NOTES TO THE ABOVE FEE SCHEDULE. Exhibit A is hereby amended to delete paragraph 2, “Fee Increases” under the heading “NOTES TO THE ABOVE FEE SCHEDULE” in its entirety and replace it as follows:
NOTES TO THE ABOVE FEE SCHEDULE. A. The above schedule does not include reimbursable out-of-pocket expenses that are incurred on the Fund's behalf. Examples of reimbursable expenses include but are not limited to expenses for postage, express delivery services, envelopes, forms, telephone communication expenses and stationery supplies. Reimbursable expenses are billed separately from service fees on a monthly basis.
B. The above fees are guaranteed for a three-year period, subject to an annual increase in an amount not less than the annual percentage change in the Consumer Price Index (CPI) for all urban consumers. Last Adjusted: July 11, 2002 ING INVESTMENT FUNDS, INC. ING FUNDS SERVICES, LLC AMENDED SHAREHOLDER SERVICE AGREEMENT FEE SCHEDULE
NOTES TO THE ABOVE FEE SCHEDULE. A. Asset based fees will be billed monthly at 1/12th of the annual stated rate based on monthly average net assets.
B. The above schedule does not include out-of-pocket expenses that would be incurred by Capital Management on the client's behalf. Examples of out-of- pocket expenses include but are not limited to microfiche, disaster recovery, pricing services, overnight mailing services, etc. Capital Management bills out-of-pocket expenses separately from service fees. Mutual of America Institutional Funds, Inc. EXHIBIT A Fee Schedule (Continued)
C. The fees stated above are exclusive of terminal equipment required in the client's location(s) and communication line costs.
D. Any fees or out-of-pocket expenses not paid within 30 days of the date of the original invoice will be charged a late payment fee of 1% per month until payment of the fees are received by Capital Management.
E. Capital Management agrees that it will not receive compensation for its services to Fund to the extent Fund pays Investors Fiduciary Trust Company ("IFTC") for such services until the termination of the Investment Accounting Agreement between IFTC and Fund. The fees hereunder are guaranteed for a one year period commencing on the date Capital Management begins receiving compensation for its services. All changes to the fee schedule will be communicated in writing at least 60 days prior to their effective date.
NOTES TO THE ABOVE FEE SCHEDULE. A. The above schedule does not include reimbursable out-of-pocket expenses that are incurred on the Fund's behalf. Examples of reimbursable expenses include but are not limited to expenses for postage, express delivery services, envelopes, forms, telephone communication expenses and stationery supplies. Reimbursable expenses are billed separately from service fees on a monthly basis.
B. The above fees are guaranteed for a three-year period, subject to an annual increase in an amount not less than the annual percentage change in the Consumer Price Index (CPI) for all urban consumers.
NOTES TO THE ABOVE FEE SCHEDULE. A. The above schedule does not include out-of-pocket expenses that would be incurred by IFTC on the fund's behalf. Examples of out-of-pocket expenses include forms, postage, mailing services, and FDIC insurance, etc. Out-of-pocket expenses incurred by IFTC in planning and executing the conversion will be passed on to the fund. IFTC bills out-of-pocket expenses separately from service fees.
B. The fees stated above are exclusive of terminal equipment required in the client's location(s) and communication line costs.
C. Any fees or out-of-pocket expenses not paid within 30 days of the date of the original invoice will be charged a late payment fee of 1% per month until payment of the fees are received by IFTC.
D. The above fee schedule is predicated on the fact that IFTC be allowed a minimum of 90 calendar days between notification of hiring and when the selection is effective, and that IFTC receive adequate cooperation from the client during the implementation period.
E. The above fee schedule is applicable for selections made and communicated within 30 days of the date of this proposal. The fees are guaranteed for a one year period commencing on the effective date of the service agreement between IFTC and the client. All changes to the fee schedule will be communicated in writing at least 60 days prior to their effective date.
