Anti-Money Laundering Regulations. The Trustee shall retain the right not to act and shall not be liable for refusing to act if, due to a lack of information or for any other reason whatsoever, the Trustee, in its sole judgment and acting reasonably, determines that such act might cause it to be in non-compliance with any applicable anti-money laundering or anti-terrorist legislation, regulation or guideline. Further, should the Trustee, in its sole judgment and acting reasonably, determine at any time that its acting under this Agreement has resulted in its being in non-compliance with any applicable anti-money laundering or anti-terrorist legislation, regulation or guideline, then it shall have the right to resign on 10 days’ written notice to the Corporation or any shorter period of time as agreed to by the Corporation, provided that: (a) the Trustee’s written notice shall describe the circumstances of such non-compliance; and (b) if such circumstances are rectified to the Trustee’s satisfaction within such 10-day period, then such resignation shall not be effective.
Anti-Money Laundering Regulations. 11.1 To allow the Trusts to comply with applicable “Know Your Customer” and/or any Federal or state Anti-Money Laundering laws and regulations, the Company will, upon request by the Trust(s), the independent Board of Trustees of the Trust(s), or the Distributor, will provide, in a timely manner, any documentation deemed necessary regarding the Company’s “Know Your Customer” and/or Your Anti-Money Laundering policies and procedures. The Company agrees to:
(a) Have in place established policies and procedures designed to prevent and detect money laundering.
(b) Meet applicable anti-money laundering legal and regulatory requirements.
(c) Have procedures in place to ensure that none of your customers that invest within Trust(s) shares appear on or are covered by any list or prohibited persons, entities, and/or jurisdictions maintained and administered by the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”).
(d) Identify and continue to identify and retain all documentation necessary to identify Your Customers and their sources of funds.
(e) Monitor for suspicious transactions and to assist the Trust in monitoring for such transactions upon request from the Trust, the transfer agent, or the independent Board of Trustees of the Trust(s).
11.2 At time of acceptance of the Agreement, the Company does not believe, nor have any current reason to believe, and will immediately notify the Trusts if the Company comes to have any reason to believe that any of the Company’s customers that invest within Trust(s) shares through the Company are engaged in money-laundering activities or are associated with any terrorist and/or other individuals, entities or organizations sanctioned by the United States or any other jurisdictions in which the Company does business, or appear on any lists of prohibited persons, entities and/or jurisdictions maintained and administered by OFAC. The provisions of the section shall survive the termination of this Agreement.
Anti-Money Laundering Regulations. All Parties to this Agreement hereby agree to comply with all applicable laws and regulations intended to prevent, detect, and report money laundering and suspicious transactions and will take all necessary and appropriate steps, consistent with applicable regulations and generally accepted industry practices, to (1) obtain, verify, and retain information with regard to investor and/or account owner identification and source of funds, and (2) to maintain records of all account transactions. Each Party to this Agreement also agrees (to the extent consistent with applicable law) to take all steps necessary and appropriate to provide requested information about investors and/or accounts to any other Party that shall request such information due to an inquiry or investigation by any law enforcement, regulatory or administrative authority. To the extent permitted by applicable law and/or regulation, each Party shall notify all other Parties of any concerns that shall arise in connection with any investor or account holder in the context of relevant anti-money laundering legislation/regulations. Each Party shall hold harmless all other Parties to this Agreement for any actions that may arise for good faith attempts to comply with all applicable laws, rules and/or regulations of governmental agencies, law enforcement organizations and/or Self Regulatory Organizations.
Anti-Money Laundering Regulations. The Manager’s and the Fund’s intent is to comply with all applicable federal, state and local laws designed to combat money laundering and similar illegal activities, including the provisions of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (“PATRIOT Act”). The Subscriber hereby represents, covenants, and agrees that, to the best of the Subscriber’s knowledge based on reasonable investigation:
(a) None of the Subscriber’s capital contributions to the Fund (whether payable in cash or otherwise) shall be derived from money laundering or similar activities deemed illegal under federal laws and regulations.
(b) To the extent within the Subscriber’s control, none of the Subscriber’s capital contributions to the Fund will cause the Fund or any of its personnel to be in violation of federal anti-money laundering laws, including without limitation the Bank Secrecy Act (31 U.S.C. 5311 et seq.), the United States Money Laundering Control Act of 1986 or the International Money Laundering Abatement and Anti-Terrorist Financing Act of 2001, and any regulations promulgated thereunder.
