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Audit and Assessment Sample Clauses

Audit and Assessment. The Company reserves the right to perform an onsite audit for the purpose of completing the Company’s due diligence in security matters upon reasonable request. The Contractor shall permit the Company or a third party authorised by it to carry out such audit, upon reasonable written notice and during normal business hours. The Contractor may require the Company and/or such third party auditor to enter into a confidentiality agreement before permitting it to carry out an audit. Unless such audit or inspection has been necessitated by a material security breach by the Contractor, such audit shall be carried out at the Company’s expense.
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Audit and Assessment. Assessments, audits and other reviews connected with this appendix may be made public.
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Audit and Assessment. 7.1. The Supplier will allow its implementation and compliance with its obligations under this Data Processing Agreement to be audited by the Customer or an external auditor approved by the Customer at least annually. If and insofar as the audit indicates that the Supplier’s compliance falls short on one or more aspects, the Supplier will make concrete proposals for improvements in this respect, if possible in the context of its continuous improvement program. 7.2. If the audit/assessment referred to in paragraph 7.1 identifies any gaps in the Suppliers processing activities which are not compliant with this Data Processing Agreement or the relevant Privacy Laws the Customer has the right to ask the Supplier to update the technical and organizational security measures taken so that they are in line with the relevant requirements. The Supplier will provide all reasonable cooperation and as soon as reasonably practicable implement the necessary modifications indicated by the Customer. Processing carried out by Supplier: Basic user information will be processed in order to setup access rights and individual user accounts within the platform and provide the services to the users. This information can further be used for basic reporting and progress tracking.
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Audit and Assessment. 8.1. The Data Processor will allow its implementation and compliance with its obligations under this Data Processing Agreement to be audited by the Data Controller or an external auditor approved by the Data Controller at least annually. If and insofar as the audit indicates that the Data Processor’s compliance falls short on one or more aspects, the Data Processor will make concrete proposals for improvements in this respect, if possible, in the context of its continuous improvement program. 8.2. The Data Processor will enable the Data Controller, at its first request, to assess the Data Processor’s compliance with its obligations. Prior to the assessment, Data Controller will inform the Data Processor in writing about the reason for the assessment and manner in which it will be conducted. 8.3. If the audit/assessment referred to in paragraph 8.2 identifies any gaps in the Data Processors processing activities which are not compliant with this Agreement or the relevant Privacy Laws the Data Controller has the right to ask the Data Processor to update the technical and organizational security measures taken so that they are in line with the relevant requirements. The Data Processor will provide all reasonable cooperation and as soon as reasonably practicable implement the necessary modifications indicated by the Data Controller.
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Audit and Assessment. The Company shall have the right to take reasonable and appropriate steps to ensure Gilion uses Personal Information that it collected pursuant to this Service Provider Agreement in a manner consistent with the Company’s obligations under applicable U.S. Data Privacy and Security Laws. Such steps may include ongoing manual reviews and automated scans of Gilion’s system. It may also include regular internal or third-party assessments, audits, or other technical and operational testing at least once every 12 months. Gilion will cooperate with such reasonable assessments by the Company. With respect to requirements under the VCDPA, Xxxxxx may arrange for a qualified and independent assessor to conduct an assessment of Xxxxxx ’s policies and technical and organizational measures in support of its obligations under the VCDPA using an appropriate and accepted control standard or framework and assessment procedure. Gilion shall provide a report of such assessment to the Company upon request.
Sample 1
Audit and Assessment. Prior to the Effective Date of this Agreement, Contractor will at its expense conduct or certify that the following certifications have been performed, and thereafter, a. Contractor will at its expense conduct or have conducted the following at least annually: an audit or professional, third-party assessment of Contractor’s management, operational and technical information security controls against an industry-standard information security control set such as the latest version of NIST 800-53 (moderate or high security controls), the NIST CyberSecurity Framework, ISO 27001/27002, or the latest version of the Twenty Critical Security Controls for Effective Cyber Defense. The Department agrees that Contractor’s current Verizon Cybertrust certification, SSAE-18 Type II audit meets the requirement of this paragraph. b. Contractor will provide Department the reports or certifications, resulting from the above audits or assessments within thirty (30) calendar days of Contractor’s receipt of such results. Contractor will, within thirty (30) calendar days of receipt of such results, submit a Plan of Actions and Milestones (POA&M) and any other relevant documentation to the Department which documents the Contractor’s intention to remediate the findings in the audit or assessment report. Contractor must submit an updated POA&M to the Department twice per calendar year, on the last business days of May and November to show progress in meeting its obligations under this Agreement. c. The Department may require, at its expense, Contractor to perform additional audits or assessments, the results of which will be provided to the Department within seven (7) business days of Contractor’s receipt of such results.
Sample 1
Audit and Assessment. 2.12.1. Company management must regularly review the compliance of information processing within their area of responsibility with the appropriate security policies, standards, and any other security requirements. 2.12.2. On an annual basis, Company shall conduct an internal audit or assessment of all security controls, including, but not limited, to the controls required by this Standard. 2.12.3. Company must have an external Information Security audit performed at least annually by an independent, reputable third party which must be provided to SoundBite upon request. This requirement shall be considered satisfied by having an independent audit firm perform procedures under applicable auditing standards such as XXX00, XXXX00, SOC audits (SysTrust), ISO, or other commonly accepted IT governance frameworks. SoundBite may audit solely at their own expense Company to monitor compliance with this Information Security Standard. Such audits will occur during normal business hours and will not occur more than once in any calendar year, unless required by applicable laws and regulations or unless Company experiences a Security Incident, in which case additional audits may be performed. 2.12.3.1. SoundBite’s right to audit/inspect Company extends to SoundBite’s authorized representatives or any applicable regulator. 2.12.3.2. On-site inspections of Company’s facilities may be conducted by SoundBite or SoundBite’s authorized representatives. 2.12.3.3. Company will promptly correct any violation of this Standard found by SoundBite or its agents and will certify in writing that the correction has been made.
Sample 1
Audit and Assessment. 7.01 Within 15 working days of receiving a written request from the WCB, a Physician will give the WCB full access to the File identified in the request for the purpose of allowing the WCB to conduct an audit of the xxxxxxxx to the WCB and the Services provided to Workers. 7.02 The WCB may audit selected or random reports against specific criteria for completeness and quality in conjunction with the relevant section of the AMA. The results of the audit will be confidential except where disclosure is authorized or permitted by law, and will be communicated to the Physician and the AMA where the Physician is an AMA member and such disclosure is authorized by the Physician.
Sample 1
Audit and Assessment. 7.1. The Licensor will allow its implementation and compliance with its obligations under this Data Processing Agreement to be audited an external auditor at least annually. If and insofar as the audit indicates that the Licensor’s compliance falls short on one or more aspects, the Licensor will make concrete proposals for improvements in this respect, if possible, in the context of its continuous improvement program. 7.2. If the audit/assessment referred to in paragraph 7.1 identifies any gaps in the Licensors processing activities which are not compliant with this Data Processing Agreement, or the relevant Privacy Laws the Licensor may update the technical and organizational security measures taken so that they are in line with the relevant requirements. ANNEX 1 DATA RECORD
Sample 1

