Model Portfolios Sample Clauses

Model Portfolios. Client acknowledges that Betterment may make available certain model investment portfolios (each, a “Model Portfolio”) developed by third-party providers (each, a “Model Portfolio Provider”) to provide Advisor and Clients with Products and/or allocations that differ from the Products and/or allocations Betterment has selected based on Betterment’s investment methodology. If instructed by Advisor in accordance with the Advisor Agreements, Betterment will invest a Client’s assets in a Model Portfolio. Betterment will not recommend an IPS to a Client who is placed in a Model Portfolio and will instead allocate the Client’s Accounts in accordance with the parameters specified by the Model Portfolio selected by the Advisor on the Client’s behalf. The Client’s ability to adjust the allocations or risk tolerances within a Model Portfolio, to the extent permitted, will be governed by the Advisor Agreements. With respect to a Client in a Model Portfolio, Advisor, and not Betterment, shall be responsible for managing the Client’s Account on the basis of the Client’s financial situation and investment objectives. Betterment will be responsible for informing a Client who is placed in a Model Portfolio (i) that the Client is placed in a Model Portfolio and not a Betterment-selected portfolio and (ii) of the foregoing allocation of responsibilities between Betterment and Advisor. Neither Betterment nor any Model Portfolio Provider shall be liable for any loss arising out of Advisor’s selection of a Model Portfolio or any actions that Advisor takes, or fails to take, in connection with the management of a Client’s Account. Client acknowledges that the availability of a Model Portfolio is not a recommendation as to the advisability of using such Model Portfolio, and that no Model Portfolio Provider is making any representations regarding the suitability of any Model Portfolio for Client. Client is not relying on a Model Portfolio Provider, including for any individualized investment advice regarding a Model Portfolio, and may have limited recourse against a Model Portfolio Provider in connection with Advisor’s selection of a Model Portfolio on Client’s behalf. Client acknowledges that Model Portfolios may include Products sponsored by the applicable Model Portfolio Provider or an affiliate thereof, and such Model Portfolio Provider or an affiliate may have an affiliation with Advisor, and therefore such Model Portfolio Provider and/or Advisor may be subject to a potential...
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Model Portfolios. Advisor acknowledges that Betterment may make available certain model investment portfolios developed by third-party providers (each, a “Model Portfolio Provider”) to provide some or all Advisors and Clients with Products and/or allocations (a “Model Portfolio”) that differ from the Products and/or allocations Betterment has selected based on Betterment’s investment methodology. If instructed by Advisor in accordance with the terms of this Agreement, Betterment will invest a Client’s assets in a Model Portfolio. Notwithstanding anything to the contrary in Section 4 above, Betterment will not recommend an IPS to a Client who is placed in a Model Portfolio and will instead allocate the Client’s accounts in accordance with the parameters specified by the Model Portfolio selected by the Advisor. With respect to a Client in a Model Portfolio, Advisor, and not Betterment, shall be responsible for managing the Client’s account on the basis of the Client’s financial situation and investment objectives. Advisor will be responsible for informing all Clients who are placed in a Model Portfolio (i) that they are placed in a Model Portfolio and not a Betterment-selected portfolio and (ii) of the foregoing allocation of responsibilities between Betterment and Advisor. Advisor understands that certain features of the Interface may not work in conjunction with a given Model Portfolio, and that Advisor is responsible for explaining these limitations to Client. In connection with the use of any Model Portfolio, Advisor makes the representations warranties, and acknowledgements set forth in Exhibit A hereto. Except as explicitly modified by this Section, all provisions of this Agreement will remain in effect, and Betterment shall provide services as described herein to Advisor and Client.
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Model Portfolios. Through the Program, Adviser offers various asset allocation portfolios (the “Portfolios”), which may be developed by Adviser or third-parties, and are designed to allocate assets among ETFs that represent different asset classes, with any cash allocations or excess cash balances swept into and out of an FDIC-insured deposit account opened by the Custodian at a participating bank. Adviser reserves the right to change, in its sole discretion from time to time and without prior notice to Client: (i) the number of Portfolios available through the Program that it deems appropriate to address the investment objectives, investment time horizons, and risk tolerances of its clients; (ii) the ETFs that comprise each of the Portfolios; and (iii) the relative weightings of the ETFs within each of the Portfolios. Adviser further reserves the right to change, in its sole discretion from time to time, upon providing prior notice to Clients, the model provider, if any, from which Adviser obtains any or all Portfolios, and to make Portfolios developed by additional model providers available through the Program. It is agreed that Adviser does not provide any tax or legal advice.
