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MARGIN 保證金 Sample Clauses

MARGIN 保證金. 3.1 The Client agrees to provide GCS with cash and/or securities and/or other assets (“Margin”) as may be agreed from time to time, as security for the Client’s obligations to GCS under this Equity Options Client Agreement. Such Margin shall be paid or delivered as demanded by GCS from time to time. The amounts required by way of Margin shall not be less than, but may exceed, the amounts as may be required by the Rules in respect of the Client’s open positions and delivery obligations, and further Margin may be required to reflect changes in market value. 客戶同意向華業證券提供不時協定的現金及/或證券及/或其他資產(以下稱「保證金」)，作為保證客戶根據本股票期權客 戶協議書履行客戶的義務的抵押品。此保證金須於華業證券不時提出要求時支付或交付。以保證金方式而須提供數額不 得少於(但可多於)根據此等規則就客戶的未平倉合約及交付責任而可能須提供的數額，而且客戶可能須按華業證券要求進一步提供保證金以反映市場價值的變化。 3.2 The Client authorizes and agrees that GCS may, to the extent permitted under the prevailing laws and regulations, deliver such securities, directly or though an Options Exchange Participant, to SEOCH as SEOCH Collateral in respect of Exchange Traded Options Business resulting from the Client’s instructions to GCS, without notice to the Client, as GCS may require under the Rules. 客戶授權及同意華業證券可在沒有通知客戶、及在符合當時的法律及法規、及華業證券因此等規則所規定的情況下直接 地或透過期權交易所參與者向聯交所期權結算所交付證券，作為就因客戶向華業證券發出指示所產生的在聯交所交易的期權業務而提供的聯交所期權結算所抵押品。
Sample 1
MARGIN 保證金. 7.1 The Client agrees to maintain such level of collateral and/or margin and shall on demand pay such additional margin by means of cash, securities or in such form and/or amounts and within such time as may be determined by the Company to be payable by the Client, or by the Company on the Client’s behalf, in connection with any transaction in Securities and/or F.O. Contracts entered into on the Client’s behalf (or entered into with the Client) (as the case may be) under this Agreement. 客戶同意維持抵押品及/或保證金之水平，並就有關本協議下本公司代表客戶訂立或與客戶訂立(視乎情況而定)任何證券及/或期貨及期權合約之交易，將應本公司要求以現金、證券或按本公司確定的形式及/或金額在本公司確定之期限內支付客戶應付或補償本公司代客戶支付之附加保證金。 7.2 Margin calls and demands for variation adjustments must be met within the period specified by the Company from time to time, or if no period is stipulated by the Company when making a demand then the Client is required to comply with such demand before the expiry of two hours from the time of making the demand (or more quickly if required by the Company to do so). The Client also agrees to pay immediately in full and on demand any amount owing with respect to any of the Client’s Accounts. All initial and subsequent deposits and payments for margin and other purposes shall be made in cleared funds and in such currency and in such amounts as the Company may in its sole discretion require. 客戶須在本公司不時指定之期限內，但如果本公司未有規定付款時限，則客戶應於提出該要求之 2 個小時內（或按本公司規定的更早時間），應本公司要求支付追加保證金及變價調整金。客戶亦同意於本公司要求時立即全額支付其就本公司任何帳戶所欠之任何金額。凡就保證金及其他目的所作的首筆及隨後支付，一律應為已過數的資金，且本公司有絕對酌情權規定貨幣種類及金額。 7.3 Notwithstanding Clauses 7.1 and 7.2 hereof, if in the sole opinion of the Company, it is impracticable for the Company to make demands for additional margin pursuant to Clause 7.1 hereof arising from, including but not limited to, a change or a prospective change: 縱然第 7.1 及 7.2 條巳有規定或被視為非常規性的，本公司亦可單方面按照第 7.1 條提出額外保證金之要求，當中包括但不限於，下列之轉變或可能出現之轉變： 7.3.1 in the local, national or international monetary, financial, economic or political conditions or foreign exchange controls which will result or has resulted, or in the opinion of the Company, is likely to result in a material or adverse fluctuation in the stock market, currency market, commodities or futures market in Hong Kong and/or overseas; or 於地方、國家、國際貨幣、金融、經濟或政治環境或外匯管制的狀況，而此等已經或可能出現的轉變或發展已構成或本公司認為可能構成對香港及/或海外證券、外匯、商品期貨市場的重大或不良波動；或 7.3.2 which is or may be of a material adverse nature affecting the condition or operation of the Client. 此等已經或可能出現的轉變或發展已經或可能在性質上嚴重影響客戶的狀況或運作。 The Company shall be deemed to have made margin calls in such fo...
Sample 1
MARGIN 保證金. 7.1 The Client agrees to maintain such level of collateral and/or margin and shall on demand pay such additional margin by means of cash, securities or in such form and/or amounts and within such time as may be determined by the Company to be payable by the Client, or by the Company on the Client’s behalf, in connection with any transaction in Securities and/or F.O. Contracts entered into on the Client’s behalf (or entered into with the Client) (as the case may be) under this Agreement. 客戶同意維持抵押品及/或保證金之水平，並就有關本協議下本公司代表客戶訂立或與客戶訂立(視乎情況而定)任何證券及/或期貨及期權合約之交易，將應本公司要求以現金、證券或按本公司確定的形式及/或金額在本公司確定之期限內支付客戶應付或補償本公司代客戶支付之附加保證金。 7.2 The Client shall monitor the Account(s) so that at all times the Account(s) contain sufficient equity to meet margin requirements. The Company may reject any order if the Account(s) has insufficient equity to meet margin requirements, any may delay processing any order while determining margin status. Client shall maintain, without notice or demand, sufficient equity at all times continuously to meet margin requirements. The Company does not have to notify the Client of any failure to meet the margin requirements prior to the Company exercising its rights under this Agreement. If the Company issues margin calls and demands for variation adjustments, such margin calls and demands must be met within the period specified by the Company from time to time, or if no period is stipulated by the Company when making a demand then the Client is required to comply with such demand before the expiry of two hours from the time of making the demand (or more quickly if required by the Company to do so). The Client also agrees to pay immediately in full and on demand any amount owing with respect to any of the Client’s Accounts. All initial and subsequent deposits and payments for margin and other purposes shall be made in cleared funds and in such currency and in such amounts as the Company may in its sole discretion require. 客戶 須監控其帳戶 以保證在任何時候帳戶均持有的足夠的股權滿足保證金要求。 如帳戶內的股權不足以達到保證金要求，則本公司可拒絕任何定單，且可在確定保證金狀態時延遲處理任何定單。無需任何通知或要求，客戶應在任何時候保持足夠的股權以 持續滿足保證金要求。本公司在根據本協議行使其權利前不一定非得通知客戶其未能達到保證金要求。如本公司發出通知，客戶須在本公司不時指定之期限內，但如果本公司未有規定付款時限，則客戶應於提出該要求之 2 個小時內（或按本公司規定的更早時間） ，應本公司要求支付追加保證金及變價調整金。客戶亦同意於本公司要求時立即全額支付其就本公司任何帳戶所欠之任何金額。凡就保證金及其他目的所作的首筆及隨後支付，一律應為已過數的資金，且本公司有絕對酌情權規定貨幣種類及金額。 7.3 For the avoidance of doubt, if in the sole opinion of the Company, it is impracticable for the Company to make demands for additional margin pursuant to Clause 7.1 hereof arising from, including...
Sample 1