Related to Audit and Assessment

  • UNION DUES AND ASSESSMENTS (a) The Employer shall, as a condition of employment, deduct from the wages or salary of each employee in the bargaining unit, whether or not the employee is a member of the Union, the amount of the regular dues payable to the Union by a member of the Union. . (b) The Employer shall deduct from each employee who is a member of the Union any assessments levied in accordance with the Union's Constitution and Bylaws and/or owing by the employee to the Union. (c) Deductions shall be made for each biweekly payroll period and membership dues or payments in lieu thereof shall be considered owing in the period for which they are so deducted. (d) All deductions shall be remitted to the President of the Union no later than the fifteenth (15th) day of the subsequent month after the date of the deduction and the Employer shall also provide the following information by Contract Area: ⇒ Social Insurance Number ⇒ Surname and First Name ⇒ Address ⇒ Job Classification ⇒ Amount of Dues ⇒ Gross Pay (e) Before the Employer is obliged to deduct any amount under (a) or (b) above, the Union must advise the Employer in writing of the amount of its regular dues. The amount so advised shall continue to be the amount to be deducted until changed by further written notice to the Employer signed by the President of the Union. Upon receipt of such notice, such changed amount shall be the amount deducted. (f) From the date of the signing of this Agreement and for its duration, no employee organization other than the Union shall be permitted to have membership dues or other moneys deducted by the Employer from the pay of the employees in the bargaining unit. (g) The Employer shall supply each employee, without charge, a receipt for income tax purposes in the amount of the deductions paid to the Union by the employee in the previous year. Such receipts shall be provided to the employees prior to March 1 of the succeeding year. (h) An employee shall, as a condition of continued employment, complete an authorization form providing for the deduction from an employee's wages or salary the amount of the regular dues payable to the Union by a member of the Union.

