REGISTRATION AND COMPLIANCE. (i) SMC represents that as of the date of this Agreement it is registered as a transfer agent with the Securities and Exchange Commission ("SEC") pursuant to Subsection 17A of the Securities and Exchange Act of 1934 and the rules and regulations thereunder, and agrees to maintain said registration and comply with all of the requirements of said Act, rules and regulations so long as this Agreement remains in force.
REGISTRATION AND COMPLIANCE. A. Agent represents that it is registered as a transfer agent with the Securities and Exchange Commission ("SEC") pursuant to Section 17A of the Securities Exchange Act of 1934 (the "Exchange Act") and the rules and regulations promulgated thereunder, and Agent agrees to maintain said registration current and comply with all of the requirements of the Exchange Act, rules and regulations during the term of this Agreement.
REGISTRATION AND COMPLIANCE. A. BFS represents that it is registered as a transfer agent with the Securities and Exchange Commission ("SEC") pursuant to ss.17A of the Securities Exchange Act of 1934 and the rules and regulations thereunder, and agrees to maintain said registration and comply with all of the requirements of said Act, rules, and regulations so long as this Agreement remains in force.
REGISTRATION AND COMPLIANCE. Each Employee Plan is duly registered where required by Applicable Law (including registration with relevant Tax authorities where such registration is required to qualify for Tax exemption or other Tax beneficial status), and each Employee Plan intended to qualify under Section 401(a) of the Code is so qualified. Each Employee Plan has been administered in compliance in all material respects with, and is in good standing under, Applicable Law and the terms of the Employee Plan and any associated funding arrangement. All assets held in any funding arrangement associated with an Employee Plan have been held and invested in compliance in all material respects with Applicable Law and the terms of the Employee Plan and the associated funding arrangement.
REGISTRATION AND COMPLIANCE. The Dealer Manager is duly registered as a broker-dealer under the Securities Exchange Act of 1934, is a member in good standing of the National Association of Securities Dealers, Inc., is in compliance with all rules and regulations under the Securities and Exchange Act of 1934 and the NASD Rules of Fair Practice, the violation of which would have a material adverse effect on the Dealer Manager, and is either registered or exempt from registration under any state securities laws applicable to any offer and sale of the Shares.
REGISTRATION AND COMPLIANCE. The Bank will apply for registration of the Plan as a retirement savings plan under the Applicable Laws.
REGISTRATION AND COMPLIANCE. The Trust Company and EQI will maintain their registration as a transfer agent as provided in Section 17(A)(c) of the Exchange Act and shall comply with all applicable provisions of Section 17A of the Exchange Act and the rules promulgated thereunder, as may be amended from time to time, including rules relating to record retention.
REGISTRATION AND COMPLIANCE. SeaMED hereby represents to Aastrom --------------------------- that it is registered with the FDA as a contract medical device manufacturer in accordance with the Federal Food, Drug and Cosmetic Act 21 CFR Part 807, as amended. SeaMED also hereby represents that it has achieved EN46001 certification by TUV as notified body and that during
REGISTRATION AND COMPLIANCE. Each Benefit Plan is, and has since its establishment been, duly registered where required by Applicable Law (including registration with relevant tax authorities where such registration is required to qualify for tax exemption or other tax beneficial status). Each Benefit Plan has been administered in compliance in all material respects with, and is in good standing under, Applicable Law and the terms of the Benefit Plan and any associated funding arrangement. All assets held in any funding arrangement associated with a Benefit Plan have been held, invested and otherwise dealt with in compliance in all material respects with Applicable Law and the terms of the Benefit Plan and the associated funding arrangement (including any fiduciary obligation). No Bioriginal Group Company or any of its agents has breached any fiduciary obligation with respect to the administration or investment of any Benefit Plan or any associated funding arrangement.
REGISTRATION AND COMPLIANCE. A. TCS represents that it is registered as a transfer agent with the Securities and Exchange Commission ("SEC") pursuant to ss.17A of the Securities Exchange Act of 1934 and the rules and regulations thereunder, and agrees to maintain said registration and comply with all of the requirements of said Act, rules, and regulations so long as this Agreement remains in force.
