Representations by Adviser. The Adviser represents that (i) it is registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act") and (ii) that it has all other regulatory authority and capacity to enter into this Agreement and perform its duties hereunder.
Representations by Adviser. The Adviser represents and confirms that a) Adviser is registered as an investment adviser under the Advisers Act and is a fiduciary with respect to the Account, b) Adviser has the right, authority and legal capacity to enter into and perform her obligations under this Agreement including the authority to contract Third-Party Money Managers to create Adviser’s model portfolios and to manage Adviser’s portfolio strategies, c) Adviser has the authority to implement third party portfolio models for the clients, d) Adviser has the appropriate structure in place to structure third party portfolio models for the clients.
Representations by Adviser. The Adviser represents that it is registered as an investment adviser pursuant to the Securities Act and is a fiduciary with respect to the Account. The Adviser also acknowledges that it is registered as an investment adviser with the Florida Office of Financial Regulation (OFR) and that it will promptly advise the Client if it, at any time, is not so registered.
Representations by Adviser. By execution of this Agreement, the Adviser represents and confirms that it is registered as an investment adviser under the Investment Advisers Act of 1940. A copy of the Declaration of Trust of the Trust is on file with the Secretary of The Commonwealth of Massachusetts, and notice is hereby given that this instrument is executed on behalf of the Trustees of the Trust as Trustees, and is not binding upon any of the Trustees, officers, or shareholders of the Trust individually but binding only upon the assets and property of the Trust.
Representations by Adviser. The Adviser represents and confirms that the employment and appointment of the Sub-Adviser is authorized and that the terms hereof do not violate any obligation by which it is bound, or by which the Sub-Adviser is intended to be bound, whether arising by contract, operation of law or otherwise. The Adviser further represents that (a) this Agreement has been duly authorized by appropriate action and when executed and delivered will be binding upon itself in accordance with its terms, and (b) it will deliver to the Sub-Adviser such evidence of such authority as the Sub-Adviser may reasonably require, whether by way of certified resolution or otherwise.
Representations by Adviser. By execution of this Agreement, the Adviser represents and confirms that it is registered as an investment adviser under the Investment Advisers Act of 1940. A copy of the Agreement and Declaration of Trust of the Trust is on file with the Secretary of The Commonwealth of Massachusetts, and notice is hereby given that this instrument is executed on behalf of the Trustees of the Trust as Trustees, and is not binding upon any of the Trustees, officers, or shareholders of the Trust individually but binding only upon the assets and property of the Trust. No Fund shall be liable for the obligations of any other Fund. Without limiting the generality of the foregoing, the Adviser shall look only to the assets of the Funds for payment of fees for services rendered to the Funds.
Representations by Adviser. The Adviser represents that (i) it is registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act") and is registered or licensed as an investment adviser under the laws of all jurisdictions which require it to be so registered or licensed, or is exempt from such registration requirements; (ii) it will use its best efforts to maintain each such registration or license in effect at all times during the term of this Agreement; (iii) it will promptly notify the Client if it ceases to be so registered, if registration is suspended for any reason, or if it is notified by any regulatory organization or court of competent jurisdiction that it should show cause why its registration should not be suspended or terminated; and (iv) it is duly authorized to enter into this Agreement and to perform its obligations hereunder.
Representations by Adviser. By execution of this Agreement, the Adviser represents and confirms that it is registered as an investment adviser under the Investment Advisers Act of 1940. The Adviser, in the management of the Account and in the maintenance of its records, does not assume responsibility for the accuracy of information furnished by Client or by any broker, custodian or other person or for any such person's actions or omissions with respect to the Account except as expressly provided herein. -------------------------------- (Client) -------------------------------- (Name) (Position) Address for notices: Xxx Xxxxxxxx Xxxx X.X. Xxx 0000 Xxxxxxxxx, XX 00000 Agreed and accepted: Date: -------------------- CHASE ASSET MANAGEMENT, INC. By ---------------------------- Address for notices: Chase Asset Management, Inc. 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attn: ---------------------- Fax: -----------------------
Representations by Adviser. Adviser represents and warrants to the Client that:
