Appointment of Compliance Officer Sample Clauses

Appointment of Compliance Officer. The Company designates its CFO as the Company's Xxxxxxx Xxxxxxx Compliance Officer.
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Appointment of Compliance Officer. The Company has appointed Xxxxx X. Xxxxxxx as the Company's Xxxxxxx Xxxxxxx Compliance Officer.
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Appointment of Compliance Officer. The Service Provider will appoint a compliance officer approved by the Corporation. The compliance officer will report directly to a senior officer of the Service Provider in a position approved by the Corporation, which position may include the chief executive officer, the chief operating officer, the board chair or, if Prescribed by the Corporation, the equivalent senior officer of a direct or indirect owner of the Service Provider. The compliance officer will hold the qualifications, certifications and experience Prescribed in the BCLC Standards. The compliance officer’s duties will include the following:
Sample 1
Appointment of Compliance Officer. The Company shall have a Compliance Officer (the “Compliance Officer”) appointed by ADCT with designated responsibilities to develop and implement the Anti-Corruption and Sanctions Program and develop a compliance plan to address all risk areas of the business. Any decision to dismiss or replace the Compliance Officer, appoint a new Compliance Officer or alter the Compliance Officer’s responsibilities will require approval by ADCT. The Compliance Officer shall have an independent reporting line into the Board and be responsible for the following, at the Company’s expense: (a) the preparation of a regular periodic report (no less than once each six (6) months) to the Board containing such details as the Board shall specify relating to the continuing operation of the Anti-Corruption and Sanctions Program; (b) formulation, implementation and enforcement of policies, controls and implementing procedures in relation to all aspects of compliance with applicable legal and regulatory provisions affecting the Group Companies, including Anti-Corruption Laws and Sanctions Laws; (c) preparing any necessary revisions to the Anti-Corruption and Sanctions Program and submitting any material revisions to the Board for approval; (d) monitoring the development and effectiveness of infrastructures and procedures relating to compliance culture, and the prevention, detection and response to compliance issues; (e) organizing training sessions for employees to inform them of their individual responsibilities under the compliance program; (f) reviewing and determining whether and under what conditions to approve the engagement, directly or indirectly, of any third party who is expected to interact with Public Officials on behalf of any of the Group Companies, the provision of any gifts, entertainment or hospitality to any Public Officials or other third parties, and the provision of any charitable contributions or political donations; (g) reporting and taking appropriate responsive action to address findings of audits and investigations by internal or external auditors, legal or compliance personnel and any Governmental Authority; (h) ensuring that periodic audits of policies and procedures in relation to all aspects of compliance with applicable legal and regulatory provisions affecting the Group Companies are conducted; and (i) each fiscal year, reviewing the Anti-Corruption and Sanctions Program for any potential improvements and if it is determined that any material changes s...
Sample 1
Appointment of Compliance Officer a. The General Counsel (the “Compliance Officer”) shall be responsible for implementing Authority policies and procedures as it relates to issuance and monitoring of Authority issued conduit tax exempt obligations (“Bonds”) for compliance with applicable law.
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Related to Appointment of Compliance Officer

  • Appointment of Consultant The Corporation appoints the Consultant and the Consultant accepts appointment on the terms and conditions provided in this Agreement as a consultant to the Corporation's business, including any other corporations hereafter formed or acquired by the Corporation to engage in any business.

  • Appointment of Special Servicer The Controlling Note Holder (or its Controlling Note Holder Representative) shall have the right (subject to the terms, conditions and limitations in the Lead Securitization Servicing Agreement) at any time and from time to time, with or without cause, to replace the Special Servicer then acting with respect to the Mortgage Loan and appoint a replacement Special Servicer with the Required Special Servicer Rating. Any designation by the Controlling Note Holder (or its Controlling Note Holder Representative) of a Person to serve as Special Servicer shall be made by delivering to each other Note Holder, the Master Servicer, the Special Servicer and each other party to the Lead Securitization Servicing Agreement a written notice stating such designation and satisfying the other conditions to such replacement as set forth in the Lead Securitization Servicing Agreement and delivering a Rating Agency Communication to each Rating Agency (or obtaining a Rating Agency Confirmation from each Rating Agency, but only if required by the terms of the Lead Securitization Servicing Agreement). The Controlling Note Holder shall be solely responsible for any expenses incurred in connection with any such replacement without cause. The Controlling Note Holder shall notify the other parties hereto of its termination of the then currently serving Special Servicer and its appointment of a replacement Special Servicer in accordance with this Section 7. If the Controlling Note Holder has not appointed a Special Servicer with respect to the Mortgage Loan as of the consummation of the securitization under the Lead Securitization Servicing Agreement, then the initial Special Servicer designated in the Lead Securitization Servicing Agreement shall serve as the initial Special Servicer but this shall not limit the right of the Controlling Note Holder (or its Controlling Note Holder Representative) to designate a replacement Special Servicer for the Mortgage Loan as aforesaid. If a Servicer Termination Event on the part of the Special Servicer has occurred that affects any Non-Controlling Note Holder, such Non-Controlling Note Holder shall have the right to direct the Trustee (or at any time that the Mortgage Loan is no longer included in a Securitization Trust, the Controlling Note Holder) to terminate the Special Servicer under the Lead Securitization Servicing Agreement solely with respect to the Mortgage Loan pursuant to and in accordance with the terms of the Lead Securitization Servicing Agreement. Each Note Holder acknowledges and agrees that any successor special servicer appointed to replace the Special Servicer with respect to the Mortgage Loan that was terminated for cause at a Non-Controlling Note Holder’s direction cannot at any time be the person (or an Affiliate thereof) that was so terminated without the prior written consent of such Non-Controlling Note Holder. Each Non-Controlling Note Holder shall be solely responsible for reimbursing the Trustee’s or the Controlling Note Holder’s, as applicable, costs and expenses, if not paid within a reasonable time by the terminated special servicer and, in the case of the Trustee, that would otherwise be reimbursed to the Trustee from amounts on deposit in the Lead Securitization’s “collection account”.

  • Appointment of Contractor The Company hereby appoints the Contractor to perform the Services for the benefit of the Company as hereinafter set forth, and the Company hereby authorizes the Contractor to exercise such powers as provided under this Agreement. The Contractor accepts such appointment on the terms and conditions herein set forth.

  • Appointment of Servicer; Acceptance of Appointment Subject to Section 6.05 and Article VII, the Issuer hereby appoints the Servicer, and the Servicer, as an independent contractor, hereby accepts such appointment, to perform the Servicer’s obligations pursuant to this Agreement on behalf of and for the benefit of the Issuer or any assignee thereof in accordance with the terms of this Agreement and applicable law. This appointment and the Servicer’s acceptance thereof may not be revoked except in accordance with the express terms of this Agreement.

  • Appointment of Servicer (a) The Servicer shall manage, service and administer the Transaction SUBI Assets, at its own expense and for the benefit of each holder and pledgee of the Transaction SUBI Certificate, and shall make collections on the Transaction Units in accordance with its Customary Servicing Practices in effect from time to time, using the same degree of skill and attention that the Servicer exercises with respect to all comparable retail automotive leases that it services for itself or others.

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