DISCLOSURE OF CLIENT INFORMATION Sample Clauses
DISCLOSURE OF CLIENT INFORMATION. 26.1 The Company has the right to disclose Client information (including recordings and documents of a confidential nature, card details) in the following circumstances:
(a) Where required by law or a court order by a competent Court;
(b) Where requested by FSA or any other regulatory authority having control or jurisdiction over the Company or the Client or their associates or in whose territory the Company has Clients;
(c) To relevant authorities to investigate or prevent fraud, money laundering or other illegal activity;
(d) To such an extent as reasonably required so as to execute Orders and for purposes ancillary to the provision of the Services;
(e) To credit reference and fraud prevention agencies, third authentication service providers, banks and other financial institutions for credit checking, fraud prevention, anti-money laundering purposes, identification or due diligence checks of the Client. To do so they may check the details the Client supplied against any particulars on any database (public or otherwise) to which they have access. They may also use Client details in the future to assist other companies for verification purposes. A record of the search will be retained by the Company;
(f) To the Company’s professional advisors provided that in each case the relevant professional shall be informed about the confidential nature of such information and commit to the confidentiality herein obligations as well;
(g) To other service providers who create, maintain or process databases (whether electronic or not), offer record keeping services, email transmission services, messaging services or similar services which aim to assist the Company collect, storage, process and use Client information or get in touch with the Client or improve the provision of the Services under this Agreement;
(h) To other service providers for statistical purposes in order to improve the Company’s marketing, in such a case the data will be provided in an aggregate form;
(i) To market research call centers that provide telephone or email surveys with the purpose to improve the services of the Company, in such a case only the contact details the data will be provided;
(j) Where necessary in order for the Company to defend or exercise its legal rights to any court or tribunal or arbitrator or any governmental authority;
(k) At the Client’s request or with the Client’s consent;
(l) To an Affiliate of the Company or any other company in the same group of the Company; or
(m) ...
DISCLOSURE OF CLIENT INFORMATION. 25.1 The Company has the right to disclose Client information (including recordings and documents of a confidential nature, card details) in the following circumstances:
(a) Where required by law or a court order by a competent Court;
(b) To relevant authorities to investigate or prevent fraud, money laundering or other illegal activity;
(c) To such an extent as reasonably required so as to execute Orders and for purposes ancillary to the provision of the Services;
(d) To credit reference and fraud prevention agencies, third authentication service providers, banks and other financial institutions for credit checking, fraud prevention, anti-money laundering purposes, identification or due diligence checks of the Client. To do so they may check the details the Client supplied against any particulars on any database (public or otherwise) to which they have access. They may also use Client details in the future to assist other companies for verification purposes. A record of the search will be retained by the Company;
(e) To the Company’s professional advisors provided that in each case the relevant professional shall be informed about the confidential nature of such information and commit to the confidentiality herein obligations as well;
(f) To other service providers who create, maintain or process databases (whether electronic or not), offer record keeping services, email transmission services, messaging services or similar services which aim to assist the Company collect, storage, process and use Client information or get in touch with the Client or improve the provision of the Services under this Agreement;
(g) To other service providers for statistical purposes in order to improve the Company’s marketing, in such a case the data will be provided in an aggregate form;
(h) To market research call centres that provide telephone or email surveys with the purpose to improve the services of the Company, in such a case only the contact details the data will be provided;
(i) Where necessary in order for the Company to defend or exercise its legal rights to any court or tribunal or arbitrator or any governmental authority;
(j) At the Client’s request or with the Client’s consent;
(k) To an Affiliate of the Company or any other company in the same group of the Company; or
(l) To successors or assignees or transferees or buyers, with ten Business Days prior Written Notice to the Client, and for the purposes of paragraph 39 of this Agreement.
DISCLOSURE OF CLIENT INFORMATION. 28.1 TRADESMART will not share or sell information regarding customers and/or prospective customers, except to its employees, agents, partners, and associates as required in the ordinary course of business, including, but not limited to, TRADESMART’s banking or credit relationships, or to other persons as disclosed in TRADESMART’s Privacy Statement.