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Model Portfolios. Several of the Model Portfolios share the same investment philosophies as certain subscription services published by our affiliate, The Motley Fool, LLC (“TMF”). However, MFWM’s Model Portfolios do not attempt to track these (or any) TMF services. As further explained below in Section 2.b.5) (Basis of Advice), you understand and acknowledge that Model Portfolios and your Account may diverge completely from TMF’s services. Rather than choosing a portfolio comprised primarily of our traditional stock-based Model Portfolios, you may elect a portfolio comprised exclusively of unaffiliated ETFs. We refer to our Model Portfolios that exclusively utilize ETFs as “Index-Based Model Portfolios.” Please note, however, that you generally cannot create a blended portfolio consisting of both Index-Based Model Portfolios and stock-based Model Portfolios (except that this limitation does not apply to the Fixed Income Model Portfolio, which is ETF-based and can be incorporated into most portfolios). We may make limited exceptions to this general restriction in our sole discretion and consistent with our fiduciary duty. For ease of reference, unless we expressly exclude Index Based Model Portfolios below, all references to “Model Portfolios” include both stock- based and Index Based Model Portfolios. As with all investments, the holdings in your Account involves risk. MFWM does not guarantee the results of any of its advice or account management. Significant losses can occur from investing in securities, or by following any investment strategy, including those recommended or applied by MFWM. The risks associated with each Model Portfolio are described in Appendix B to this Agreement. You acknowledge and agree that you have read and understand these risks.
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Model Portfolios. Adviser manages and maintains a number of model portfolios to cater to a wide range of investor needs. These portfolios are comprised of a range of underlying investments which have been selected by Adviser in accordance with the objective of the portfolio and any conditions within financial markets which are considered relevant by Adviser. All portfolios will be rebalanced periodically in accordance with the views of Adviser. When a portfolio is rebalanced, or an investment bought or sold, on Client’s behalf, brokerage fees will be incurred and charged to Client. Adviser receives no direct, or indirect remuneration or financial benefit of any kind from any brokerage fees incurred. Adviser will only instigate a rebalancing of a portfolio, or the purchase or sale of an underlying investment in the event that it is considered by Adviser that there may be potential benefit to Client in doing so.
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Model Portfolios. Advisor acknowledges that Betterment may make available certain
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Model Portfolios. 2.8.1. Where you advise your underlying clients to invest in one or more of Credo’s model portfolio of investments, we will not provide advice to your underlying clients in relation to any model portfolios. We will not therefore consider the suitability or appropriateness of any transactions entered into. It is your responsibility to advise your clients in relation to the suitability and appropriateness of any model portfolio in compliance with the FCA Rules. It is also your responsibility to monitor each Account that is linked to such model portfolio(s) and to continue to assess the suitability or appropriateness of all transactions entered into (including those resulting from changes to the model portfolio(s) and rebalancing of each Account), on an ongoing basis and to ensure that the model portfolio and rebalancing are correctly applied to each Account. 2.8.2. Where Xxxxx decides both the asset allocation and the investments held within a model portfolio, then our role is to construct the model portfolio with asset allocations designed to represent certain investment objectives and risk profiles and select the investments to populate each model portfolio, at our discretion and in line with the principle of prudent diversification, where appropriate. We will review a model portfolio where we select the investments periodically as we consider appropriate. As a result of these reviews, we may instruct changes to the model portfolio(s). We may also periodically instruct a rebalancing of Accounts that are linked to the model portfolio(s). 2.8.3. Where you decide upon the allocation of model portfolios to be held in any Account or the asset allocation and/or the investments held within any Account that is linked to the model portfolio(s), then we will take instructions from you as to the creation of these model portfolios for that Account and changes to it, and rebalancing of that Account linked to these model portfolios. Where you instruct a rebalance of any Account linked to these model portfolios, this will result in transactions being applied to that Account to reflect the relevant model portfolio. We are not responsible for any loss arising from the choice of any model portfolio, or any reliance placed upon your services by your underlying clients. We do not accept liability for any action or failure to take action on the part of you or your contractors or agents. 2.8.4. We do not provide any express or implied warranty as to the performance or profitabi...
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Model Portfolios 
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Related to Model Portfolios

  • Additional Portfolios In the event that any Fund establishes one or more series of Shares in addition to those set forth on Appendix A hereto with respect to which it desires to have the Custodian render services as custodian under the terms hereof, it shall so notify the Custodian in writing, and if the Custodian agrees in writing to provide such services, such series of Shares shall become a Portfolio hereunder.

