Money Laundering Regulations. The Corporation agrees to provide such evidence of its identity and that of its directors, partners, trustees and controllers and of all connected shareholders and other parties as the Agent may reasonably require in order to comply with its obligations under applicable legislation and regulations against money laundering and drug trafficking. The Agent may cease to act for the Corporation if it fails to comply and may at any time make such disclosures to the competent authorities as are reasonable as a result of such failure or otherwise upon suspecting that the Corporation or any such connected party is involved in money laundering and/or drug trafficking.
Money Laundering Regulations. To ensure compliance with the United Kingdom Money Laundering Regulations 2003 (the “Regulations”), the Agent may, in its absolute discretion, require verification of the identity of the Corporation and any of its officers and directors to the extent that the Corporation has not already provided it. If at any time prior to the Closing Time the Agent has not received verification of identity in order to satisfy, in its reasonable opinion, its obligations under the Regulations, the Agent may, in its absolute discretion, by notice in writing to the Corporation received prior to Closing, terminate this Agreement.
Money Laundering Regulations. The Borrower shall (and shall ensure that each Obligor, PropCo, Xxxxxx, Seller 1 and Seller 2 shall) promptly provide such information and identification or other evidence in respect of it as the Agent may from time to time require to ensure compliance with Money Laundering Regulations.
Money Laundering Regulations. Under Money Laundering Regulations, you may need to provide us with evidence of your identity to protect your interests. We are required by law to check your identity to prevent money laundering. We may do this electronically, using a reference agency or ask for documentary evidence. We will check your identity at the time of submission of application and at any time during continuance of the relationship you hold with us. We may delay or decline the processing of the application or instructions until we have satisfactory evidence of your identity. Where required by an applicable law or we otherwise believe that disclosure may help to combat fraud, money laundering offences or other criminal activity, we may report information about you and the Service we provide to you to the appropriate regulatory or governmental authorities, bodies or agencies. In case of any dispute or fraud reported by you or identified by us, we reserve the right to report the matter to the appropriate regulatory authorities.
Money Laundering Regulations. Willsons are required to comply with the money laundering regulations and to retain on file verification of the identity of all new landlords. You will need to provide us with sight of your passport or UK Photocard Driving License and bank statement or utility bill to confirm your postal address.
Money Laundering Regulations. 10.1 We may require you to provide information to us from time to time to enable us to comply with our obligations under the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2003 or subsequent legislation if relevant. You should be aware that these provisions, or a failure to provide information requested for these purposes may require us to take further steps, such as ceasing to act for you in the relevant matter or at all.
Money Laundering Regulations. 11.1 We have legal obligations which may require us to seek information from you from time to time to enable us to comply with our obligations under the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2007 (together “Regulations”). We are obliged to report any reasonable suspicions about instructions received, transactions and activities to the regulatory authorities. A failure by you to provide information requested for those purposes may require us to take further steps, such as ceasing to act for you in the relevant matter or at all.
11.2 We may decline to accept cash payments exceeding £500 or to send monies on your behalf to an unknown third party. We reserve the right to enquire as to the source of funds and will not be liable for any Losses caused by any delay while we make appropriate enquiries. If we are required under the Regulations to refrain from communicating with clients and/or proceeding, we can accept no liability for the consequences of being prevented from doing so.
Money Laundering Regulations. 12.1 To comply with the requirements of the Money Laundering and related Regulations, it may be necessary to obtain from you, and retain, evidence of your personal identity (or two directors of your company) in our records. If satisfactory evidence is not provided we cannot accept your instructions.
12.2 We are also obliged to report any reasonable suspicions about instructions received, transactions and activities to the regulatory authorities. This may affect our relationship with you so far as confidentiality is concerned. If we are required under legislation (including Money Laundering Regulations and The Proceeds of Crime Act) to refrain from communicating with you and/or proceeding with your instructions, we can accept no liability for the consequences of being prevented from doing so.
Money Laundering Regulations. 20.1 The Seller and the Seller’s Solicitors are not obliged to accept a payment under this Contract unless it is remitted by or drawn on an institution which carries on activities of the nature listed in regulation 3(1) of The Money Laundering Regulations 2007 (SI 2007/2157).
20.2 A payment made other than in accordance with the provisions of this clause may be rejected as payment not made in accordance with the terms of this Contract.
Money Laundering Regulations. 21.1 The Company agrees that it will provide to Canaccord such evidence of its identity and that of any Company Associate and any of their respective directors, shareholders, promoters and controllers as Canaccord may reasonably require in order to comply with Canaccord’s obligations under any legislation and regulations against money laundering, terrorism and drug trafficking.
21.2 Canaccord may terminate the Engagement if the Company fails to comply with any of the provisions of paragraph 22.1 and may at any time make such disclosures to any relevant competent authority as Canaccord sees fit as a result of any such failure or otherwise if it suspects that the Company or any other company or person referred to in paragraph 22.1 is involved in money laundering.
1. In consideration of the services to be provided by Canaccord in connection with the Engagement the Company (and for the avoidance of doubt not the Directors in their personal capacity) hereby irrevocably agrees with Canaccord for itself and, on the basis that Canaccord shall enjoy an absolute discretion as to the enforcement of any claim under this indemnity, as trustee for each and every Canaccord Associate (as defined in paragraph 5 below) to indemnify and to hold Canaccord and each Canaccord Associate harmless from and against all or any losses, charges, expenses, claims, actions, damages, liabilities, demands or proceedings whatsoever brought or established against Canaccord or any Canaccord Associate by any person, government, governmental agency or regulatory body whatsoever and against all losses, costs, charges, expenses or taxes which Canaccord or any Canaccord Associate may suffer or incur (including but not limited to all such losses, costs, charges or expenses suffered or incurred in (i) responding to, disputing or defending any claim, action, liability, demand or proceedings as aforesaid (including the aggregate amount paid in reasonable settlement of any actions, suits, proceedings or claims); (ii) appealing against any judgment, award or decision of any court, tribunal, arbitrator or regulatory or other authority; (iii) connection with any investigation conducted by on or behalf of any authority; (iv) establishing its right to be indemnified pursuant to this paragraph; and (v) in seeking advice as to any claim, action, liability, demand, proceedings or investigation aforesaid) and which in any such case arises, directly or indirectly, out of or in connection with:
1.1 any publicati...