(c) When requested by the Manager, the Subscriber will provide any and all additional information, and the Subscriber understands and agrees that the Manager may release confidential information about the Subscriber and, if applicable, any underlying beneficial owner or Related Person to U.S. regulators and law enforcement authorities, deemed reasonably necessary to ensure compliance with all applicable laws and regulations concerning money laundering and similar activities.
(d) Neither the Subscriber nor any person or entity controlled by, controlling or under common control with the Subscriber, any of the Subscriber’s beneficial owners, any person for whom the Subscriber is acting as agent or nominee in connection with this investment nor, if the Subscriber is an entity, any Related Person is:
(i) a Prohibited Investor;
(ii) a Senior Foreign Political Figure, any member of a Senior Foreign Political Figure’s “immediate family,” which includes the figure’s parents, siblings, spouse, children and in-laws, or any Close Associate of a Senior Foreign Political Figure, or a person or entity resident in, or organized or chartered under, the laws of a Non-Cooperative Jurisdiction;
(iii) a person or entity resident in, or organized or chartered under, the laws of a jurisdiction that has been designated by the U.S. Sec...
Anti-Money Laundering Regulations. 11.1 To allow the Trusts to comply with applicable Federal or state Anti-Money Laundering laws and regulations, Company will, upon request by the Trust(s), the independent Board of Trustees of the Trust(s), or the Distributor, will provide, in a timely manner, any documentation deemed necessary regarding Company’s Anti-Money Laundering policies and procedures. Company agrees to:
(a) Have in place established policies and procedures designed to prevent and detect money laundering.
(b) Meet applicable anti-money laundering legal and regulatory requirements.
(c) Have procedures in place to ensure that none of your customers that invest within Trust(s) shares appear on or are covered by any list or prohibited persons, entities, and/or jurisdictions maintained and administered by the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”).
(d) Monitor for suspicious transactions – and upon request from the Trust, the transfer agent, or the independent Board of Trustees of the Trust(s) and on the condition that the Trust has filed the notice prescribed by regulations issued under Section 314(b) of the Patriot Act – to share information with the the Trust concerning such transactions.
11.2 At time of acceptance of the Agreement, Company does not believe, nor have any current reason to believe, and will immediately notify the Trusts if Company comes to have any reason to believe that any of Company’s customers that invest within Trust(s) shares through Company are associated with any terrorist and/or other individuals, entities or organizations sanctioned by the United States or any other jurisdictions in which Company does business, or appear on any lists of prohibited persons, entities and/or jurisdictions maintained and administered by OFAC. The provisions of the section shall survive the termination of this Agreement.
Anti-Money Laundering Regulations. The Investor hereby acknowledges that the Manager and the Company’s intent is to comply with all applicable federal, state and local laws designed to combat money laundering and similar illegal activities, including the provisions of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “USA PATRIOT Act”). In furtherance of such efforts, the Investor hereby represents, covenants, and agrees that, to the best of the Investor’s knowledge based on reasonable investigation:
(a) None of the Investor’s capital contributions to the Company (whether payable in cash or otherwise) shall be derived from or related to money laundering or similar activities deemed illegal under U.S. federal laws and regulations.
(b) No contribution or payment by the Investor to the Company, to the extent that such contribution or payment is within such Investor’s control, and no distribution to such Investor (assuming it is made with instructions provided to the Manager by such Investor) shall cause the Company, the Manager, the Investment Manager, or any of their respective officers, directors, managers, stockholders, members, partners, affiliates, or employees to be in violation of
(c) When requested by the Manager, the Investor will provide any and all additional information, and the Investor understands and agrees that the Manager may release confidential information about the Investor and, if applicable, any underlying beneficial owner or
(d) Except as otherwise disclosed in writing to the Manager, the Investor represents and warrants that neither it, nor any person controlled by, controlling, or under common control with the Investor, any of the Investor’s beneficial owners, any person for whom the Investor is acting as agent or nominee in connection with this investment, nor in the case of an Investor which is an entity, any Related Person is:
(i) a Prohibited Investor;2
(ii) a Senior Foreign Political Figure;3 any member of a Senior Foreign Political Figure’s “immediate family,” which includes such Senior Foreign Political Figure’s parents, siblings, spouse, children and in-laws, or any Close Associate4 of a Senior Foreign Political Figure, or a person or entity resident in, or organized or chartered under, the laws of a Non-Cooperative Jurisdiction;5
(iii) a person resident in, or organized or chartered under, the laws of a jurisdiction that has been designated by the U.S. Secretary of the Treasury un...
