XXXX XXXXXXX INCOME SECURITIES TRUST Sample Clauses

XXXX XXXXXXX INCOME SECURITIES TRUST. XXXX XXXXXXX BANK AND THRIFT OPPORTUNITY FUND
Sample 1Sample 2Sample 3
AutoNDA by SimpleDocs
XXXX XXXXXXX INCOME SECURITIES TRUST. XXXX XXXXXXX BANK AND THRIFT OPPORTUNITY FUND By: /s/ Xxxxx X. Xxxxxx Name: Xxxxx X. Xxxxxx Title: Senior Vice President and Corporate Secretary By: /s/ Xxxxxxx X Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title: Vice President XXXX XXXXXXX PATRIOT PREMIUM DIVIDEND FUND I 14,979,601 XXXX XXXXXXX PATRIOT PREMIUM DIVIDEND FUND II 15,002,724 XXXX XXXXXXX PATRIOT PREFERRED DIVIDEND FUND 7,257,200 XXXX XXXXXXX PATRIOT GLOBAL DIVIDEND FUND 8,334,700 XXXX XXXXXXX PATRIOT SELECT DIVIDEND TRUST 9,885,027 XXXX XXXXXXX INVESTORS TRUST 7,978,242 XXXX XXXXXXX INCOME SECURITIES TRUST 10,898,374 XXXX XXXXXXX BANK AND THRIFT OPPORTUNITY FUND 84,400,000 Account Maintenance Functions • Opening new accounts • Posting debits and credits • Maintaining certificate history • Placing and releasing stop transfer notations • Consolidating accounts • Coding accounts requiring special handling (e.g. “bad address,” “do not mail,” “VIP,” etc.) • Processing address changes • Responding to shareholder correspondence • Providing a dedicated toll-free phone number for shareholder inquiries • Obtaining and posting Taxpayer Identification Number certifications pursuant to IDTCA regulations • Maintaining inactive accounts for the purpose of research and tax reporting • Closing (purging) inactive accounts that meet selective criteria • Providing Client and its shareholders with on-line access to shareholder records • Training on all aspects of Mellon’s stock transfer system • Create and generate management reports which Client and Mellon agree upon. • Handle buck-slip inserts into statements or privacy statement and or special mailings. • Qualifying under the rules of the NYSE and NASDAQ/AMEX to act in the dual capacity as transfer agent and registrar • Maintaining mail and window facilities for the receipt of transfer requests • Maintaining and securing unissued certificate inventory and supporting documents • Examining issuance or transfer requests to ensure that proper authority is being exercised • Verifying (to the extent possible) that surrendered certificates are genuine and have not been altered • Verifying that original issuances are properly authorized and have necessary regulatory approval • In connection with requests for transfer, verifying that Shares issued equal the amount surrendered • Place and remove stop orders on Shares • Verifying that no stop orders are held against Shares submitted for transfer • Issuing and registering new securities • Recording canceled and issued securities • ...
Sample 1Sample 2
XXXX XXXXXXX INCOME SECURITIES TRUST. BROKER-DEALER AGREEMENT dated as of November 4, 2003, between DEUTSCHE BANK TRUST COMPANY AMERICAS, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Xxxx Xxxxxxx Income Securities Trust, a Massachusetts business trust (the "Trust"), pursuant to authority granted to it in the Auction Agency Agreement dated as of November 4, 2003, between the Trust and the Auction Agent (the "Auction Agency Agreement")) and UBS Securities LLC (together with its successors and assigns, "BD"). The Trust proposes to issue 1,780 preferred shares of beneficial interest, no par value, liquidation preference $25,000 per share, designated Series A Auction Preferred Shares and 1,780 preferred shares of beneficial interest, no par value, liquidation preference $25,000 per share, designated Series B Auction Preferred Shares (collectively, the "Auction Preferred Shares" or the "APS"), pursuant to the Trust's Amended By-laws (as defined below). The Trust's Amended By-laws provide that the dividend rate on each series of APS for each Dividend Period therefore after the Initial Dividend Period shall be the Applicable Rate therefore, which in each case, in general shall be the rate per annum that a commercial bank, trust company or other financial institution appointed by the Company advises results from implementation of the Auction Procedures (as defined below). The Board of Trustees of the Trust has adopted a resolution appointing Deutsche Bank Trust Company Americas as Auction Agent for purposes of the Auction Procedures, and pursuant to the Auction Agency Agreement, the Trust has requested and directed the Auction Agent to execute and deliver this Agreement. The Auction Procedures require the participation of one or more Broker-Dealers.
Sample 1
XXXX XXXXXXX INCOME SECURITIES TRUST. By_________________________________________ Chairman of the Board and President
Sample 1