28.2 TRADESMART may also disclose to federal or state regulatory agencies and law enforcement authorities’ information regarding the CLIENT and the CLIENT’s transactions in response to a request for such information or in response to a court order or subpoena.
28.3 TRADESMART will share or sell statistical information without disclosing the CLIENT's identity.
DISCLOSURE OF CLIENT INFORMATION. Subject to Applicable Laws, Client will supply ATB Financial with all information (including personal information) requested by ATB Financial concerning Client and any Authorized Administrator or Authorized Users and its access to and use of the Services which is reasonably deemed by ATB Financial to be necessary in connection with ATB Financial’s obligations under Applicable Laws. Client understands and agrees that ATB Financial may maintain records of such information and may also report it to exchanges, trade repositories, and Governmental or Regulatory Authorities as ATB Financial determines in its sole discretion to be necessary. Client certifies that any such information is materially true and correct at the time it is provided to ATB Financial and that all necessary consents and permissions have been obtained from any individuals to permit the transmission of such information.
DISCLOSURE OF CLIENT INFORMATION. The discussion, transmission or narration in any from by Students of any individually identifiable client information, medical or otherwise, obtained in the course of the Practical Experience program is forbidden, unless the client has first given consent using a COUNTY approved form that complies with any and all applicable local, state and federal laws, regulations, policies, procedures and standards, including, without limitation, the CMIA, the HITECH Act and HIPAA. In the absence of such consent, Students shall use de- identified information in any discussions about the Practical Experience program.
DISCLOSURE OF CLIENT INFORMATION. 24.1 Subject to the provisions of this Agreement, the Broker will keep the information relating to the Account(s) confidential. The Client acknowledges that in respect of transactions related to Futures/Options Contracts that may be subject to the rules of the relevant markets and exchanges, the Rules, the Regulations and the Procedure contain provisions requiring the Broker upon the request of the HKFE or the Commission, to disclose the name, identity of the Ultimate Beneficiary and such other information concerning the Client as the Broker may require in order for the Broker to comply with the requirements.
24.1.1 Without limiting the disclosure to anything provided in clause 24.1 of this Agreement, the Client hereby irrevocably authorises the Broker and any other UOB Xxx Xxxx Group Company, without further notice and consent from the Client, to disclose to any person (including but not limited to the Commission and its authorised investigator) information, reports, records or documents pertaining to the Account(s) together with such other information as may be required or the Broker may deem appropriate and to produce computerised authorities including but not limited to the Commission for the purpose of assisting them with any investigation or enquiry they are undertaking or by a court of competent jurisdiction or if the disclosure is in the public interest or in the Broker’s or the Client’s interest or is made with the Client’s express or implied consent.
24.1.2 The Client hereby agrees that the Broker shall not in any way be liable to the Client for any consequences arising out of such disclosure.
24.2 The Client further agrees that the Broker may, whether during the continuance or after the termination of this Agreement, without notice to the Client, disclose any information relating to the Client and the Account(s) to any other UOB Xxx Xxxx Group Company, or to any assignee of any of the rights or obligations of the Broker under this Agreement.
24.3 Without prejudice to clause 24.2 of this Agreement, if the Client effects transactions for the account of its clients, whether on a discretionary or non-discretionary basis, and whether as agent or by entering into matching transactions as principal with any clients of the Client, the Client agrees that, in relation to a transaction where you have received any enquiry from any exchange, regulatory authority or government body of Hong Kong (the “relevant regulators”), the following provisions shall apply...
DISCLOSURE OF CLIENT INFORMATION. The Parties acknowledge and agree that (a) no Confidential Information of a Party’s clients is to be made available to the other Party under this Agreement, and (b) no Personal Information is contemplated to be provided by a Party to the other, except that each Party shall be permitted to disclose to the other Party business contact information of a Party’s clients or prospective clients provided that it shall have provided all notices and obtained the necessary permission to transfer and disclose such information to the other Party for marketing purposes as contemplated by this Agreement. Neither Party shall make available to the other Party any Personal Information of a Party’s clients or prospective clients that is regulated by the General Data Protection Regulation (EU) 2016/679 unless and until: (i) it provides prior written notice to such other Party; and (ii) the Parties have entered into an amendment to this Agreement in accordance with Section 12.3, which amendment shall include any contractual provisions that are required by applicable law.