  • Screening and Assessment Grantee shall: 1. Comply with all applicable rules in the TAC for SUD programs as stated in the SUD UM Guidelines Information, Rules, and Regulations regarding Screening and Assessment. 2. When documenting a CMBHS Substance Use Disorder screening, Grantee shall conduct the screening in a confidential, face-to-face interview unless there is documented justification for an interview by phone. 3. Document Financial Eligibility in CMBHS as required in the SUD UM Guidelines. 4. Conduct and document a CMBHS SUD Initial Assessment with the client to determine the appropriate levels of care for SUD treatment. The CMBHS assessment will identify the impact of substances on the physical, mental health, and other identified issues including Tuberculosis, Hepatitis C, sexually transmitted infection (STI), and Human Immunodeficiency Virus (HIV). i. If client indicates risk for these communicable diseases, Grantee shall refer the client to the appropriate community resources for further testing and counseling. ii. If the client is at risk for HIV, Grantee shall refer the client to pre and post- test counseling on HIV. 5. Grantee will also consider referring to the TRA Statewide HIV Intensive Residential Treatment facility to concurrently address medical needs and SUD. 6. If a client is living with HIV, Grantee will refer the client to the appropriate community resources to complete the necessary referrals and health related paperwork. 7. The assessment shall be signed by a Qualified Credential Counselor (QCC) and filed in the client record within three (3) service days of admission or a program may accept an evaluation from an outside entity if it meets the criteria for admission and was completed during the thirty (30) business days preceding admission.

  • No Joint Assessment Borrower shall not, and shall not permit Mortgage Borrower to, suffer, permit or initiate the joint assessment of any Individual Property (a) with any other real property constituting a tax lot separate from such Individual Property, and (b) which constitutes real property with any portion of such Individual Property which may be deemed to constitute personal property, or any other procedure whereby the lien of any taxes which may be levied against such personal property shall be assessed or levied or charged to such real property portion of the Individual Property, except as required by Legal Requirements.

  • Final Report The goal of this subtask is to prepare a comprehensive Final Report that describes the original purpose, approach, results, and conclusions of the work performed under this Agreement. The CAM will review the Final Report, which will be due at least two months before the Agreement end date. When creating the Final Report Outline and the Final Report, the Recipient must use the Style Manual provided by the CAM.

  • Engineering Report Lender shall have received a current Engineering Report with respect to the Property, which report shall be in form and substance reasonably satisfactory to Lender.

  • Environmental Audits and Reports as soon as practicable following receipt thereof, copies of all environmental audits and reports, whether prepared by personnel of Lessee or any of its Subsidiaries or by independent consultants, with respect to significant environmental matters at any facility or which relate to an Environmental Claim which could result in a Material Adverse Effect; and

  • Assessments of Compliance and Attestation Reports On and after January 1, 2006, the Master Servicer shall service and administer the related Mortgage Loans in accordance with all applicable requirements of the Servicing Criteria. The Master Servicer shall deliver to the Trustee and the Depositor on or before February 28 of each calendar year beginning in 2007, a report (an "Assessment of Compliance") reasonably satisfactory to the Trustee regarding the Master Servicer's assessment of compliance with the Servicing Criteria during the preceding calendar year as required by Rules 13a-18 and 15d-18 of the Exchange Act and Item 1122 of Regulation AB, which as of the date hereof, require a report by an authorized officer of the related Servicer that contains the following: (a) A statement by such officer of its responsibility for assessing compliance with the Servicing Criteria applicable to the Master Servicer; (b) A statement by such officer that such officer used the Servicing Criteria to assess compliance with the Servicing Criteria applicable to the Master Servicer; (c) An assessment by such officer of the Master Servicer's compliance with the applicable Servicing Criteria for the period consisting of the preceding calendar year, including disclosure of any material instance of noncompliance with respect thereto during such period, which assessment shall be based on the activities it performs with respect to asset-backed securities transactions taken as a whole involving the Master Servicer, that are backed by the same asset type as the Mortgage Loans; (d) A statement that a registered public accounting firm has issued an attestation report on the Master Servicer's Assessment of Compliance for the period consisting of the preceding calendar year; and (e) A statement as to which of the Servicing Criteria, if any, are not applicable to the Master Servicer, which statement shall be based on the activities it performs with respect to asset-backed securities transactions taken as a whole involving the Master Servicer, that are backed by the same asset type as the Mortgage Loans. Such report at a minimum shall address each of the Servicing Criteria specified on a certification substantially in the form of Exhibit CC hereto delivered to the Trustee and the Depositor concurrently with the execution of this Agreement. On or before February 28 of each calendar year beginning in 2007, the Master Servicer shall furnish to the Trustee and the Depositor a report (an "Attestation Report") by a registered public accounting firm that attests to, and reports on, the Assessment of Compliance made by the Master Servicer, as required by Rules 13a-18 and 15d-18 of the Exchange Act and Item 1122(b) of Regulation AB, which Attestation Report must be made in accordance with standards for attestation reports issued or adopted by the Public Company Accounting Oversight Board. The Master Servicer shall cause any subservicer, and each subcontractor determined by the Master Servicer to be "participating in the servicing function" within the meaning of Item 1122 of Regulation AB, to deliver to the Trustee and the Depositor an assessment of compliance and accountants' attestation. If the Master Servicer cannot deliver the related Assessment of Compliance or Attestation Report by February 28th of such year, the Trustee, at its sole option, may permit a cure period for the Master Servicer to deliver such Assessment of Compliance or Attestation Report, but in no event later than March 10th of such year. The Trustee shall also provide an Assessment of Compliance and Attestation Report, as and when provided above, which shall at a minimum address each of the Servicing Criteria specified on Exhibit N hereto which are indicated as applicable to the "trustee" or "securities administrator." In addition, the Trustee shall cause the Custodian to deliver to the Trustee and the Depositor an Assessment of Compliance and Attestation Report, as and when provided above, which shall at a minimum address each of the Servicing Criteria specified on Exhibit N hereto which are indicated as applicable to a "custodian." Notwithstanding the foregoing, as to any Custodian, an Assessment of Compliance is not required to be delivered unless it is required as part of a Form 10-K with respect to the Trust Fund. Failure of the Master Servicer to timely comply with this Section 3.20 shall be deemed an Event of Default, automatically, without notice and without any cure period, and the Trustee may, in addition to whatever rights the Trustee may have under this Agreement and at law or equity or to damages, including injunctive relief and specific performance, terminate all the rights and obligations of the Master Servicer under this Agreement and in and to the Mortgage Loans serviced by it and the proceeds thereof without compensating the Master Servicer for the same. This paragraph shall supercede any other provision in this Agreement or any other agreement to the contrary.

