Handling of Orders. (a) For purposes of this Agreement, purchases of Units whose subscriptions were solicited by the Distributor and accepted by the Fund are referred to herein as the "Distributor's Subscribers."
(b) All properly presented and accepted subscriptions of the purchase of Units shall be executed at the offering price per Units as described in the Registration Statement.
(c) The procedures relating to soliciting and the handling subscriptions for Units will be subject to the terms of the Registration Statement and the Operating Procedures set forth in Appendix A hereto.
(d) Payments for Units shall be made as specified in the Registration Statement and Subscription Agreement.
(e) The Distributor will not at any time be responsible for performing recordkeeping or accounting services with respect to the Fund, except as described in Section 1(d) hereof. The Fund shall promptly inform the Distributor of the Fund's net assets and net asset value per Unit (and/or in certain instances estimated net asset values) as soon as reasonably practicable following their calculation. The Distributor is authorized to communicate such calculations to each of the Distributor's Subscribers. In the event that estimated net asset values are provided in lieu of net asset values, the Distributor shall make appropriate disclosures to the Distributor's Subscribers.
Handling of Orders. 3.1 For purposes of this Agreement, purchases of Shares whose investor applications were solicited by the Distributor and accepted by the Fund are referred to herein as the “Distributor’s Subscribers.”
3.2 All properly presented and accepted investor applications for the purchase of Shares shall be executed at the offering price per Share as described in the Registration Statement.
3.3 The procedures relating to soliciting and the handling of investor applications for Shares shall be subject to the terms of the Registration Statement.
3.4 Payments for Shares shall be made as specified in the Registration Statement and Investor Purchase Application.
3.5 The Distributor will not at any time be responsible for performing recordkeeping or accounting services with respect to the Fund, except as may be described herein. The Fund shall promptly inform the Distributor of the Fund’s net assets and net asset value per Share (and/or in certain instances estimated net asset values) as soon as reasonably practicable following their calculation. The Distributor is authorized to communicate such calculations to each of the Distributor’s Subscribers and Dealers. In the event that estimated net asset values are provided in lieu of net asset values, the Distributor shall make appropriate disclosures to the Distributor’s Subscribers and Dealers.
Handling of Orders. (a) For purposes of this Agreement, purchases of Shares whose subscriptions were solicited by the Distributor and accepted by the Fund are referred to herein as the “Distributor’s Subscribers.”
(b) All properly presented and accepted subscriptions of the purchase of Shares shall be executed at the offering price per Shares as described in the Registration Statement.
(c) The procedures relating to soliciting and the handling subscriptions for Shares will be subject to the terms of the Registration Statement and the Operating Procedures set forth in Appendix A hereto.
(d) Payments for Shares shall be made as specified in the Registration Statement and Subscription Agreement.
(e) The Distributor will not at any time be responsible for performing recordkeeping or accounting services with respect to the Fund, except as may be described herein. The Fund shall promptly inform the Distributor of the Fund’s net assets and net asset value per Share (and/or in certain instances estimated net asset values) as soon as reasonably practicable following their calculation. The Distributor is authorized to communicate such calculations to each of the Distributor’s Subscribers. In the event that estimated net asset values are provided in lieu of net asset values, the Distributor shall make appropriate disclosures to the Distributor’s Subscribers.
Handling of Orders. 5.1 The execution policy of the IF is set out in a separate document which the Client has to accept with a written confirmation. The IF may amend its order execution policy at any time during the duration of this agreement subject to the absolute discretion of the IF and any such amendment shall not otherwise affect the provisions of this agreement. The execution policy covers, inter alia, the following details:
(1) an account of the criteria applicable and the importance attached to these criteria;
(2) a list of the execution venues on which the IF places significant reliance in meeting its obligation to take all reasonable steps to obtain on a consistent basis the best possible result for the execution of Client orders;
(3) reference to any specific instructions from the Client that may prevent the IF from taking the steps that it has designed and implemented in its execution policy to obtain the best possible result for the execution of those orders in respect of the elements covered by those instructions.