DISCLOSURE OF CLIENT INFORMATION. The parties understand that confidential client identification and matters regarding client services will be freely shared with each other as well as identified project partners under this agreement, with raw data documentation and statistical data analysis provided by City to Contractor on a regular basis, as agreed upon by the parties. Any disclosure of PHI by the parties or their identified project partners shall be compliant with federal HIPAA statutes and regulations. See Addendum B, Compensation and Reporting, for more detail on agreed reporting requirements.
DISCLOSURE OF CLIENT INFORMATION. Xxxxxxxx maintains safeguards to comply with federal and state standards to guard each client's nonpublic personal information ("NPI"). Xxxxxxxx does not share any NPI with any nonaffiliated third parties, except in the following circumstances: • As necessary to provide the service that the client has requested or authorized, or to maintain and service the client's account; • As required by regulatory authorities or law enforcement officials who have jurisdiction over Xxxxxxxx, or as otherwise required by any applicable law; and • To the extent reasonably necessary to prevent fraud and unauthorized transactions. Employees are prohibited, either during or after termination of their employment, from disclosing NPI to any person or entity outside Xxxxxxxx, including family members, except under the circumstances described above. An employee is permitted to disclose NPI only to such other employees who need to have access to such information to deliver our services to the client.
DISCLOSURE OF CLIENT INFORMATION. 客户信息披露
25.1 The Company has the right to disclose Client information (including recordings and documents of a confidential nature, card details) in the following circumstances: 在出现任一下列情形时，公司有权披露客户信息（包括机密性的录音、文档、银行 卡详细信息等）：
(a) Where required by law or a court order by a competent Court; 法律规定或主管法院下发的法院指令要求；
(b) To relevant authorities to investigate or prevent fraud, money laundering or other illegal activity; 提供给相关部门，以调查或防止欺诈、洗钱或其他非法活动；
(c) To such an extent as reasonably required so as to execute Orders and for purposes ancillary to the provision of the Services; 在执行订单或为了提供服务随附的目的所合理要求的范围内提供；
(d) To credit reference and fraud prevention agencies, third authentication service providers, banks and other financial institutions for credit checking, fraud prevention, anti-money laundering purposes, identification or due diligence checks of the Client. To do so they may check the details the Client supplied against any particulars on any database (public or otherwise) to which they have access. They may also use Client details in the future to assist other companies for verification purposes. A record of the search will be retained by the Company; 为了资信调查、欺诈防范、反洗钱目的或为了识别客户的身份信 息或进行尽职调查，向信用调查和欺诈防范机构、第三方认证服务提供商、银行和其他金融机构提供。为此，他们可能会对照其访问的任何数据库（公共或其他数据）的任何详细信息核对客户提供的详细资料。他们也可能在未来使用客户的详细资料，协助其他公司进行验证。调查记录将由公司保管；
(e) To the Company’s professional advisors provided that in each case the relevant professional shall be informed about the confidential nature of such information and commit to the confidentiality herein obligations as well; 向公司的专业顾问提供，在每种情况下，告知相关的专业顾问此等信息的保密性质，专业顾 问应承诺也遵守此处规定的保密义务；
(f) To other service providers who create, maintain or process databases (whether electronic or not), offer record keeping services, email transmission services, messaging services or similar services which aim to assist the Company collect, storage, process and use Client information or get in touch with the Client or improve the provision of the Services under this Agreement; 向 创 建 、 维 护 或 处 理数据库（无论是否为电子形式）、提供记账服务、电子邮件传送服务、信息服务或类似服务的服务提供商提供，这些服务提供商旨在协助公司收集、处理和使用客户信息或联系客户或完善本协议项下服务；
(g) To other service providers for statistical purposes in order to improve the Company’s marketing, in such a case the data will be provided in an aggregate form; 为了统计目的向其他服务提供商提供，以提高公司的市场影响。在此情况下，应采用汇总的方式提供数据；
(h) To market research call centres that provide telephone or email surveys with the purpose to improve the services of the Company, in such a case only the contact details the data will be p...