Shareholder Correspondence. Acknowledge all correspondence from shareholders relating to their share accounts and undertake such other shareholder correspondence as may from time to time be mutually agreed upon.
Shareholder Correspondence. Acknowledge all correspondence from shareholders relating to their share accounts and undertake such other shareholder correspondence as may from time to time be mutually agreed upon. EXHIBIT C to MUTUAL FUND SERVICES AGREEMENT TRANSFER AGENT FEE SCHEDULE The prices contained herein are effective for twelve months from the execution date of the Transfer Agency contract.
Shareholder Correspondence. Distributors, at its sole cost, shall be responsible for preparing, printing, and distributing, or causing the same to be done, all correspondence with shareholders in its capacity as principal underwriter, except for correspondence prepared, printed, and distributed by Distributors at the Company's request. Distributors shall, from time to time, make such correspondence available to the Company for review upon request.
Shareholder Correspondence. Acknowledge all correspondence from ----------------------------- shareholders relating to their share accounts and undertake such other shareholder correspondence as may from time to time be mutually agreed upon.
Shareholder Correspondence. Acknowledge all correspondence from shareholders relating to their share accounts and undertake such other shareholder correspondence as may from time to time be mutually agreed upon. EXHIBIT E to MUTUAL FUND SERVICES AGREEMENT TRANSFER AGENCY FEE SCHEDULE The prices contained herein are effective for twelve months from the execution date of the Transfer Agency contract. I Conversion Fee: Manual conversion/new fund establishment - fee not to exceed $1,500 per portfolio. Electronic conversions - $1.50 per shareholder account with a $5,000 minimum fee.
Shareholder Correspondence. Distributor, at its sole cost, shall be responsible for preparing, printing, and distributing, or causing the same to be done, all correspondence with Certificate holders in its capacity as a principal underwriter or a distributor, except for correspondence prepared, printed, and distributed by Distributor at the Company's request. Distributor shall, from time to time, make such correspondence available to the Company for review upon request.
Shareholder Correspondence. When an address change occurs on an account, a letter of acknowledgement must be mailed to both the old and the new address (Insurance requirement). Copies of letters (correspondence) must be retained. Complaint files must be kept and copies of complaints must be sent to Oppenheimer (Kate Ives). Staxxxxxxx & Xonxxxxx: ---------------------- Letters will be sent to confirm investment in the escrow account. They must be postmarked and mailed within five business days of receipt of funds into escrow. Confirms for the purchase, repurchase or redemption of Fund shares must be postmarked and mailed within five business days following the determination of net asset value that month. Current month values will not be available for statements; therefore, quarterly statement values will reflect the previous month's balance. Statements must be postmarked and mailed within five business days of the end of the period.
Shareholder Correspondence. Acknowledge all correspondence from shareholders relating to their share accounts and undertake such other shareholder correspondence as may from time to time be mutually agreed upon. I. TAX REPORTING. Chase shall issue appropriate shareholder tax forms as required. J. DIVIDEND DISBURSING. Chase will prepare and mail checks, place wire transfers or credit income and capital gain payments to shareholders. The Fund will advise Chase of the declaration of any dividend or distribution and the record and payable date thereof at least five (5) days prior to the record date. Chase will, on or before the payment date of any such dividend or distribution, notify the Fund's Custodian of the estimated amount required to pay any portion of such dividend or distribution payable in cash, and on or before the payment date of such distribution, the Fund will instruct its Custodian to make available to Chase sufficient funds for the cash amount to be paid out. If a shareholder is entitled to receive additional shares by virtue of any such distribution or dividend, appropriate credits will be made to each shareholder's account. K.
Shareholder Correspondence. Acknowledge all correspondence from shareholders -------------------------- relating to their share accounts and undertake such other shareholder correspondence as may from time to time be mutually agreed upon. EXHIBIT E to Mutual Fund Services Agreement TRANSFER AGENCY FEE SCHEDULE The prices contained herein are effective for twelve months from the execution date of the Mutual Fund Services Agreement. I Conversion Fee: Manual conversion/new fund establishment - fee not to --------------------- exceed $1,500 per portfolio. Electronic conversions - $1.50 per shareholder account with a $4,000 minimum fee. II Standard Base Fee for Standard Base Services --------------------------------------------------- The Base Fee1 is $18.00 for money market funds and $15.00 for equity/bond funds per active Shareholder Account per year with a minimum fee of $15,0002 per initial portfolio and/or share class per year plus $9,0002 per year for each additional share class. An Active Shareholder Account is any Shareholder Account existing on Transfer Agent's computerized files with a non-zero Share balance. There is a $.50 per account charge for any account with a zero share balance for the current month, as determined on the last day of each month. The base fee will be billed on a monthly basis. 1The Base Fee does not include: forms design and printing, statement production, envelope design and printing, postage and handling, shipping, statement microfiche copies and the Fund's 800 number's access to Unified's shareholder services group. 2 Discount based on average net assets per portfolio and/or share class per month: $0 - 2 Million 30% $2 - 5 Million 20% $5 Plus Million 0% Unified will provide lost account search services in connection of SEC Rules 17Ad-17 and 17a-24 at a cost of $2.50 per account searched. These "Electronic Data Search Services" will be performed on a semi-annual basis. This service will apply to only Active Shareholder Accounts maintained on the transfer agency system coded as RPO accounts. In addition to the above fees, there will be a $200.00 per day minimum fee/rerun charge when the nightly processing has to be repeated due to incorrect NAV or dividend information received from the Portfolio Pricing Agent due to incorrect or untimely information provided by an Advisor or its Agent. III Standard Services Provided ------------------------------- - Open new accounts - Maintain Shareholder accounts Including: - Maintain certificate records - Change address...
Shareholder Correspondence. Acknowledge all correspondence from shareholders relating to their share accounts and undertake such other shareholder correspondence as may from time to time be mutually agreed upon. Unified Fund Services, Inc. 6/5/01 Dunhill Investment Advisors, LLC - 13 EXHIBIT C to MUTUAL FUND SERVICES AGREEMENT SUB-TRANSFER AGENT FEE SCHEDULE The prices contained herein are effective for twenty-four months from the execution date of the Transfer Agency contract between Dunhill and a Fund.