Related to XXXX XXXXXXX INCOME SECURITIES TRUST

  • Xxxxxxx Xxxxxxx Policy The terms of the Partnership’s xxxxxxx xxxxxxx policy with respect to Units are incorporated herein by reference.

  • xxx/Xxxxxx/XXXXX- 19_School_Manual_FINAL pdf -page 101-102 We will continue to use the guidelines reflected in the COVID-19 school manual.

  • Sxxxxxxx-Xxxxx Act There is and has been no failure on the part of the Company or any of the Company’s directors or officers, in their capacities as such, to comply with any provision of the Sxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Sxxxxxxx-Xxxxx Act”), including Section 402 related to loans and Sections 302 and 906 related to certifications.

  • Xxxxxxxx-Xxxxx Act There is and has been no failure on the part of the Company or any of the Company’s directors or officers, in their capacities as such, to comply with any provision of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”), including Section 402 related to loans and Sections 302 and 906 related to certifications.

  • Xxxxxxxx Tobacco Co [Xxxxx Progeny] Circuit Court, Levy County, (Bronson, FL) $8 million in compensatory damages; 90% of fault assigned to RJR Tobacco, which reduced the award to $7.2 million; $72 million in punitive damages. See “— Xxxxx and Xxxxx Progeny Cases” below.

  • Xxxxxxx X Xxxxxxxx

  • Xxx Xxxxxxxx I certify that I am a legal United States citizen, or possess legal residency, or visitor status to be in the United States, and that I shall provide proof of said legal status if requested prior to or during any American Legion national-level ALB participation. I further understand that I shall be denied participation in any American Legion national-level youth programs if I refuse to comply with providing proof of said legal status, or are not legally in the United States. Player’s signature Player’s printed name Date I am a parent with legal custody or legal guardian of the above player and hereby consent and agree to the foregoing terms and provisions on the above player’s behalf. Parent’s or legal guardian’s signature Parent's or legal guardian's printed name Player’s name (first, middle, last) Parent’s home address (street address, city, state, ZIP) Parent’s telephone number Emergency contact person & phone number Medical Insurance Policy # Family physician & phone number High school attended Year of graduation School enrollment (grades 10, 11, 12) Player’s email address Player’s Birth Date (Month/Year) Primary position Player’s height Player’s weight

  • Xxxxxxxx, X X. Xxxxxx, as Trustee .................. 00 Xxxxx Xxxxxx, Xxxxxx, Xxxxxxxxxxxxx 00000

  • Xxx Xxxxxxx If the Parties do not agree on an Adjudicator the Adjudicator will be appointed by the Arbitration Foundation of Southern Africa (AFSA).

  • SBC-12STATE 47.1.1 The terms contained in this Agreement and any Appendices, Attachments, Exhibits, Schedules, and Addenda constitute the entire agreement between the Parties with respect to the subject matter hereof, superseding all prior understandings, proposals and other communications, oral or written between the Parties during the negotiations of this Agreement and through the execution and/or Effective Date of this Agreement. This Agreement shall not operate as or constitute a novation of any agreement or contract between the Parties that predates the execution and/or Effective Date of this Agreement.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!