Transactional Advice Service Sample Clauses

Transactional Advice Service. This will involve Stages 1 to 4 as noted within the Advice and Ongoing Review service excluding Stage 5. Remuneration - Hourly rates We are required to quote our Hourly Rates which are:- Financial Adviser - £175 per hour Paraplanner - £75 per hour Administration - £50 per hour
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Transactional Advice Service. This service is suitable for those who require specific advice for a one-off policy, project or implementation normally with no ongoing service or advice. A fee will be agreed at outset, depending on the work involved, but with a minimum of £950, which will include, where necessary, appropriate or agreed:-  obtain full details of your assets, including investments, pensions and policies to enable us to understand your current circumstances.  obtain full details of your liabilities, including loans and mortgages to enable us to understand your current circumstances.  Obtain full details of your current income and expenditure, and project what these might be in the future.  Meet with you to present our findings and recommend any action that should be taken.  Undertake resulting administration as agreed. Initial advice fees Rate applied Example of costs Initial fee For all new investments placed with us we will charge an initial fee of 2% subject to a minimum fee of £950. For example, if you were to invest £100,000 our maximum charge would be £2,000 but subject to a minimum charge of £950. Ongoing Service and fees Bespoke Typically for clients with assets under management by us of £500,000 or more:-  At least one formal periodic review meeting annually to include a suitability review, valuation of investments and investment comment. Further reviews, valuations and meetings and consultations as agreed.  Ongoing fees: 0.75% per annum on funds held under management. For example, for investments totaling £500,000 we would charge £3,750 to cover the cost of ongoing services. Premier Typically for clients with assets under management by us of £250,000 or more:-  One formal periodic review meeting annually to include a suitability review, valuation of investments and investment comment.  Ongoing fees: 0.75% per annum on funds held under management. For example, for investments totaling £250,000 we would charge £1,875 to cover the cost of ongoing services. Choices Typically for clients with assets under management by us of £75,000 or more:-  Review meeting provided on an agreed ad-hoc basis.  An annual review, provided in writing, to include to include a suitability review, valuation of investments and investment comment.  Ongoing Fees: 0.75% per annum on funds held under management. For example, for investments totaling £75,000 we would charge £562.50 to cover the cost of ongoing services. Pay-As-You-Go (PAYG) Typically for clients with assets under mana...
Sample 1
Transactional Advice Service. One off transactional advice, project or implementation with no ongoing service or advice. We will only commence work once we have agreed our services and charges with you. You will receive a copy of our Terms and Conditions which sets out the services we have agreed to provide and confirmation how much this will cost. Our Advice We offer independent financial advice. This means that we consider a wide range of financial strategies and products. We are constantly reviewing the market to ensure that the services and products we offer are appropriate for our clients. Where we recommend particular investment strategies and products to you, we will carry out a sufficiently diverse and fair analysis of the market and then make selections based on your personal circumstances, financial goals and objectives. We will consider a number of factors, including the services you need, the cost of investing, how much risk you are prepared to accept in an investment product and how much of a drop in its value you could withstand. We can also provide personal recommendations on the basis of a fair and personal analysis of the market, on protection products. The areas we can advise on include:  Life assuranceIncome protection  Investment bonds  Unit trusts  Pensions  Open ended investment companies  Annuities  ISAs  Phased retirement & income drawdownStructured depositsLong term careInvestment trusts  Term assurance  Enterprise investment schemes  Critical illness cover  Venture capital trusts We do not provide advice in relation to individual share holdings. If this is something you need assistance with, we can refer you to a stockbroker. We do not provide advice on options, futures and other derivative contracts as we believe that these are unlikely to be suitable for our clients. Our Process  We offer the first meeting free, at our cost, to discuss your needs and our services.  We will complete a comprehensive fact find to agree your financial goals and objectives.  We will establish your attitude to and understanding of risks.  We will review your current plans, investment and assets.  We will then help you decide which service is the most appropriate for you.  We will ask you to sign the Client Authority Form and confirm your agreement to the fees before any work begins.
Sample 1
Transactional Advice Service. One off transactional advice, project or implementation with no ongoing service or advice. We will only commence work once we have agreed our services and charges with you. You will receive a copy of our Terms and Conditions which sets out the services we have agreed to provide and confirmation how much this will cost. Our Advice Investment & Pension Advice We offer independent financial advice. This means that we consider a wide range of financial strategies and products. We are constantly reviewing the market to ensure that the services and products we offer are appropriate for our clients. Where we recommend particular investment strategies and products to you, we will carry out a sufficiently diverse and fair analysis of the market and then make selections based on your personal circumstances, financial goals and objectives. We will consider a number of factors, including the services you need, the cost of investing, how much risk you are prepared to accept in an investment product and how much of a drop in its value you could withstand. We can also provide personal recommendations on the basis of a fair and personal analysis of the market, on protection products. The areas we can advise on include: • Life assurance • Investment bonds • Income protection • Pensions • Annuities • Open ended investment companies • Unit trusts • ISAs • Phased retirement & income drawdown • Structured deposits • Long term care • Investment trusts • Term assurance • Critical illness cover • Enterprise investment schemes • Venture capital trusts We do not provide advice in relation to individual share holdings. If this is something you need assistance with, we can refer you to a stockbroker. We do not provide advice on options, futures and other derivative contracts as we believe that these are unlikely to be suitable for our clients.
Sample 1
Transactional Advice Service. This will involve Stages 1 to 4 as noted within the Advice and Ongoing Review service excluding Stage 5. Remuneration - Hourly rates We are required to quote our Hourly Rates which are:- Financial Adviser - £180 per hour Paraplanner - £90 per hour Administration - £50 per hour Remuneration - Fixed Amount We operate a scale of fixed charges which depend on the task/s required, an outline of which is listed below. When this applies, we will advise and agree with you at each stage. Initial Assessment £750 Fund Performance Review £450 Retirement Provision Forecast £450 Portfolio Valuations £125 Policy Valuations £25 per Policy Provision of Pension Contribution details £50 Requesting and dealing with a Surrender Value £50 Certain additional services may be required where we outsource to specialists, an example of which being a Transfer Value Analysis from an existing or former Occupational Pension Scheme. In such an instance we will pass the cost onto you which will be advised and agreed prior to commencement. Depending on your requirements and your agreement we may also charge you an additional ongoing fee. And although that below is a guide, we will in a number of cases undertake work on a fixed fee basis.
Sample 1

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