5.2 The IF may act in accordance with and be deemed to have been duly authorised by the Client in respect of any order which appears to have been placed (and which the IF has accepted in good faith that it has been placed) by the Client or by persons which have been appointed in accordance with the provisions of clause 22. The orders in respect of the Financial Instruments of the Client may be transmitted by any manner or means which the IF shall determine from time to time, provided the IF is satisfied, in its absolute discretion, for the validity of the order and the identity of the person placing the order. The IF may at its discretion request that the Client signs an indemnity towards the IF for the purpose of accepting orders.
5.3 For the purpose of protecting the mutual interests of the IF and the Client, the IF shall be entitled to proceed to, and the Client consents accordingly to the recording or transcription by any other means of his telephone communications with the IF’s employees. The recording may be used as evidence of reception of the order by the IF as well as of the content of the order.
5.4 Any order of the Client to the IF should be precise and should describe its object with accuracy. Orders for amendments, confirmations or repetitions should be defined expressly as such. The IF reserves the right (but not the obligation), in order to protect the Client’s transactions, to require the Client, at his own expense, to confirm such ord...
Handling of Orders. (a) For purposes of this Agreement, purchasers of Shares whose subscriptions were solicited by the Placement Agent and accepted by the Fund are referred to herein as the “Placement Agent’s Subscribers.”
(b) All properly presented and accepted subscriptions for the purchase of Shares shall be executed at the offering price per Share described in the Memorandum.
(c) The procedures relating to soliciting and the handling subscriptions for Shares will be subject to the terms of the Memorandum and the Operating Procedures set forth in Appendix A hereto.
(d) Payments for Shares shall be made as specified in the Memorandum and Subscription Agreement.
(e) All subscriptions are subject to acceptance or rejection, in whole or in part, in the sole discretion of the Fund and no compensation shall be due in respect of rejected subscriptions.
(f) The Placement Agent will not at any time be responsible for performing recordkeeping or accounting services with respect to the Fund, except as described in Section 1(d) hereof. The Fund shall promptly inform the Placement Agent of the Fund’s Net Assets and Net Asset Value per Unit (and/or in certain instances estimated Net Asset Values) as soon as reasonably practicable following their calculation. The Placement Agent is authorized to communicate such calculations to each of the Placement Agent’s Subscribers. In the event that estimated Net Asset Values are provided in lieu of Net Asset Values, the Placement Agent shall make appropriate disclosures to the Placement Agent’s Subscribers.
Handling of Orders. (a) For purposes of this Agreement, purchasers of Shares whose subscriptions were solicited by the Placement Agent and accepted by the Trust are referred to herein as the "Placement Agent's Subscribers."
(b) All properly presented and accepted subscriptions for the purchase of Shares shall be executed at the offering price per Share described in the Registration Statement.
(c) The procedures relating to soliciting and the handling subscriptions for Shares will be subject to the terms of the Registration Statement and the Operating Procedures set forth in Appendix B hereto.
(d) Payments for Shares shall be made as specified in the Registration Statement and Subscription Agreement.
(e) The Placement Agent will not at any time be responsible for performing recordkeeping or accounting services with respect to the Trust. The Trust shall promptly inform the Placement Agent of the Trust's Net Assets and Net Asset Value per Share as soon as reasonably practicable following their calculation. The Placement Agent is authorized to communicate such calculations to each of the Placement Agent's Subscribers.
Handling of Orders a) Distributor shall be responsible for invoicing and for providing to Publisher all shipping documents reasonably necessary for fulfillment.
b) Publisher shall be responsible for picking, packing and shipping orders. Distributor will reimburse Publisher for the expense of postage or other shipping of such orders.
c) In the event Publisher receives any orders or inquiries for Works that would fall within Distributor's market as defined in paragraph 1, Publisher will promptly turn such orders and inquiries over to Distributor. Publisher will inform the customer of agreement with Distributor. Publisher will make reasonable efforts to enforce the market as defined in Schedule 1. If Publisher determines a re-seller has valid business reasons for buying direct from Publisher, e.