Related to MARGIN 保證金

  • Margin Requirements 10.1 The Client shall provide and maintain the Initial Margin and/or Hedged Margin in such limits as the Company, at its sole discretion, may determine at any time under the Contract Specifications for each type of CFD. 10.2 It is the Client’s responsibility to ensure that he understands how a Margin is calculated. 10.3 The Company has the right to amend any entry in the Contract Specifications section for each CFD including margin requirements, and these changes may take effect on both new and existing/open Positions/trades; which may be declared through an internal mail message or on the company’s Corporate website, unless a Force Majeure Event has occurred. 10.4 The Company has the right to change Margin requirements without prior Written Notice to the Client in the case of Force Majeure Event. In this situation the Company has the right to apply new Margin requirements to the new positions and to the positions, which are already open. 10.5 If at any time Equity is less than 20% of the Necessary Margin, the Company has the right to close any or all of the Client’s Open Positions at any time without the Client’s consent or any prior Written Notice to him. In order to determine if the Client has breached this clause, any sums referred to therein which are not denominated in the Currency of the Client Account shall be treated as if they were denominated in the Currency of the Client Account by converting them into the Currency of the Client Account at the relevant exchange rate for spot dealings in the foreign exchange market. 10.6 The Client has the responsibility to notify the Company as soon as he believes that he will be unable to meet a Margin payment when due. 10.7 The Company has no obligation to make Margin Calls for the Client. 10.8 Where the Company effects or arranges a Transaction involving an Instrument, the Client should note that, depending upon the nature of the Transaction, he may be liable to make further payments when the Transaction fails to be completed or upon the earlier settlement or closing out of his position. He may be required to make further variable payments by way of Margin against the purchase price of the Instrument, instead of paying (or receiving) the whole purchase (or sale) price immediately. The movement in the market price of the Client’s investment will affect the amount of margin payment he will be required to make. The Client agrees to pay the Company on demand such sums by way of margin as are required from time to time under the Rules of any relevant Market (if applicable) or as the Company may in its discretion reasonably require for the purpose of protecting itself against loss or risk of loss on present, future or contemplated Transactions under this Agreement. 10.9 Any account on Margin call needs to be cautious of equity as the account will be stopped out by closing all Open Positions as the equity reaches 20 % equity to margin level: all pending orders for the stopped-out account will be deleted, and any deficit that may result after liquidation will be handled and covered by the client 10.10 If the Client breaches clause 10.9., the Company has the right to close partially or totally the Clients Open Positions in order for the client Account to go above the required percentage 10.11 Xxxxxx can be transferred to the company via bank wire transfer or any of the applied deposits methods. 10.12 The Client undertakes neither to create nor to have outstanding any security interest whatsoever over, nor to agree to assign or transfer, any of the Margin transferred to the Company.

