Audit and Compliance Review. QHPI agrees that CMS, the Comptroller General, the Office of the Inspector General of HHS or their designees can conduct compliance reviews or audits, which includes the right to interview with reasonable notice employees, contractors and business partners of the QHPI and to audit, inspect, evaluate, examine, and make excerpts, transcripts, and copies of any books, records, documents, and other evidence of QHPI’s compliance with the requirements of this Agreement, upon reasonable notice to QHPI and during QHPI’s regular business hours and at QHPI’s regular business location. These audit and review rights include the right to audit QHPI’s compliance with and implementation of the privacy and security requirements under this Agreement. QHPI further agrees to allow reasonable access to the information and facilities requested by CMS, the Comptroller General, the Office of the Inspector General of HHS, or their designees for the purpose of such a compliance review or audit. CMS may suspend or terminate the Agreement of a QHPI that does not comply with such a compliance review or audit request within seven business days.
Audit and Compliance Review. 2.1. Subrecipient shall conduct an annual financial audit of the STIF Formula Funds received by the Subrecipient pursuant to this Agreement. All financial audit reports shall be submitted to TriMet no later than 30 days after the receipt of the auditor's final report(s).
Audit and Compliance Review. EDE Entity agrees that CMS, the Comptroller General, the Office of the Inspector General of HHS, or their designees may conduct compliance reviews or audits, which includes the right to interview employees, contractors, and business partners of EDE Entity and to audit, inspect, evaluate, examine, and make excerpts, transcripts, and copies of any books, records, documents, and other evidence of EDE Entity’s compliance with the requirements of this Agreement and applicable program requirements upon reasonable notice to EDE Entity, during EDE Entity’s regular business hours, and at EDE Entity’s regular business location. These audit and review rights include the right to audit EDE Entity’s compliance with and implementation of the privacy and security requirements under this Agreement, the ISA, EDE Entity’s respective agreement(s) with CMS (including the QHP Issuer Agreement or the Web-broker Agreement), and applicable program requirements. EDE Entity further agrees to allow reasonable access to the information and facilities, including, but not limited to, EDE Entity website testing environments, requested by CMS, the Comptroller General, the Office of the Inspector General of HHS, or their designees for the purpose of such a compliance review or audit. EDE Entity is also responsible for ensuring cooperation by its downstream and delegated entities, including EDE Entity’s subcontractors and assignees, as well as the Auditor(s) and any of its subcontractors, with audits and reviews. CMS may suspend or terminate this Agreement if EDE Entity does not comply with such a compliance review request within seven (7) business days. If any of EDE Entity’s obligations under this Agreement are delegated to other parties, the EDE Entity’s agreement with any delegated or downstream entities must incorporate this Agreement provision. This clause survives the expiration or termination of this Agreement.
Audit and Compliance Review. 2.1. All audit and compliance review requirements shall be based on the written guidance provided by ODOT regarding the responsibilities of the QE to conduct oversight activities. This guidance, currently captured in “QE- Subrecipient Oversight Compliance Guide” dated June 2021, shall be incorporated by reference and any subsequent amendments to that guide shall be incorporated into the audit and compliance processes as outlined in this agreement. In the event the parties cannot reach resolution, ODOT shall have responsibility to determine in writing any disagreements regarding implementation of the QE guidance.
Audit and Compliance Review. Web-broker agrees that CMS, the Comptroller General, the Office of the Inspector General of HHS, or their designees may conduct compliance reviews or audits, which includes the right to interview employees, contractors and business partners of Web-broker and to audit, inspect, evaluate, examine, and make excerpts, transcripts, and copies of any books, records, documents, and other evidence of Web-broker’s compliance with the requirements of this Agreement upon reasonable notice to Web-broker, during Web-broker’s regular business hours, and at Web-broker’s regular business location. These audit and review rights include the right to audit Web- broker’s compliance with and implementation of the privacy and security requirements under this Agreement. Web-broker further agrees to allow reasonable access to the Information and facilities, including, but not limited to, Web-broker website testing environments, requested by CMS, the Comptroller General, the Office of the Inspector General of HHS, or their designees for the purpose of such a compliance review or audit. CMS may suspend or terminate this Agreement if Web-broker does not comply with such a compliance review request within seven (7) business Days. If any of Web-broker’s obligations under this Agreement are delegated to other parties, Web-broker’s agreement with any delegated or downstream entities must incorporate this Agreement provision. This clause survives the expiration or termination of this Agreement.
Audit and Compliance Review. The Chairman of the UDT Ethics Committee shall have the responsibility of directing and monitoring all audit and compliance review to ensure that all ethical standards are being met and that UDT's compliance program is being implemented. The duties in this regard of the Chairman of the Ethics Committee shall include the following:
Audit and Compliance Review. WBE agrees that CMS, the Comptroller General, the Office of the Inspector General of HHS, or their designees may conduct compliance reviews or audits, which includes the right to interview employees, contractors and business partners of the WBE and to audit, inspect, evaluate, examine, and make excerpts, transcripts, and copies of any books, records, documents, and other evidence of WBE’s compliance with the requirements of this Agreement upon reasonable notice to WBE, during WBE’s regular business hours, and at WBE’s regular business location. These audit and review rights
Audit and Compliance Review. 2.1. All audit and compliance review requirements shall be based on the written guidance provided by ODOT regarding the responsibilities of the QE to conduct oversight activities. This guidance, currently captured in “QE- Subrecipient Oversight Compliance Guide” dated June 2021 and as amended in May 2022, shall be incorporated by reference and any subsequent amendments to that guide shall be incorporated into the audit and compliance processes as outlined in this agreement. In the event the parties cannot reach resolution, ODOT shall have responsibility to determine in writing any disagreements regarding implementation of the QE guidance. Subrecipient oversight should not duplicate oversight in areas already monitored by ODOT, FTA, or otherwise evaluated through the independent audit process.
Audit and Compliance Review. 2.1. Subrecipient shall conduct an annual financial audit of the STIF Formula Funds received by the Subrecipient pursuant to this Agreement and OAR 732-040-0015.
Audit and Compliance Review a. PCC shall be subject to audit and compliance review in accordance with Agreement and the agreement between TriMet and Multnomah County for receipt and use of STIF Funds.
