Limits and Restrictions. You acknowledge that Blackfinch Investments Limited has not provided you with any investment or tax advice and that Blackfinch Investments Limited will not give any investment or tax advice in respect of this service and we therefore recommend that you seek advice from a professional adviser or tax consultant that is appropriately qualified and authorised to give tax/investment advice. If we do provide you with information on particular investments, markets (such as market trends), or the performance of selected companies; this should not be viewed as a personal recommendation or advice and is provided strictly for your information only. We shall not be liable for any losses you suffer or incur as a result of acting or deciding to act on the advice or recommendation of any third party (including your Intermediary) in relation to our services. You acknowledge that it is your responsibility (or the responsibility of your Intermediary) to keep your financial circumstances, objectives and appetite for risk under review, and to assess whether the Adapt AIM Portfolio service remains suitable for your needs.
Limits and Restrictions. You acknowledge that Blackfinch has not provided you with any investment or tax advice and that Blackfinch does not give any investment or tax advice and we therefore recommend that you seek advice from a professional adviser or tax consultant that is appropriately qualified and authorised to give tax / investment advice. If we do provide you with information on particular investments, markets (such as market trends), or the performance of selected companies, this should not be viewed as a personal recommendation or advice and is provided strictly for your information only. We shall not be liable for any losses you suffer or incur as a result of acting or deciding to act on the advice or recommendation of any third party (including your Intermediary) in relation to our services. You acknowledge that it is your responsibility (or the responsibility of your Intermediary) to keep your financial circumstances, objectives and appetite for risk under review, and to assess whether the Blackfinch Ventures EIS Portfolio service remains suitable for your needs.
Limits and Restrictions. You acknowledge that Blackfinch has not provided you with any tax advice and that Blackfinch does not give any tax advice and we therefore recommend that you seek advice from a professional tax consultant that is appropriately qualified and authorised to give tax advice. If we do provide you with information on particular loans and corresponding borrowers, this should not be viewed as a personal recommendation or advice and is provided strictly for your information only. We shall not be liable for any losses you suffer or incur as a result of acting or deciding to act on the advice or recommendation of any third party (including your intermediary) in relation to our services. You acknowledge that it is your responsibility (or the responsibility of your intermediary) to keep your financial circumstances, objectives and appetite for risk under review, and to assess whether the Blackfinch Corporate Management Service remains suitable for your needs.
Limits and Restrictions. A member shall not be eligible for any paid sick leave from the Sick Leave Bank if the member has a disability claim pending; if the injury is subject to worker's compensation benefits; or if the member is eligible for, or has or will seek, relief in any state or federal court or personal injury mediation and or/arbitration process or other civil proceeding. • A member shall not be eligible for Sick Leave Bank days for maternity leave. • To be eligible for Sick Leave Bank days, the applicant must be able to return to work as certified by competent medical authority. The Sick Leave Bank Committee reserves the right to request additional information through a medical assessment of the committee's choice. • A member must exhaust all accumulated sick leave benefits before using Sick Leave Bank days and shall not be eligible for any other paid leave as described above. No member shall receive more than forty-five {45) days at one time, and may reapply. • The decisions of the Sick Leave Bank Committee are not subject to the grievance or arbitration process.
Limits and Restrictions. You acknowledge that Blackfinch has not provided you with any tax advice and that Blackfinch does not give any tax advice and we therefore recommend that you seek advice from a professional tax consultant that is appropriately qualified and authorised to give tax advice. If we do provide you with information on particular loans and corresponding borrowers, this should not be viewed as a personal recommendation or advice and is provided strictly for your information only. We shall not be liable for any losses you suffer or incur as a result of acting or deciding to act on the advice or recommendation of any third party (including your intermediary) in relation to our services. You acknowledge that it is your responsibility (or the responsibility of your intermediary) to keep your financial circumstances, objectives and appetite for risk under review, and to assess whether the Blackfinch Corporate Management Service remains suitable for your needs. You acknowledge it is your responsibility to establish with your bank whether there are any restrictions on your account that would prevent you from undertaking the activity of corporate lending.