F. The fees and charges set forth hereto shall increase annually upon each anniversary of this Agreement over the fees and charges during the prior 12 months in an amount not less than the annual percentage of change in the Consumer Price Index in Kansas City, Missouri-Kansas-Standard Metropolitan Statistical Area as last reported by the U.S. Bureau of Labor Statistics. In the event that this Agreement was not signed as of the first day of the month, the fees and charges increase shall be effective as of the first day of the month immediately following the month during which the anniversary occurred.
NOTES TO THE ABOVE FEE SCHEDULE. A. Fees are payable monthly at 1/12th of the annual stated rate based on monthly average net assets.
B. The fees stated above are exclusive of terminal equipment required in the client's location(s) and communication line costs.
C. The above schedule does not include out-of-pocket expenses that would be incurred on the Fund's behalf
D. Any fees not paid within 45 days of the date of the original invoice will be charged a late payment fee of 1 % per month until payment of the fees are received by IFTC. ------------------------------------ ------------------------------ INVESTORS FIDUCIARY TRUST COMPANY XXXXXXXX PORTFOLIOS, INC. XXXXXXXX GLOBAL PORTFOLIO ------------------------------------ ------------------------------ DATE DATE IFTC REPORTS AND DOWNLOAD TO BE TRANSMITTED TO J. & W XXXXXXXX & CO., INC.
I. IFTC Reports To Be Transmitted To UDSC Computer Room RUN NAME Daily Mutual Fund NAV Pricing Stratification Dividend Accrual Work Sheet Daily General Ledger By Portfolio Short-Term Paper Daily Interest & Amortization Portfolio Fail Detail Daily Long-Term Interest/Amortization Journal Paydown Journal Principal Payment Projections Portfolio of Pass-Through Investments Compliance Report Daily General Ledger Detail Year-to Date Dividend Journal-Daily Cumulative Stock Split and Dividends Announcements Monthly General Ledger by Portfolio Money Market Pricing Matrix Money Market Detail Pricing. Money Market Matrix Pricing Gain/Loss Status-Daily Securities/Long-Term Gain/Loss Status-Daily Securities/Short-Term Fixed Income Portfolio of Investments with Ratings & Yields Allowable Short-Term Gains Compliance Report Daily Daily Price Make-Up Year-to-Date Dividend Journal Broker Securities Journal-Purchases Broker Securities Journal-Sales Municipal Securities/Call Date/Price Rating Summary Report Municipal Bond Maturity Summary Municipal Bond Percentage of Assets by State Interest Income Journal Avg. Cost of Sales/Position Summary Status of Portfolio Cash Receipts Journal Cash Disbursements Journal Summary of Average Maturities Portfolio of Investments by Industry Summary of Purchases Monthly Detail of Securities Purchased Monthly Detail of Securities Sold Detail Cost Ledger by Portfolio IFTC REPORTS AND DOWNLOAD TO BE TRANSMITTED TO J & W XXXXXXXX & CO., INC. Run Name Ranked Portfolio Commissions by Portfolio Broker Securities Journal-Purchases Broker Securities Journal-Sales Commission/Concession report by Broker Muni. Bond Monthly Income by State Monthly General Le...
NOTES TO THE ABOVE FEE SCHEDULE. A. The above schedule does not include out-of-pocket expenses that would be incurred by IFTC on the client's behalf. Examples of out-of- pocket expenses include but are not limited to microfiche, disaster recovery, pricing and research services, overnight mailing services, foreign registration and script fees, etc. IFTC bills out-of-pocket expenses separately from service fees.
B. The fees stated above are exclusive of terminal equipment required in the client's location(s) and communication line costs.
C. Any fees or out-of-pocket expenses not paid within 30 days of the date of the original invoice will be charged a late payment fee of 1% per month until payment of the fees are received by IFTC.
D. The above fee schedule is applicable for selections made and communicated within 90 days of the date of this proposal. The fees are guaranteed for a one year period commencing on the effective date of the service agreement between IFTC and the client. All changes to the fee schedule will be communicated in writing at least 60 days prior to their effective date.