  • Self-Assessment (a) Subject to clause 4.4(b), for Services that are Self-Assessable: (i) You must self-assess whether those Services are being delivered in compliance with the Quality Standards, using the self-assessment tool available on Our Website and in accordance with the Quality Framework; and (ii) You must promptly and, in any case, immediately upon request, provide a copy of Your self-assessment to Us. (b) Clause 4.4(a) does not apply if You hold any current Certification.

  • Project Monitoring Reporting and Evaluation The Recipient shall furnish to the Association each Project Report not later than forty-five (45) days after the end of each calendar semester, covering the calendar semester.

  • Report on Assessment of Compliance and Attestation (a) On or before March 1 of each calendar year, commencing in 2007, the Servicer shall: (i) deliver to the Owner and any Depositor a report (in form and substance reasonably satisfactory to the Owner and such Depositor) regarding the Servicer’s assessment of compliance with the Servicing Criteria during the immediately preceding calendar year, as required under Rules 13a-18 and 15d-18 of the Exchange Act and Item 1122 of Regulation AB. Such report shall be addressed to the Owner and such Depositor and signed by an authorized officer of the Servicer, and shall address each of the Servicing Criteria specified on a certification substantially in the form of Exhibit 7 hereto delivered to the Owner concurrently with the execution of this Agreement; (ii) deliver to the Owner and any Depositor a report of a registered public accounting firm reasonably acceptable to the Owner and such Depositor that attests to, and reports on, the assessment of compliance made by the Servicer and delivered pursuant to the preceding paragraph. Such attestation shall be in accordance with Rules 1-02(a)(3) and 2-02(g) of Regulation S-X under the Securities Act and the Exchange Act; (iii) cause each Subservicer, and each Subcontractor determined by the Company pursuant to Section 12.06(b) to be “participating in the servicing function” within the meaning of Item 1122 of Regulation AB, to deliver to the Owner and any Depositor an assessment of compliance and accountants’ attestation as and when provided in paragraphs (a) and (b) of this Section; and (iv) if requested by the Owner or any Depositor not later than February 1 of the calendar year in which such certification is to be delivered, deliver to the Owner, any Depositor and any other Person that will be responsible for signing the certification (a “Sarbanes Certification”) required by Rules 13a-14(d) and 15d-14(d) under the Exchange Act (pursuant to Section 302 of the Xxxxxxxx-Xxxxx Act of 2002) on behalf of an asset-backed issuer with respect to a Securitization Transaction a certification in the form attached hereto as Exhibit 6. The Servicer acknowledges that the parties identified in clause (a)(iv) above may rely on the certification provided by the Servicer pursuant to such clause in signing a Sarbanes Certification and filing such with the Commission. Neither the Owner nor any Depositor will request delivery of a certification under clause (a)(iv) above, unless a Depositor is required under the Exchange Act to file an annual report on Form 10-K with respect to an issuing entity whose asset pool includes Mortgage Loans. (b) Each assessment of compliance provided by a Subservicer pursuant to Section 12.05(a)(i) shall address each of the Servicing Criteria specified on a certification substantially in the form of Exhibit 7 hereto delivered to the Owner concurrently with the execution of this Agreement or, in the case of a Subservicer subsequently appointed as such, on or prior to the date of such appointment. An assessment of compliance provided by a Subcontractor pursuant to Section 12.05(a)(iii) need not address any elements of the Servicing Criteria other than those specified by the Servicer pursuant to Section 12.06.

Most Referenced Clauses

Most Referenced Definitions