Licensing and Appointment. 15. The Firm shall be solely responsible for maintaining the appropriate registrations, licenses and appointments for itself and RR/Agents required for performance of the activities and obligations in connection with this Agreement.
Licensing and Appointment. The Insurance Companies have each respectively appointed Underwriter to serve as the distributor and principal underwriter of the variable life or variable annuity Insurance Policies. The Underwriter is registered with the SEC, the National Association of Securities Dealers, Inc. ("NASD") and all appropriate state securities regulatory authorities as a broker/dealer. The Underwriter hereby appoints the Broker/Dealer to distribute the variable Insurance Policies listed on the Schedule Pages through its validly insurance licensed representatives ("Registered Representatives").
Licensing and Appointment. The Insurance Companies have each respectively appointed Underwriter to serve as the distributor and principal underwriter of the variable life or variable annuity Insurance Contracts. The Underwriter is registered with the Securities and Exchange Commission ("SEC"), the National Association of Securities Dealers, Inc. ("NASD") and all other appropriate state securities regulatory authorities as a broker/dealer. Broker/Dealer possesses (or affiliated insurance agencies under its control - defined as "Selling Entities" in this agreement - possess) all required insurance licenses necessary to sell the Insurance Contracts. Accordingly Underwriter hereby appoints Broker/Dealer to distribute the Variable Insurance Contracts listed on the Schedule Pages through its Registered Representatives ("Registered Representatives").
Licensing and Appointment. Broker will ensure that it and all of its employees and agents involved in the marketing of Golden Rule’s health insurance products and submission of applications are properly licensed and appointed as required under the law of each state in which applications will be submitted. For all persons submitting applications on Broker’s behalf, Broker will conduct all required background investigations including investigation required by the Violent Crime Control Act. In addition, Broker shall ensure that all persons submitting applications on behalf of Broker maintain errors and omissions insurance coverage covering Golden Rule’s health insurance products. If any person’s errors and omissions coverage is terminated during the term of this Agreement, Broker will immediately discontinue submitting applications through that person. Broker will ensure that all persons submitting applications on its behalf will not make any representations concerning Golden Rule’s health insurance products except for those representations contained in the sales literature, advertising material, or insurance policy provided or specifically pre-approved by Golden Rule. Broker is responsible for all appointment fees and related expenses. However, as an administrative convenience, Golden Rule shall pay initial appointment fees subject to reimbursement by Broker via set-off from any other fees due Broker from Golden Rule. CONFIDENTIAL TREATMENT REQUESTED. CONFIDENTIAL PORTIONS OF THIS DOCUMENT HAVE BEEN REDACTED AND HAVE BEEN SEPARATELY FILED WITH THE COMMISSION.
Licensing and Appointment. The Insurance Companies have each respectively appointed Underwriter to serve as the distributor and principal underwriter of the variable Insurance Contracts. The Underwriter is registered with the Securities and Exchange Commission ("SEC"), the National Association of Securities Dealers, Inc. ("NASD") and all other appropriate state securities regulatory authorities as a broker/dealer. Broker/Dealer possesses (or affiliated insurance agencies under its control - defined as "Selling Entities" in this agreement - possess) all required insurance licenses necessary to sell the Insurance Contracts. Accordingly Underwriter hereby appoints Broker/Dealer to distribute the variable Insurance Contracts listed on the Schedule Pages through its Registered Representatives ("Registered Representatives").
Licensing and Appointment. (a) The Insurance Companies have each respectively appointed Underwriter to serve as the distributor and principal underwriter of the Products. The Underwriter is registered with the SEC, the NASD and all appropriate state securities regulatory authorities as a broker/dealer.
Licensing and Appointment. To submit applications for Insurance Products, you must be licensed as required by law, and authorized and/or appointed by the appropriate Affiliate. You shall be solely responsible for securing and maintaining your license. If you assign your commission, you are responsible for ensuring that the entity or person to whom you assign the commission is properly licensed and appointed with UnitedHealthcare Life or the Affiliate paying the commission, as required by law. In states that send renewal license information directly to the licensee, you shall, upon request, furnish us with a copy of your renewal licenses. Any renewal appointment fees or other fees we pay for you may be withheld from you or your payees commissions; alternatively, and in our sole discretion, we may ask you to remit those fees to us. If you solicit or submit an application prior to being properly licensed and/or appointed, as may be required by law, we will return those applications to you. You must immediately notify us whenever any Governmental Entity acts to restrict or limit in any way, or suspend or revoke, your license. You must similarly notify us whenever you decide to change your license status in any state. You also must notify us if you receive notice of any misdemeanor or felony charges, including convictions by any Governmental Entity for acts involving fraud, dishonesty, breach of trust, theft, misappropriation of money or breach of any fiduciary duty.
Licensing and Appointment. Section 3.1. Writing Producer shall not be entitled to compensation under this Agreement unless You are validly licensed for the services You perform and are appointed by MetLife in those jurisdictions that require appointment of producers. In order to be appointed with MetLife, You must be validly licensed by and be in good standing with the insurance department of each state in which You do business with MetLife. For avoidance of doubt, when the Writing Producer is an entity rather than an individual, any individual producer that Writing Producer allows to sell MetLife IDI Products under this Agreement must also be duly licensed, appointed by MetLife in those jurisdictions that require appointment of producers and be in good standing with the insurance departments in the states that such persons conduct business.
Licensing and Appointment. 3.1.3.1 FTB or FTBR, as the case may be, shall provide JMC with a list of the names of each FTB Employee whose sales will be processed by JMC under this Agreement. This list shall be updated as necessary to ensure its accuracy at all times. The list shall contain the following information:
Licensing and Appointment a. No agent or representative of General Agent shall solicit applications for the Policies until duly licensed and appointed by the Company as a life insurance agent of the Company in the appropriate states or other jurisdictions.