  • New Portfolios a. Effective April 12, 2021, the following Portfolio is hereby added to the Agreement on the terms and conditions contained in the Agreement: • EQ/Core Plus Bond Portfolio b. Effective April 30, 2021, the following Portfolios are hereby added to the Agreement on the terms and conditions contained in the Agreement: • EQ/Aggressive Allocation Portfolio • EQ/Conservative Allocation Portfolio • EQ/Conservative-Plus Allocation Portfolio • EQ/Moderate Allocation Portfolio • EQ/Moderate-Plus Allocation Portfolio • Target 2015 Allocation Portfolio • Target 2025 Allocation Portfolio • Target 2035 Allocation Portfolio • Target 2045 Allocation Portfolio • Target 2055 Allocation Portfolio

  • Portfolios The Target Portfolio and Acquiring Portfolio covenant and agree to dispose of certain assets prior to the Closing Date, but only if and to the extent necessary, so that at Closing, when the Assets are added to the Acquiring Portfolio’s portfolio, the resulting portfolio will meet the Acquiring Portfolio’s investment objective, policies and restrictions, as set forth in the Acquiring Portfolio’s Prospectus, a copy of which has been delivered to the Target Portfolio. Notwithstanding the foregoing, nothing herein will require the Target Portfolio to dispose of any portion of the Assets if, in the reasonable judgment of the Target Portfolio’s Directors or investment adviser, such disposition would create more than an insignificant risk that the Reorganization would not be treated as a “reorganization” described in Section 368(a) of the Code.

  • New Portfolio The Trust hereby authorizes MID to participate in the distribution of Class A shares of the following new portfolio ("New Portfolio") on the terms and conditions contained in the Agreement: Lazard Mid-Cap Portfolio

  • Portfolio The portfolio is due by the end of the 12th week.

  • Investment Portfolio All investment securities held by Seller or its Subsidiaries, as reflected in the consolidated balance sheets of Seller included in the Seller Financial Statements, are carried in accordance with GAAP, specifically including but not limited to, FAS 115.

  • Portfolio Transactions The Manager is authorized to select the brokers or dealers that will execute the purchases and sales of portfolio securities for the Portfolio and is directed to use its best efforts to obtain the best available prices and most favorable executions, except as prescribed herein. It is understood that the Manager will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Fund or to the Portfolio, or be in breach of any obligation owing to the Fund or to the Portfolio under this Agreement, or otherwise, solely by reason of its having caused the Portfolio to pay a member of a securities exchange, a broker, or a dealer a commission for effecting a securities transaction for the Portfolio in excess of the amount of commission another member of an exchange, broker, or dealer would have charged if the Manager determines in good faith that the commission paid was reasonable in relation to the brokerage or research services provided by such member, broker, or dealer, viewed in terms of that particular transaction or the Manager’s overall responsibilities with respect to its accounts, including the Fund, as to which it exercises investment discretion. The Manager will promptly communicate to the officers and directors of the Fund such information relating to transactions for the Portfolio as they may reasonably request.

  • STANDARD OF CARE AS FOREIGN CUSTODY MANAGER OF A PORTFOLIO In performing the responsibilities delegated to it, the Foreign Custody Manager agrees to exercise reasonable care, prudence and diligence such as a person having responsibility for the safekeeping of assets of management investment companies registered under the 1940 Act would exercise.

  • Pool A grouping on the books and records of CAC or any of its subsidiaries of Advances or Contracts originated or to be originated with CAC or any of its subsidiaries by a Dealer and bearing the same pool identification number assigned by CAC’s computer system.

  • Servicing Programs No license or approval is required for the Administrative Agent’s use of any software or other computer program used by the Servicer, any Originator or any Sub-Servicer in the servicing of the Pool Receivables, other than those which have been obtained and are in full force and effect.

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