  • Margin Rules Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.

  • Margin Securities The Company owns no “margin securities” as that term is defined in Regulation U of the Board of Governors of the Federal Reserve System (the “Federal Reserve Board”), and none of the proceeds of Offering will be used, directly or indirectly, for the purpose of purchasing or carrying any margin security, for the purpose of reducing or retiring any indebtedness which was originally incurred to purchase or carry any margin security or for any other purpose which might cause any of the shares of Common Stock to be considered a “purpose credit” within the meanings of Regulation T, U or X of the Federal Reserve Board.

  • Margin Calls 19.1 The Client shall pay to the Execution Venue on demand: (a) Such sums of money by way of deposits or as initial or variation Margin as the Company may from time to time require; (b) Any amount necessary for maintaining a positive balance in any and all Accounts.

  • Margin Certain options markets operate on a margined basis, under which buyers do not pay the full premium on their option at the time they purchase it. In this situation a Portfolio (or the Investment Adviser if there are insufficient assets in the Fund) may subsequently be called upon to pay margin on the option up to the level of the Investment Adviser’s premium. If the Investment Adviser fails to do so as required, the Investment Adviser’s position may be closed or liquidated in the same way as a futures position.

  • Margin Stock None of the Borrower, any other Loan Party or any other Subsidiary is engaged principally, or as one of its important activities, in the business of extending credit for the purpose, whether immediate, incidental or ultimate, of buying or carrying “margin stock” within the meaning of Regulation U of the Board of Governors of the Federal Reserve System.

  • Margin Regulations Neither the making of any Loan hereunder nor the use of the proceeds thereof will violate the provisions of Regulation T, U or X of the Board.

  • Margin Maintenance (a) If at any time the aggregate Market Value of all Purchased Securities subject to all Transactions in which a particular party hereto is acting as Buyer is less than the aggregate Buyer’s Margin Amount for all such Transactions (a “Margin Deficit”), then Buyer may by notice to Seller require Seller in such Transactions, at Seller’s option, to transfer to Buyer cash or additional Securities reasonably acceptable to Buyer (“Additional Purchased Securities”), so that the cash and aggregate Market Value of the Purchased Securities, including any such Additional Purchased Securities, will thereupon equal or exceed such aggregate Buyer’s Margin Amount (decreased by the amount of any Margin Deficit as of such date arising from any Transactions in which such Buyer is acting as Seller). (b) If at any time the aggregate Market Value of all Purchased Securities subject to all Transactions in which a particular party hereto is acting as Seller exceeds the aggregate Seller’s Margin Amount for all such Transactions at such time (a “Margin Excess”), then Seller may by notice to Buyer require Buyer in such Transactions, at Buyer’s option, to transfer cash or Purchased Securities to Seller, so that the aggregate Market Value of the Purchased Securities, after deduction of any such cash or any Purchased Securities so transferred, will thereupon not exceed such aggregate Seller’s Margin Amount (increased by the amount of any Margin Excess as of such date arising from any Transactions in which such Seller is acting as Buyer). (c) If any notice is given by Buyer or Seller under subparagraph (a) or (b) of this Paragraph at or before the Margin Notice Deadline on any business day, the party receiving such notice shall transfer cash or Additional Purchased Securities as provided in such subparagraph no later than the close of business in the relevant market on such day. If any such notice is given after the Margin Notice Deadline, the party receiving such notice shall transfer such cash or Securities no later than the close of business in the relevant market on the next business day following such notice. (d) Any cash transferred pursuant to this Paragraph shall be attributed to such Transactions as shall be agreed upon by Buyer and Seller. (e) Seller and Buyer may agree, with respect to any or all Transactions hereunder, that the respective rights of Buyer or Seller (or both) under subparagraphs (a) and (b) of this Paragraph may be exercised only where a Margin Deficit or Margin Excess, as the case may be, exceeds a specified dollar amount or a specified percentage of the Repurchase Prices for such Transactions (which amount or percentage shall be agreed to by Buyer and Seller prior to entering into any such Transactions). (f) Seller and Buyer may agree, with respect to any or all Transactions hereunder, that the respective rights of Buyer and Seller under subparagraphs (a) and (b) of this Paragraph to require the elimination of a Margin Deficit or a Margin Excess, as the case may be, may be exercised whenever such a Margin Deficit or Margin Excess exists with respect to any single Transaction hereunder (calculated without regard to any other Transaction outstanding under this Agreement).

  • No Margin Stock The Borrower is not engaged in the business of extending credit for the purpose of purchasing or carrying any margin stock (within the meaning of Regulations U, T, and X of the Board of Governors of the Federal Reserve System of the United States). No part of the proceeds of any borrowing hereunder will be used at any time to purchase or carry any such margin stock or to extend credit to others for the purpose of purchasing or carrying any such margin stock.

  • MARGIN OF PREFERENCE If the TDS so specifies, the Procuring Entity will grant a margin of preference of 15% (fifteen percent) to Tenderers offering goods manufactured, mined, extracted, grown, assembled or semi-processed in Kenya. Goods assembled or semi-processed in Kenya shall have a local content of not less than 40%.

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