Handling of Orders. Xxxxxx will attempt to have all orders received by it for execution outside of regular trading hours executed in a timely manner. However, because the bid and offer prices of orders reflected in quotations outside of regular trading hours are subject to change, there is no guarantee that Client’s orders will be executed. In addition, delays or failures in communications or other computer system problems may cause delays in, or prevent, the execution of orders. As with orders entered during regular trading sessions, Client agrees that Broker may deliver Client’s order to an electronic communication network or other alternative trading system that, although operated independently of Clearing Firm or Broker, may have Clearing Firm or Broker or one of their affiliates as an equity investor. In addition, Broker or Clearing Firm or one or more of its affiliates may decide to display orders or to trade with limit orders displayed by Broker or Clearing Firm on Client’s behalf. These affiliates may operate independently of Broker or Clearing Firm.
Handling of Orders a) Orders received by Distributor for Works covered under State Adoption Contracts shall be promptly turned over to the Publisher. The Publisher shall be responsible for all order processing, invoicing, fulfillment, collection and bad debt of works sold under State Adoption Contracts.
b) In the event Publisher receives any orders or inquiries for Works that would fall within the Market, except for State Adoption Contracts, Publisher shall promptly turn such orders and inquiries over to Distributor. In the event Distributor receives any orders or inquiries for Works outside the Market, Distributor shall promptly turn such orders and inquiries over to Publisher.
c) Distributor shall be responsible for invoicing and for providing to Publisher all shipping documents reasonably necessary for fulfillment.
d) Publisher shall be responsible for picking, packing and shipping orders.
Handling of Orders. (The entire section 6 only applies to the provision of Brokerage Services)
6.1 The execution policy of IF is set out in a separate document (hereinafter referred to as the “Best Execution Policy) which the Client has to accept with a written confirmation. IF may amend its Best Execution Policy at any time during this Agreement subject to the absolute discretion of IF and any such amendment shall not otherwise affect the provisions of this Agreement. The execution policy covers, inter alia, the following details: (1) an account of the criteria applicable and the importance attached to these criteria; (2) a list of the execution venues on which IF places significant reliance in meeting its obligation to take all reasonable steps to obtain on a consistent basis the best possible result for the execution of Client orders; (3) reference to any specific instructions from the Client that may prevent IF from taking the steps that it has designed and implemented in its execution policy to obtain the best possible result for the execution of those orders in respect of the elements covered by those instructions.
6.2 IF may act in accordance with and be deemed to have been duly authorised by the Client in respect of any order which appears to have been placed by the Client or by persons which have been appointed in accordance with the provisions of clause 23. XXXXXXXXX INVESTMENT LTD HEAD OFFICE ADDRESS: 88 Arch. Xxxxxxxx XXX, 0xx Xxxxx, 0000 Xxxxxxx, Xxxxxx PHONE: +000 00 000 000 CLIENT LINE: +000 00 000 000 FAX: +000 00 000 000 EMAIL: xxxx@xxxxxxxxxx.xxx Page | 9 of 42 The orders in respect of the Financial Instruments of the Client may be transmitted via telephone email and electronic trading systems or by any manner or means which IF shall determine from time to time, provided IF is satisfied, in its absolute discretion, for the validity of the order and the identity of the person placing the order. IF may at its discretion request that the Client signs an indemnity towards IF for the purpose of accepting orders.
6.3 For the purpose of protecting the mutual interests of IF and the Client, IF records all telephone and other means of communication between IF and the Client. Any and all recording may be used as evidence of reception of the order by IF as well as of the content of the order. Our records, unless evidenced to be improper and/or unsuitable and/or abnormal and/or wrong, will be evidence of your dealings with Xxxxxxxxx Investment in connection with the ser...
