Position; Reporting. Executive shall be employed as Chief Operating Officer of Company and Bank and shall perform and discharge faithfully the duties and responsibilities which may be assigned to Executive from time to time in connection with the conduct of the business of Employer. The duties and responsibilities of Executive shall be commensurate with those of individuals holding similar positions at other banks and financial or bank holding companies similarly organized. Executive shall report directly to the President and Chief Executive Officer of Company and Bank.
Position; Reporting. Where we are trading in commodity derivatives, emission allowances or derivatives thereof, we may from time to time be required:
(a) where such trades are conducted on a Trading Venue, to provide information relating to the positions in such Financial Instruments of you (and of your own clients, and clients thereof, until the end client is reached) (together, "Members of the Client Chain") and details about each Member of the Client Chain), to an Execution Venue pursuant either to Applicable Regulation or pursuant to the rules or procedures of, or any other contractual or other arrangement with, the applicable Execution Venue to enable such Execution Venue to comply with its requirements to make public transaction details pursuant to Applicable Regulation; and
(b) where such trades are conducted outside a Trading Venue, to report information relating to Members of the Client Chain and their positions to an Applicable Regulator pursuant to Applicable Regulation (including, without limitation, pursuant to Applicable Regulations implementing Article 58 MiFID2), together the "Position Reporting Requirements".
Position; Reporting. Immediately following the consummation of the Merger, your title at Parent will be President, Publishing, Integrated Media and Branded Content, and your title at the Company will be Chief Executive Officer, in each case reporting directly to the Chief Executive Officer of Parent. In addition, you acknowledge that you shall cease to be a member of the Board of Directors of the Company.
Position; Reporting. While employed hereunder, Executive will be employed as the Chief Executive Officer of the Company, which shall be a subsidiary of Monex. Executive will report directly to the Chief Executive Officer of Monex (the “Monex CEO”). Also while employed hereunder, Executive shall (i) hold a position on the Global Management Committee of Monex, which committee shall oversee the Asia, U.S. and E.U. operations of Monex and of which the Monex CEO shall be the Chairman and (ii) be a member of the board of directors of the Company, of which the Monex CEO shall be the Chairman. While employed hereunder, Executive shall report to the Monex CEO.
Position; Reporting. Historically, ADP has been providing historical vote reporting information to ISS. The parties agree that with the existence of the Consolidated Datafeed, this type of reporting is generally redundant and unnecessary. Notwithstanding the foregoing, there may be up to twenty-five (25) current accounts for which ISS may still need to request historical vote reporting information. From and after the date of this Amendment, ISS shall pay to ADP $*** per month for any current account for which ISS requests historical vote reporting information with no option for other accounts to be added or substituted. Further, ISS will use its reasonable best efforts to eliminate the need for historical vote reporting for any and all accounts.
Position; Reporting. If the Client shall at any time open one or more accounts with members of the SEHK other than the Company for the purpose of carrying out transactions relating to SEHK Options Contracts, and the Client's number of SEHK Options Contracts in aggregate exceed certain levels with respect to number, value or such other factors, each as determined by the SEHK, the Client shall immediately report the same to the Company and provide the Company with such information and such other information as the Company may require in connection therewith. The Client confirms and acknowledges that the Company is obliged to report the same as required by rules 439 and 440 of the SEHK Options Trading Rules and the Client consents to the release of such information by the Company to the SEHK.
Position; Reporting. Effective October 11, 2016, during the Employment Period, the Employee shall serve as, and with the title, office and authority of, the President and Chief Executive Officer of the Company. The Employee shall have such duties and authority as are normally associated with such positions and will generally have responsibility for managing Company activities, subject to the authority of the Company's Board of Directors (the "Board"). These activities include but are not limited to Board activities, investor and public relations, fund raising and banking relations. The Employee shall report directly to the Board.
Position; Reporting. You will be employed in the position of Chief Operating Officer of the Company, reporting to the Chief Executive Officer of the Company (the “CEO”). In your position, you will perform such duties and have such responsibilities associated with your position under the Company’s Bylaws and as assigned to you by the CEO. Principal Place of Employment: Your principal place of employment will be at the Company’s headquarters in Fort Washington, Pennsylvania, although you understand and agree that you may need to travel as necessary from time to time to perform your duties hereunder. You will be entitled to reimbursement of commuting expenses of up to $20,000 (prior to applicable withholdings) through December 31, 2018, subject to reasonable documentation of such expenses and in accordance with the Company’s policy, as in effect from time to time. Sign-On Bonus: You will receive a one-time sign-on bonus in the amount of $150,000 (prior to applicable withholdings), payable in a lump sum cash payment on the first payroll date immediately following the Effective Date (the “Sign-On Bonus”). In the event that, prior to the first anniversary of the Effective Date, either (i) you voluntarily terminate your employment for any reason, or (ii) your employment is terminated by the Company for Cause, you will be required to repay to the Company, within sixty (60) days following such termination date, the full amount of your Sign-On Bonus.
Position; Reporting. During the Employment Period, the Employee shall serve the Company with the title, office and authority of, a Vice President of the Company. The Employee shall have such duties and authority as are normally associated with such position and any other duties reasonably assigned to the Employee by the Chief Executive Officer of the Company. Additionally, the Employee shall lead and supervise a customer renewal and retention team (the “Special Client Retention Team”). The Employee has the right, subject to final approval by the Chief Executive Officer and the Company’s employment policies and requirements, to approve any changes to the members of the Special Client Retention Team. The Special Client Retention Team shall be staffed with six (6) employees of the Company and supported by one (1) full time administrative assistant, each of whom shall be selected by the Employee and hired subject to the Company’s employment policies and requirements. The Company shall assign the Special Client Retention Team approximately six hundred (600) customer accounts at any given time which the Company believes will require special efforts to renew. Such accounts shall be identified through customer surveys conducted by the Company and its consultants, and through the recommendations of the Company’s Executive Directors and Regional Vice Presidents. The Chief Executive Officer of the Company shall make the final decision on which customer accounts are to be assigned to the Special Client Retention Team, and will have the discretion to assign additional customer accounts to the Special Client Retention Team. The Employee shall report directly to the Chief Executive Officer of the Company.
Position; Reporting. You shall serve as General Counsel and shall report to the Company’s Chief Executive Officer. Your start date will be April 29, 2019 (“Start Date”).
