FINANCIAL SECURITIES Clause Samples

FINANCIAL SECURITIES.  Capital securities issued by joint stock companies A share is a financial security which represents a fraction of the capital in the company that has issued it and the possession of which confers rights over the company that issued said securities (voting rights in annual general meeting; right to receive every year the share of profit distributed by the company (dividend); preferential subscription right as applicable). There are other categories of shares such as preference shares which enjoy a priority dividend over other types of shares but which do not confer any voting right, as well as investment certificates which include entitlement to profit and dividends but no voting right. The value of a share may be affected by the status of the issuing company itself hence the importance for investors to take cognisance of information published periodically by the company. Shares may be listed on so-called regulated or unregulated markets (the latter do not offer the same guarantees in terms of information, liquidity or security). A listed share may see its value impacted by market fluctuations; its price may therefore vary upwards as well as downwards, by a substantial amount; equity investment presents a risk of capital loss. Investors may also be faced with liquidity problems (i.e. the absence of counterparties on the market) which will not allow them to sell or buy the desired quantity of securities at the desired price.  Debt securities - Bonds Bonds are debt securities representing a portion of loan issued by a Government, local authority, Bank, public or private business. They are characterised by a nominal amount (issue value), an interest rate and conditions for issuance and reimbursement. A bond is usually reimbursed at maturity. However, in the event of major financial difficulties, a private issuer may be unable to repay its loan. It should be noted that Government bonds, as for Treasury bonds issued by the French State are guaranteed for reimbursement. A bond-holder periodically receives interest calculated in relation to the face value of the bond. If it is a fixed-interest bond, the issuer pays out a regular income; if it is a floating rate note, the issuer will pay out an income which will depend on market fluctuations. - Short-term (▇▇▇ ▇▇ Negotiable EUropean Commercial Paper) or medium-term (NEU MTN - Negotiable EUropean Medium Term Note) marketable securities Short-term and medium-term marketable securities may be issued by credit insti...

FINANCIAL SECURITIES. ‌ If Item 14 of Schedule 1 specifies that the Organisation must provide a financial security, then: (a) the Organisation must provide financial security for performance of this Agreement, in the amount specified in Item 14 of Schedule 1 and in accordance with the timeframe specified in that Item;‌ (b) the Organisation must ensure that the financial security provided under clause 6.6(a) remains valid and exercisable by the Commonwealth at all times until 20 Business Days after Practical Completion is achieved unless otherwise determined by the Commonwealth; (c) the financial security must be: (i) unconditional; (ii) on terms satisfactory to the Commonwealth; and (iii) from a Bank acceptable to the Commonwealth; (d) the financial security will be released by the Commonwealth within 60 Business Days after the Completion Date or the earlier termination of this Agreement; (e) the Commonwealth may, in its absolute discretion and without limiting its rights under this Agreement or otherwise, exercise its rights under the financial security: (i) to obtain compensation for any loss, damage, cost, liability or expense incurred or suffered in the event that the Organisation fails to perform any or all of its obligations under this Agreement as and when they fall due, including upon termination of this Agreement under clause 18.1; or (ii) to recover any debts due to the Commonwealth under or in relation to this Agreement; (f) if the Commonwealth exercises any or all of its rights under the financial security provided under clause 6.6(a), the Commonwealth is not be liable for, and the Organisation releases the Commonwealth from liability for, any resultant loss, damage, cost, expense or liability of or to the Organisation; (g) the rights of the Commonwealth to recover from the Organisation the balance, after draw down or exercise of any rights under the financial security provided under clause 6.6(a), of all loss, damage, cost, expense or liability incurred or suffered by the Commonwealth are not limited by the Commonwealth’s exercise of any or all its rights under the financial security; and (h) if the Commonwealth exercises any or all of its rights under the financial security provided under clause 6.6(a), the Commonwealth may, in its absolute discretion, require the Organisation to top up that financial security to the amount specified in Item 14 of Schedule 1.

FINANCIAL SECURITIES. Mecaplast Management 1 has not offered any of its securities to the public and has not issued any equity securities or financial securities conferring access to its share capital, other than the shares described in the foregoing paragraph.

FINANCIAL SECURITIES. ‌ 8.1 The Supplier must provide either a “Bank Guarantee” (Annex 3A), a “Parent Company Guarantee” (Annex 3B), a “Rating Declaration” (Annex 3C) or a Cash Deposit. 8.2 The Supplier may provide a Rating Declaration (Annex 3C) in the case that it has sufficient creditworthiness by a rating equal or higher than Baa3 ▇▇▇▇▇’▇ or equivalent Standard & Poor’s or Fitch. TAG will review publicly available information about the financial situation of the Supplier. If a sufficient credit rating of the Supplier cannot be proven, Supplier must submit a “Bank Guarantee” (Annex 3A), a “Parent Company Guarantee” (Annex 3B) or a Cash Deposit. 8.3 In case the Supplier submits a written Bank Guarantee (Annex 3A) to TAG, the guarantor must be either an Austrian bank certified as a customs and tax guarantor or a bank with headquarters in the Member States of the European Union and have a Rating equal or higher than Baa3 ▇▇▇▇▇'▇ or equivalent Standard & Poor’s or Fitch. 8.4 The Supplier may provide a Parent Company Guarantee in the case it is controlled directly by a Parent Company having sufficient creditworthiness equal or higher than A3 ▇▇▇▇▇’▇ or equivalent Standard & Poor’s or Fitch. 8.5 The Supplier may provide a Cash Deposit in the amount of EUR 1,500,000 (one million five hundred thousand) (“Cash Deposit”) for a quicker proceeding or in case a Guarantor’s or Parent Company’s rating does not comply with the minimum requirements as laid down in Article 8.2 to Article 8.

FINANCIAL SECURITIES. The Galleria Building ▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇, ▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ Attention: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ Ddtestaverde@Netwl .com If to Autism Diagnostic Technologies, Inc.: Mr. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, CEO ▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ Basking Ridge, NJ 07920 ▇▇▇▇▇▇▇▇.▇▇@▇▇▇▇▇.▇▇▇

FINANCIAL SECURITIES. The Galleria 2 ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇, ▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ Attention: D▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ Fax: [*] If to __________:

FINANCIAL SECURITIES. The Borrower will not consent, to extend, or allow to subsist, and will not allow any Subsidiary to consent to, extend, or allow to subsist, any Financial Security, except those of Virbac Corp or those otherwise permitted by the Agreement.

FINANCIAL SECURITIES. Mecaplast Management 2 has not offered any of its securities to the public and has not issued any equity securities or financial securities conferring access to its share capital, other than the shares described in the foregoing paragraph. The corporate purposes of Mecaplast Management 2, directly or indirectly, in France, are the following: - the acquisition, ownership, management and disposal (in any form whatever, in particular by assignment, contribution or universal transfer of assets and liabilities) of transferable securities issued by (i) Novares and/or (ii) any company directly or indirectly controlled by Novares, within the meaning of article L. 233-3 of the French Commercial Code, and/or by

FINANCIAL SECURITIES. You may be requested to provide any or all of the following securities to us: