Representations and Warranties of Placement Agent. You represent and warrant to the Company that:
Representations and Warranties of Placement Agent. The Placement Agent represents and warrants to the Company that: (i) it will comply with all applicable federal laws regarding trading in securities of the Company, (ii) it will not disclose any non-public material information of the Company without the prior written consent of the Company during the Term for a period of one (1) year from the termination date of this Agreement, and (iii) that it is a registered broker-dealer in good standing with the relevant regulatory agencies.
Representations and Warranties of Placement Agent. The Placement Agent represents and warrants to the Company as follows: (a) it is a licensed broker-dealer registered with the SEC, FINRA and State securities laws and regulations and is licensed under FINRA and State securities laws regulations to sell Securities to QIBS and accredited investors; (b) there are no judgments, orders, decrees, or like actions, or any proceedings pending, before the SEC, FINRA, any State, or any court or arbitration panel that prohibit or effect it from carrying out its obligations under this Agreement; and (c) this Agreement has been duly authorized and approved by it, does not contravene its organizational documents or any agreement or order to which it is a party, and is a legal and valid obligation binding on it.
Representations and Warranties of Placement Agent. The Placement Agent hereby represents and warrants to the Company as follows:
Representations and Warranties of Placement Agent. (a) Placement Agent is a broker-dealer registered with the SEC and FINRA; (b) there are no judgments, orders, decrees, or like actions, or any proceedings pending, before the SEC, FINRA, any State, or any court or arbitration panel that prohibit or affect it from carrying out its obligations under this Agreement; and (c) this Agreement has been duly authorized and approved by Placement Agent, does not contravene its organizational documents or any agreement or order to which it is a party, and is a legal and valid obligation binding on Placement Agent.
Representations and Warranties of Placement Agent. Paramount represents and warrants to the Company, as of the date hereof, and as of the date of each Closing, that it is a member in good standing of the NASD and it has, and at all times while taking any actions constituting an offer or sale of the Securities had, all governmental licenses (including both federal and state broker dealer licenses) required to act as placement agent for the Securities. Paramount also represents and warrants that it has not and will not take any action in connection with the Offering that would disqualify the Offering from the exemption from registration provided by Rule 506 under the Securities Act
Representations and Warranties of Placement Agent. Paramount represents and warrants to the Company, as of the date hereof, and as of the date of each Closing as follows:
Representations and Warranties of Placement Agent. (a) The Placement Agent has offered the shares of Common Stock for sale, solicited offers to buy the shares of Common Stock, and otherwise negotiated in respect of the shares of Common Stock only in a manner that conformed to the offering procedures set forth in the Private Offering Memorandum.
Representations and Warranties of Placement Agent. In addition to meeting any conditions specified elsewhere herein, you represent and warrant to the Company that:
Representations and Warranties of Placement Agent. 7.1 Placement Agent confirms that Placement Agent is registered as a broker-dealer and is in good standing under the Exchange Act, Connecticut law and the securities law of each state in which offers and sales of the Interests will be conducted by Placement Agent. Placement Agent also confirms that Placement Agent is a member in good standing of the NASD.
