DISCLOSURE OF INFORMATION ABOUT CLIENT. Subject to the provisions of this Agreement, the Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring the Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as the Broker may require in order for the Broker to comply with the requirements.

Related to DISCLOSURE OF INFORMATION ABOUT CLIENT

  • Disclosure of Information Holder is aware of the Company’s business affairs and financial condition and has received or has had full access to all the information it considers necessary or appropriate to make an informed investment decision with respect to the acquisition of this Warrant and its underlying securities. Holder further has had an opportunity to ask questions and receive answers from the Company regarding the terms and conditions of the offering of this Warrant and its underlying securities and to obtain additional information (to the extent the Company possessed such information or could acquire it without unreasonable effort or expense) necessary to verify any information furnished to Holder or to which Holder has access.

  • Non-Disclosure of Information In the event Executive's employment has been terminated pursuant to either Section 6(b) or Section 6(c) hereof, Executive agrees that, during the Restricted Period, Executive will not use or disclose any Proprietary Information of the Company for the Executive's own purposes or for the benefit of any entity engaged in Competitive Business Activities. As used herein, the term "Proprietary Information" shall mean trade secrets or confidential proprietary information of the Company which are material to the conduct of the business of the Company. No information can be considered Proprietary Information unless the same is a unique process or method material to the conduct of Company's Business, or is a customer list or similar list of persons engaged in business activities with Company, or if the same is otherwise in the public domain or is required to be disclosed by order of any court or by reason of any statute, law, rule, regulation, ordinance or other governmental requirement. Executive further agrees that in the event his employment is terminated pursuant to Sections 6(b) or 6(c) above, all Documents in his possession at the time of his termination shall be returned to the Company at the Company's principal place of business.

  • Disclosure of Confidential Information Any Finance Party may disclose: (a) to any of its Affiliates and Related Funds and any of its or their officers, directors, employees, professional advisers, auditors, partners and Representatives such Confidential Information as that Finance Party shall consider appropriate if any person to whom the Confidential Information is to be given pursuant to this paragraph (a) is informed in writing of its confidential nature and that some or all of such Confidential Information may be price-sensitive information except that there shall be no such requirement to so inform if the recipient is subject to professional obligations to maintain the confidentiality of the information or is otherwise bound by requirements of confidentiality in relation to the Confidential Information; (b) to any person: (i) to (or through) whom it assigns or transfers (or may potentially assign or transfer) all or any of its rights and/or obligations under one or more Finance Documents and to any of that person’s Affiliates, Related Funds, Representatives and professional advisers; (ii) with (or through) whom it enters into (or may potentially enter into), whether directly or indirectly, any sub-participation in relation to, or any other transaction under which payments are to be made or may be made by reference to, one or more Finance Documents and/or one or more Obligors and to any of that person’s Affiliates, Related Funds, Representatives and professional advisers; (iii) appointed by any Finance Party or by a person to whom paragraph (b)(i) or (ii) above applies to receive communications, notices, information or documents delivered pursuant to the Finance Documents on its behalf (including, without limitation, any person appointed under paragraph (c) of Clause 25.14 (Relationship with the Lenders)); (iv) who invests in or otherwise finances (or may potentially invest in or otherwise finance), directly or indirectly, any transaction referred to in paragraph (b)(i) or (b)(ii) above;

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