Limits and Restrictions. 7.1 Syfe may in its sole and absolute discretion without giving any reason or without notice to you, at any time and from time to time impose, remove or amend any trading or Transaction restrictions or any limits, including position limits, Transaction limits and limits on contract size in respect to any Account upon you. No previous limit or restriction shall set a precedent or bind Syfe. You undertake to comply with and shall not breach or exceed such restrictions and limits as imposed on you by Syfe and any other trading restrictions or positions limits under Applicable Laws, including those imposed by any exchange or market or clearing house. If you exceed any trading restriction or position limit, Syfe is authorised to disclose your identity and your positions, and/or liquidate any of your positions.
Limits and Restrictions. 4.1 Longbridge NZ may in its sole and absolute discretion without giving any reason and without notice to the Client at any time and from time to time impose any trading or Transaction restrictions or any limits upon the Client, including
Limits and Restrictions. If the Funds currently held by the ceding party and being transferred, are included on our approved list of assets (“Buy List”) then the option is available for the holding to be transferred onto the platform in-specie, provided there are no circumstances outside of our control which would prevent us from carrying out this request. Should a Fund be held that is available on our Buy List but the Share Class Units currently held do not match those we offer, then a conversion to a Share Class that is available on the Platform can be instructed by your Adviser - any conversions will need to be arranged by the Ceding Party, prior to the in-specie transfer taking place. If the ceding party is not a TeX member, it may be quicker and more efficient for ISA and SIPP Account holdings to be sold and transferred onto the platform as cash, as these Accounts benefit from tax concessions and are not subject to CGT. In- specie transfers usually take at least four weeks and sometimes as many as eight weeks, depending on the ceding party and the Fund Manager’s ability to process requests in a timely and automated fashion. Transfers in cash (ie selling the holding on the ceding party’s platform and re-purchasing on the Platform) do exposeyou to a level of market risk but typically complete in a much more timely fashion. Your Adviser will be able to help you decide which method is the most suitable for you. If a Fund to be transferred onto the Platform is not included on our Buy List, regardless of whether the Fund Manager or the ceding party is or isn’t a TeX member, the holding will need to be sold and the cash transferred onto the platform, as this will result in a much more timely transfer than would be the case if a new arrangement needed to be established with the Fund Manager. If any individual holding is for less than one unit, and/or is worth less than £100, this will always need to be sold and the cash transferred onto the platform. Investments which cannot be transferred into your Account(s) or cannot be transferred to another provider and are required to be sold on transfer, as set out above, may incur a personal capital gains tax liability where they do not benefit from tax concessions within ISA or SIPP Accounts. Further information about the transfer process is contained in the GIA and ISA Client Agreements contained in these T&Cs below. Certificated Holdings We do not, as part of our Service, hold or offer to hold any share certificates or similar instruments ...
Limits and Restrictions. Depending on the type of transfer, different daily or monthly limits may apply on a per-customer and per-account basis. Current total transfer limits to other Santander customer or to accounts at other banks are: $5,000 per day and $20,000 per month. To ensure the security of your accounts, transfers between your accounts, to another customer, or to accounts outside Santander may be reviewed, which could delay processing for up to one (1) business days or result in transfers not being processed. Inbound transfers from owner verified accounts to Santander • Transfers inbound to Santander from your personal account at an external financial institution can be made to your personal checking, savings, or money market savings accounts. You will need the routing number and account number of the financial institution where the funds will be debited. • Transfers inbound to Santander from your personal accounts at external financial institutions will be processed within three (3) Business Days. Funds will be debited from your external account on the Business Day you direct us to initiate processing the transfer. Santander cannot guarantee the timely delivery of funds as a result of the failure of another financial institution to act in a timely manner. Digital Banking Agreement 11 / 26 • The cut-off time for Inbound Transfers to Santander is 1:00 a.m ET. Transfers requested after the cut-off time will be processed on the following Business Day. • We reserve the right to modify limits and/or qualifications at any time, based on our sole discretion. The ability to view your individual transaction limits can be found in the transfer screen in online and or mobile banking.
Limits and Restrictions. 5.1 Taiping may from time to time implement a number of filters for the purpose of implementing position limits or other limits on the Customer’s trading activities. As a result, the Customer understands and acknowledges that such limits may change from time to time and the Customer may be prevented from entering into Transactions at certain times and the Customer’s Instructions may be rejected (even though other Instructions may have been accepted in excess of those limits).
