PURCHASES AND CANCELLATIONS. The following exchanges for Definitive First Issuer Notes and purchases and cancellations of a part of this Global First Issuer Note have been made: This Series 3 Class B Global First Issuer Note is issued without principal or interest coupons in respect of a duly authorised issue of Series 3 Class B First Issuer Notes of Permanent Financing (No. 1) PLC (the “First Issuer”), designated as specified in the title hereof (the “First Issuer Notes”), limited to the aggregate principal amount of up to thirty eight million five hundred thousand US dollars (US$38,500,000) and constituted by a First Issuer Trust Deed dated 14th June, 2002 (the “First Issuer Trust Deed”) between the First Issuer and State Street Bank and Trust Company, as trustee (the trustee for the time being thereof being herein called the “Note Trustee”). References herein to the Conditions (or to any particular numbered Condition) shall be to the Conditions (or that particular one of them) set out in Schedule 3 to the First Issuer Trust Deed. Terms not defined herein have the meanings ascribed to them in the Master Definitions and Construction Schedule and the First Issuer Master Definitions and Construction Schedule, both dated 13th June, 2002 and signed for the purposes of identification by Xxxxx & Overy and Sidley Xxxxxx Xxxxx & Xxxx, and the First Issuer Trust Deed. The aggregate principal amount from time to time of this Global First Issuer Note shall be that amount not exceeding US$38,500,000 as shall be shown by the latest entry duly made in the Schedule hereto. This is to certify that: is/are the duly registered holder(s) of one of the Series 3 Class B Global First Issuer Notes. This Global First Issuer Note is evidence of entitlement only. Title to the Global First Issuer Notes passes only on due registration in the Register and only the registered holder is entitled to payment in respect of this Global First Issuer Note.
PURCHASES AND CANCELLATIONS. Date made Part of nominal amount of this Global Note purchased and cancelled Remaining nominal amount of this Global Note following such purchase and cancellation* Confirmation of purchase and cancellation on behalf of the Issuer SCHEDULE TWO TO THE TEMPORARY GLOBAL NOTE1 The following exchanges of a part of this Global Note for Definitive Notes or a Permanent Global Note have been made: Date made Nominal amount of this Global Note exchanged for Definitive Notes or a Permanent Global Note Remaining nominal amount of this Global Note following such exchange* Notation made on behalf of the Issuer 1 Schedule Two should only be completed where the applicable Final Terms indicates that this Global Note is not intended to be a New Global Note. * See the most recent entry in Part 2 or 3 of Schedule One or in Schedule Two in order to determine this amount.
PURCHASES AND CANCELLATIONS. Date made Part of nominal amount of this Global Note purchased and cancelled Remaining nominal amount of this Global Note following such purchase and cancellation* Confirmation of purchase and cancellation on behalf of the Issuer SCHEDULE TWO TO THE PERMANENT GLOBAL NOTE1 SCHEDULE OF EXCHANGES AND ISSUES OF FURTHER NOTES The following exchanges or further notes affecting the nominal amount of this Global Note have been made: Date made Nominal amount of Temporary Global Note exchanged for this Global Note or nominal amount of further notes issued Remaining nominal amount of this Global Note following such exchange or further notes issued * Notation made on behalf of the Issuer * See the most recent entry in Part 2 or 3 of Schedule One or in Schedule Two in order to determine this amount.
PURCHASES AND CANCELLATIONS. Date made Part of nominal amount of this Global Note purchased and cancelled Remaining nominal amount of this Global Note following such purchase and cancellation* Confirmation of purchase and cancellation on behalf of the Issuer SCHEDULE TWO TO THE TEMPORARY GLOBAL NOTE2 The following exchanges of a part of this Global Note for Definitive Notes or a Permanent Global Note have been made: Date made Nominal amount of this Global Note exchanged for Definitive Notes or a Permanent Global Note Remaining nominal amount of this Global Note following such exchange* Notation made on behalf of the Issuer * See the most recent entry in Part 2 or 3 of Schedule One or in Schedule Two in order to determine this amount.
PURCHASES AND CANCELLATIONS. Date made Part of nominal amount of this Registered Global Note purchased and cancelled Remaining nominal amount of this Registered Global Note following such purchase and cancellation Remaining amount payable under this Registered Global Note following such purchase and cancellation* Confirmation of purchase and cancellation by or on behalf of the Issuer _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ _____________ ______________ _______________ _______________ _______________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ ______________ __________________ _____________ ______ _...