Anti-Money Laundering Regulations. The Investor hereby acknowledges that the Managing Member and the SPE’s intent is to comply with all applicable federal, state and local laws designed to combat money laundering and similar illegal activities, including the provisions of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (“PATRIOT Act”). In furtherance of such efforts, Investor hereby represents, covenants, and agrees that, to the best of Investors’ knowledge based on reasonable investigation:
(a) None of Investor’s capital contributions to the SPE (whether payable in cash or otherwise) shall be derived from money laundering or similar activities deemed illegal under federal laws and regulations.
(b) To the extent within Investor’s control, none of Investor’s capital contributions to the SPE will cause the SPE or any of its personnel to be in violation of federal anti-money laundering laws, including without limitation the Bank Secrecy Act (31 U.S.C. 5311 et seq.), the United States Money Laundering Control Act of 1986 or the International Money Laundering Abatement and Anti-Terrorist Financing Act of 2001, and any regulations promulgated thereunder.
(c) The Investor agrees that, if at any time it is discovered that any of the foregoing anti- money laundering representations are incorrect, or if otherwise required by applicable laws or regulations related to money laundering and similar activities, the Managing Member may undertake appropriate actions, and the Investor agrees to cooperate with such actions, to ensure compliance with such laws or regulations, including, but not limited to segregation and/or redemption of the Investor’s Interest in the SPE or freezing the Investor’s account.
Anti-Money Laundering Regulations. Finders Keepers reserves the right to carry out Anti-Money Laundering checks on any landlord or tenant in line with Money Laundering Regulations 2017. We may use a third party to complete these checks. Landlord Initials Tenants Initials Guarantors Initials LL 1 T1 T2 G1 G2 LL 2 T3 T4 G3 G4 The Guarantor agrees and guarantees the Landlord as follows:
1. The Guarantor's liability under this Guarantee and the Tenancy Agreement will be joint and several with the Tenant who will pay the rent detailed in the Particulars and perform and observe all the Tenant’s obligations listed in the Tenancy Agreement throughout the Term of the Tenancy and any renewal or continuation of the Tenancy as either a fixed term or a periodic tenancy; including any rent increase notified to the Guarantor. The Landlord may seek to enforce these obligations and claim damages against the Tenant, the Guarantor, or both of them.
2. To compensate and indemnify the Landlord for any rent arrears, loss or damage to the Property and the Fixtures and Fittings by the Tenant or any other person visiting the Property or who has occupation of it.
3. To pay any costs of the Landlord in enforcing this Guarantee and the obligations of the Tenancy Agreement whether or not court proceedings are taken.
4. To remain liable if there is any variation of the terms, the rent, or the parties to the Tenancy provided the Guarantor is notified in writing.
5. To remain liable if the Landlord waives or discharges any obligation, or allows time to to pay the liabilities of the Tenant or any other party.
6. If the Tenant forms more than one person the Guarantee will not be invalidated if one or more of the original persons forming the Tenant abandons the Property or surrenders their interest in the Tenancy
Anti-Money Laundering Regulations. The Borrower and each of its Subsidiaries has complied in all material respects with all applicable anti-money laundering Laws and regulations, including, without limitation, applicable provisions of the Patriot Act
Anti-Money Laundering Regulations. (a) The Subscriber acknowledges that: (1) the Company may be subject to certain provisions of the Bank Secrecy Act (31 U.S.C. §5311 et seq.) as amended (“Bank Secrecy Act”), the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism of 2001 (the “PATRIOT Act”), including, but not limited to, Title III thereof (the International Money Laundering and Abatement and Anti-Terrorist Financing Act of 2001) (“Title III”), certain regulatory and legal requirements imposed or enforced by the Office of Foreign Assets Control of the U.S. Department of Treasury (“OFAC”) and other similar laws of the United States; and (2) to comply with applicable U.S. anti-money laundering legislation and regulations, all payments by the Subscriber to the Company and all distributions to the Subscriber from the Company will only be made in the Subscriber’s name and to and from a bank account of a bank based in or incorporated under the laws of the United States or a bank that (i) is not a “foreign shell bank” within the meaning of the Bank Secrecy Act, and the regulations promulgated thereunder by the U.S. Department of the Treasury, as such regulations may be amended from time; (ii) is not in a “non-cooperative jurisdiction” as defined by the Financial Action Task Force; and (iii) is not a financial institution, is not involved in transactions, and is not in a jurisdiction of primary money laundering concern, as defined in section 311 of the PATRIOT Act.
(b) The Subscriber acknowledges that Federal regulations and Executive Orders administered by the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) and the U.S. State Department and the Financial Crimes Enforcement Network (“FinCEN”) prohibit, among other things, the engagement in transactions with, and the provision of services to, certain non-U.S. countries, territories, entities and
