Suitability and Appropriateness. If you are in any doubt about the suitability of this Service or investments held on your behalf under it, you should consult an authorised financial adviser. We will not assess the suitability or appropriateness of investments held for you or other services provided to you under these Terms and Conditions nor do you benefit from the FCA Rules on assessing suitability and appropriateness. You agree that you have not asked for or received any advice from us and it is your decision to accept this nominee service is suitable to your requirements. About this agreement This document sets out the terms and conditions under which we will act as your service provider in providing the Nominee Service in connection with your CREST Depository Interests (CDIs) relating to your shares in the Company. These Terms and Conditions will come into effect once we have accepted your application to hold the CDIs in our nominee service. We reserve the right to refuse an application, and you must be aged 18 or over and resident in the UK or EEA in order to use this service. Protecting your personal data Our Privacy Notice explains how we use and protect your information within Equiniti FS, and how your enhanced rights apply. To read the latest version of our Privacy Notice and understand more about how Equiniti FS safeguards your data, please visit our Privacy Centre at: xxxxxxx.xxxxxxxx.xxx or contact us using the contact details in Section 1. List of Charges Transfer into Nominee FREE Transfer out to another CREST account £10 Transfer out to a depository account in Euroclear £35 Transfer out to a depository account in Iberclear:
Suitability and Appropriateness. If you are in any doubt about the suitability of this Service or investments held on your behalf under it, you should consult an authorised financial adviser. We will not assess the suitability or appropriateness of investments held for you or other services provided to you under these Terms and Conditions and you are not subject to the FCA Rules on assessing suitability and appropriateness. You agree that you have not asked for or received any advice from us and it is your decision to accept SHAREport is suitable to your requirements. About this agreement This document sets out the terms and conditions under which we will act as your service provider in providing SHAREport in connection with your shares in the Company. These Terms and Conditions will come into effect once we have accepted your application to hold the shares in SHAREport. We reserve the right to refuse an application, and you must be aged 18 or over and resident in the UK or EEA in order to use this service. Protecting your personal data Our Privacy Notice explains how we use and protect your information within Equiniti FS, and how your enhanced rights apply from 25th May 2018. To read the latest version of our Privacy Notice and understand more about how Equiniti FS safeguards your data, please visit our Privacy Centre at: xxxxxxx.xxxxxxxx.xxx or contact us using the contact details in Section 1. Important: This replaces Section 12. Protecting your personal data in the previous Terms and Conditions. List of Charges Joining SHAREport FREE Opening a spouse/civil partner’s account FREE Transferring shares within SHAREport FREE Maintenance of records FREE Issue and recording of voting instruction forms FREE Provision of Report and Accounts FREE Leaving SHAREport
Suitability and Appropriateness. No Suitability Assessment
Suitability and Appropriateness. 16.1. We will provide you with execution only services under the Account Agreement. We will execute Transactions and Orders based on your request without further involvement from us. We will not provide you with any recommendation or advice in respect of any products or Services offered by us.
Suitability and Appropriateness. 4.1 Please note that as Renaissance does not provide investment advisory services or portfolio management services, the Rules do not require Renaissance to assess suitability for its customers of the Services or Financial Instruments offered to, or demanded by, the customers.
Suitability and Appropriateness. 26.1. We will provide you with execution only services under these Terms. We will execute Transactions and Orders based on your request without further involvement from us. We will not provide you with any recommendation or advice in respect of any products or services offered by us. Accordingly, we will not assess the appropriateness of any Instrument, product, or service for you (and we are not required to do so under Applicable Law).
Suitability and Appropriateness. 6.1 The Intermediary shall not invite or assist a Client to purchase any Investment unless and until the Intermediary has offered and provided to the Client, all disclosures, warnings and other information required to be provided or offered in accordance with FCA Conduct of Business Rules and any subsequent guidance.
Suitability and Appropriateness. 1. As EBH provides execution-only services to the Client in relation to complex financial products, the Company is required to assess whether it is appropriate for the Client to deal in complex financial products by requesting certain information, relating to his experience and knowledge of trading such products, that will help EBH assess whether the Client understands the risks associated with deal- ing in them. EBH will ask the Client for this information during the account opening and verification procedure, but EBH may request the Client to provide additional information in future, if the Client decides to deal in a new product type or sector.
Suitability and Appropriateness. 4.1 The suitability requirements in the FCA Handbook do not apply as the firm does not provide personal recommendations to clients nor manage investments for a client.
Suitability and Appropriateness. 5.1 The Client hereby expressly acknowledges that CFD products in which Clients deal with through the Services provided by the Company, are not intended to be presented by the Company as suitable for the Client, and any comment or statement which may be made by the Company or any employee or agent or representative of the Company, including affiliates, regarding such CFDs or any research disseminated by the Company, should under no circumstances be considered to be an Investment Advice and should not be received or relied upon as such.