PURCHASES AND CANCELLATIONS. Date of purchase and cancellation Part of principal amount of this Global Note purchased and canceled Remaining principal amount of this Global Note following such purchase and cancellation5 Confirmation of purchase and cancellation by or on behalf of the Issuer 5 See most recent entry in Part II, III or IV of Schedule 1 or Schedule 2 in order to determine this amount. Permanent Global Note6 The following exchanges of a part of this Global Note for Definitive Notes have been made: Date of exchange Increase in principal amount of this Global Note due to exchanges of a Temporary Global Note for this Global Note7 Notation made by or on behalf of the Issuer 6 Schedule 2 should only be completed where the applicable Final Terms indicates that this Global note is intended to be a Classic Global Note. 7 If this Global Note has a maturity of one year from the Issue Date, the amount must be at least GBP £100,000 (or its equivalent in any other currency or currencies). THIS NOTE HAS NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS. NEITHER THIS NOTE NOR ANY INTEREST OR PARTICIPATION IN THIS NOTE MAY BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, DIRECTLY OR INDIRECTLY, IN THE UNITED STATES OF AMERICA (INCLUDING THE STATES AND THE DISTRICT OF COLUMBIA), ITS TERRITORIES, ITS POSSESSIONS AND OTHER AREAS SUBJECT TO ITS JURISDICTION OR TO ANY PERSON DEEMED A U.S. PERSON UNDER REGULATION S UNDER THE SECURITIES ACT, UNLESS THIS NOTE IS REGISTERED UNDER THE SECURITIES ACT OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT IS AVAILABLE. THIS NOTE MAY NOT BE OFFERED, SOLD, OR DELIVERED WITHIN THE UNITED STATES OR ITS POSSESSIONS OR TO ANY CITIZEN, NATIONAL OR RESIDENT OF THE UNITED STATES, ANY CORPORATION, PARTNERSHIP OR OTHER ENTITY CREATED OR ORGANIZED IN OR UNDER THE LAWS OF THE UNITED STATES OR ANY POLITICAL SUBDIVISION THEREOF, OR TO ANY ESTATE THE INCOME OF WHICH IS SUBJECT TO UNITED STATES FEDERAL INCOME TAXATION REGARDLESS OF ITS SOURCE OR ANY TRUST WITH RESPECT TO WHICH A COURT WITHIN THE UNITED STATES IS ABLE TO EXERCISE PRIMARY SUPERVISION OVER ITS ADMINISTRATION, AND ONE OR MORE UNITED STATES PERSONS HAVE THE AUTHORITY TO CONTROL ALL OF ITS SUBSTANTIAL DECISIONS, EXCEPT AS PERMITTED UNDER APPLICABLE UNITED STATES TREASURY REGULATIONS. ANY UNITED STATES PERSON WHO HOLDS THIS OBLIGATION WILL BE SUBJECT TO LIMITATIONS UNDER THE UNITED STATES INCOME TAX LAWS, INCLUDING...
PURCHASES AND CANCELLATIONS. The following exchanges for Definitive First Issuer Notes and purchases and cancellations of a part of this Global First Issuer Note have been made: THIS FIRST ISSUER NOTE HAS NOT BEEN AND WILL NOT BE REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES AND, AS A MATTER OF U.S. LAW, PRIOR TO THE DATE THAT IS 40 DAYS AFTER THE LATER OF THE CLOSING DATE AND THE COMMENCEMENT OF THE OFFERING OF THE FIRST ISSUER NOTES MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED IN THE UNITED STATES OR TO A U.S. PERSON (AS DEFINED IN REGULATION S UNDER THE SECURITIES ACT) EXCEPT PURSUANT TO AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH ANY APPLICABLE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. This Series 4 Class B Global First Issuer Note is issued without principal or interest coupons in respect of a duly authorised issue of Series 4 Class B First Issuer Notes of Permanent Financing (No. 1) PLC (the “First Issuer”), designated as specified in the title hereof (the “First Issuer Notes”), limited to the aggregate principal amount of up to fifty two million pounds sterling (£52,000,000) and constituted by a First Issuer Trust Deed dated 14th June, 2002 (the “First Issuer Trust Deed”) between the First Issuer and State Street and Trust Company, as trustee (the trustee for the time being thereof being herein called the “Note Trustee”). References herein to the Conditions (or to any particular numbered Condition) shall be to the Conditions (or that particular one of them) set out in Schedule 3 to the First Issuer Trust Deed. Terms not defined herein have the meanings ascribed to them in the Master Definitions Schedule and the First Issuer Master Definitions Schedule, both dated 13th June, 2002 and signed for the purposes of identification by Xxxxx & Xxxxx and Xxxxxx Xxxxxx Xxxxx & Xxxx, and the First Issuer Trust Deed. The aggregate principal amount from time to time of this Global First Issuer Note shall be that amount not exceeding £52,000,000 as shall be shown by the latest entry duly made in the Schedule hereto. This is to certify that: is/are the duly registered holder(s) of one Series 4 Class B Global First Issuer Notes .. This Global First Issuer Note is evidence of entitlement only. Title to the Global First Issuer Notes passes only on due registration in the Register and only the registered holder is entitled t...
