REPRESENTATIONS AND WARRANTIES OF THE COMPANY 27. Section 4.1 Organization and Qualification; Subsidiaries 27 Section 4.2 Organizational Documents 28 Section 4.3 Capitalization 28 Section 4.4 Authority Relative to this Agreement 29 Section 4.5 No Conflict; Required Filings and Consents 30 Section 4.6 Permits; Compliance 31 Section 4.7 Information Privacy and Security Compliance 31 Section 4.8 Financial Statements 32 Section 4.9 Absence of Certain Changes or Events 33 Section 4.10 Absence of Litigation 33 Section 4.11 Employee Benefit Plans 34 Section 4.12 Labor and Employment Matters 36 Section 4.13 Real Property; Title to Assets 39 TABLE OF CONTENTS (Continued) Page Section 4.14 Intellectual Property 39 Section 4.15 Taxes 42 Section 4.16 Environmental Matters 44 Section 4.17 Material Contracts 44 Section 4.18 International Trade Laws 46 Section 4.19 Insurance 47 Section 4.20 Board Approval; 47 Section 4.21 Certain Business Practices 47 Section 4.22 Interested Party Transactions 48 Section 4.23 Exchange Act; Investment Company Act 48 Section 4.24 Brokers 48 Section 4.25 Solvency 49 Section 4.26 Merger Sub 49 Section 4.27 Exclusivity of Representations and Warranties 49
REPRESENTATIONS AND WARRANTIES OF THE COMPANY 27. Section 4.1 Organization and Qualification 27 Section 4.2 Corporate Power and Authority 27 Section 4.3 Execution and Delivery; Enforceability 28 Section 4.4 Authorized and Issued Equity Interests 28 Section 4.5 No Conflict 29 Section 4.6 Consents and Approvals 29 Section 4.7 Company SEC Documents and Disclosure Statement 30 Section 4.8 Absence of Certain Changes 30 Section 4.9 No Violation; Compliance with Laws 30 Section 4.10 Legal Proceedings 30 Section 4.11 Labor Relations 30 Section 4.12 Intellectual Property 31 Section 4.13 Title to Real and Personal Property 31 Section 4.14 No Undisclosed Relationships 32 Section 4.15 Licenses and Permits 32 Section 4.16 Environmental 32 Section 4.17 Tax Returns 33 Section 4.18 Employee Benefit Plans 34 Section 4.19 Internal Control Over Financial Reporting 35 Section 4.20 Disclosure Controls and Procedures 35 Section 4.21 Material Contracts 35 Section 4.22 No Unlawful Payments 36 Section 4.23 Compliance with Money Laundering Laws 36 Section 4.24 Compliance with Sanctions Laws 36 Section 4.25 No Broker’s Fees 36 Section 4.26 Investment Company Act 36 Section 4.27 Insurance 36 TABLE OF CONTENTS (cont’d) Page Section 4.28 Alternative Transactions 37 Section 4.29 Issuance 37 ARTICLE V REPRESENTATIONS AND WARRANTIES OF THE COMMITMENT PARTIES 37 Section 5.1 Organization 37 Section 5.2 Organizational Power and Authority 37 Section 5.3 Execution and Delivery 37 Section 5.4 No Conflict 38 Section 5.5 Consents and Approvals 38 Section 5.6 No Registration 38 Section 5.7 Purchasing Intent 39 Section 5.8 Sophistication; Investigation 39 Section 5.9 No Broker’s Fees 39 Section 5.10 Sufficient Funds 39 ARTICLE VI ADDITIONAL COVENANTS 39 Section 6.1 Orders Generally 39 Section 6.2 Confirmation Order; Plan and Disclosure Statement 40 Section 6.3 Conduct of Business 40 Section 6.4 Access to Information; Confidentiality 41 Section 6.5 Commercially Reasonable Efforts 43 Section 6.6 Registration Rights Agreement; Reorganized Company Organizational Documents 44 Section 6.7 Blue Sky 44 Section 6.8 DTC Eligibility 45 Section 6.9 Use of Proceeds 45 Section 6.10 Funded Debt 45 Section 6.11 Share Legend 45 Section 6.12 Antitrust Approval 46 Section 6.13 Alternative Transactions 47 Section 6.14 Securities Laws Disclosure 47 Section 6.15 Reorganized Company as Successor 47 Section 6.16 NOL Order 47
REPRESENTATIONS AND WARRANTIES OF THE COMPANY 27. Section 4.01 Corporate Organization of the Company 27 Section 4.02 Subsidiaries 27 Section 4.03 Due Authorization 27 Section 4.04 No Conflict 28 Section 4.05 Governmental Authorities; Consents 28 Section 4.06 Current Capitalization 28 Section 4.07 Capitalization of Subsidiaries 29 Section 4.08 Financial Statements 30 Section 4.09 Undisclosed Liabilities 30 Section 4.10 Litigation and Proceedings 31 Section 4.11 Compliance with Laws 31 Section 4.12 Contracts; No Defaults 31 Section 4.13 Company Benefit Plans 34 Section 4.14 Labor Matters 36 Section 4.15 Taxes 37 Section 4.16 Insurance 39 Section 4.17 Permits 39 Section 4.18 Equipment and Other Tangible Property 39
REPRESENTATIONS AND WARRANTIES OF THE COMPANY 27. 3.1 Organization; Good Standing 27 3.2 Power; Enforceability 28
REPRESENTATIONS AND WARRANTIES OF THE COMPANY 27. Section 5.1 Corporate Existence and Power 27 Section 5.2 Corporate Authorization 28 Section 5.3 Governmental Authorization 28 Section 5.4 Non-Contravention 29 Section 5.5 Capitalization 29 Section 5.6 Company Subsidiaries 31 Section 5.7 Reports and Financial Statements 31 Section 5.8 Absence of Certain Changes or Events 33 Section 5.9 Litigation 33 Section 5.10 Contracts 34 Section 5.11 Intellectual Property 34 Section 5.12 Environmental Matters 36 Section 5.13 Taxes 36 Section 5.14 Employee Benefit Plans 39 Section 5.15 Property 41 i
REPRESENTATIONS AND WARRANTIES OF THE COMPANY 27. Section 4.1 Organization and Qualification; Subsidiaries 27