PURCHASES AND CANCELLATIONS. Date of purchase and cancellation Number of Certificates represented by this Global Certificate purchased and cancelled Remaining number of Certificates represented by this Global Certificate following such purchase and cancellation1 Confirmation of purchase and cancellation by or on behalf of the Issuer 1 See most recent entry in Part II or III of Schedule 1 or in Schedule 2 in order to determine this amount. The following exchanges of a part of this Global Certificate for Definitive Certificates or Certificates represented by a Permanent Global Certificate have been made: Date of exchange Number of Certificates represented by this Global Certificate exchanged for Definitive Certificates or Certificates represented by a Permanent Global Certificate Remaining number of Certificates represented by this Global Certificate following such exchange1 Notation made by or on behalf of the Issuer 1 See most recent entry in Part II or III of Schedule 1 or in Schedule 2 in order to determine this amount. THIS CERTIFICATE HAS NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS. NEITHER THIS CERTIFICATE NOR ANY INTEREST OR PARTICIPATION IN THIS CERTIFICATE MAY BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED, DIRECTLY OR INDIRECTLY, IN THE UNITED STATES OF AMERICA (INCLUDING THE STATES AND THE DISTRICT OF COLUMBIA), ITS TERRITORIES, ITS POSSESSIONS AND OTHER AREAS SUBJECT TO ITS JURISDICTION OR TO ANY PERSON DEEMED A U.S. PERSON UNDER REGULATION S UNDER THE SECURITIES ACT. THIS CERTIFICATE MAY NOT BE LEGALLY OR BENEFICIALLY OWNED AT ANY TIME BY ANY U.S. PERSON. THIS CERTIFICATE MAY NOT BE OFFERED, SOLD, OR DELIVERED WITHIN THE UNITED STATES OR ITS POSSESSIONS OR TO ANY CITIZEN, NATIONAL OR RESIDENT OF THE UNITED STATES, ANY CORPORATION, PARTNERSHIP OR OTHER ENTITY CREATED OR ORGANIZED IN OR UNDER THE LAWS OF THE UNITED STATES OR ANY POLITICAL SUBDIVISION THEREOF, OR TO ANY ESTATE THE INCOME OF WHICH IS SUBJECT TO UNITED STATES FEDERAL INCOME TAXATION REGARDLESS OF ITS SOURCE OR ANY TRUST WITH RESPECT TO WHICH A COURT WITHIN THE UNITED STATES IS ABLE TO EXERCISE PRIMARY SUPERVISION OVER ITS ADMINISTRATION, AND ONE OR MORE UNITED STATES PERSONS HAVE THE AUTHORITY TO CONTROL ALL OF ITS SUBSTANTIAL DECISIONS, EXCEPT AS PERMITTED UNDER APPLICABLE UNITED STATES TREASURY REGULATIONS. THIS CERTIFICATE IS NOT A SAVINGS ACCOUNT OR A DEPOSIT, IS NOT AN OBLIGATION OF OR GUARANTEED BY ANY BANKING OR N...
PURCHASES AND CANCELLATIONS. Date made Part of nominal amount of this Global Note purchased and cancelled Remaining nominal amount of this Global Note following such purchase and cancellation* Confirmation of purchase and cancellation on behalf of the Issuer
PURCHASES AND CANCELLATIONS. Date of purchase and cancellation Part of principal amount of this Global Note purchased and canceled Remaining principal amount of this Global Note following such purchase and cancellation5 Confirmation of purchase and cancellation by or on behalf of the Issuer 5 See most recent entry in Part II, III or IV of Schedule 1 or Schedule 2 in order to determine this amount. Temporary Global Note6