SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. There were no matters submitted to a vote of security holders during the fourth quarter of 1998.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Submission of a matter to a vote of security holders, through the solicitation of proxies or otherwise Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Trustee Removal, replacement, substitution or addition of any Servicer, affiliated servicer, and other material servicers or Indenture Trustee. Depositor A change of Servicer or Administrator - Servicer/Administrator/Depositor/ Reg AB disclosure regarding any new servicer. Servicer/Depositor Reg AB disclosure regarding any new Indenture Trustee. New Indenture Trustee Item 6.03- Change in Credit Enhancement or External Support N/A Item 6.04- Failure to Make a Required Distribution Servicer Indenture Trustee Item 6.05- Securities Act Updating Disclosure Material pool characteristic differs by 5% or more (other than as a result of pool assets converting to cash in accordance with their terms) at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Information from Item 4 of Part II of Form 10-Q Party submitting the matter to Holders for vote 6 Significant Obligors of Pool Assets Item 1112(b) – Significant Obligor Financial Information* N/A *This information need only be reported on the Form 10-D for the distribution period in which updated information is required pursuant to the Item.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. Information from Item 4 of Part II of Form 10-Q Trustee Item 1112(b) - Significant Obligor Financial Information* N/A * This information need only be reported on the Form 10-D for the distribution period in which updated information is required pursuant to the Item.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matters were submitted to a vote of the security holders during our fourth quarter.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted during the fourth quarter of the Company's 1995 fiscal year to a vote of security holders, whether by solicitation of proxies or otherwise. ITEM 5. MARKET FOR REGISTRANT'S COMMON STOCK AND RELATED STOCKHOLDER MATTERS COMMON STOCK INFORMATION The Company had 876 common stockholders of record as of March 15, 1996. The Company's common stock is quoted on the New York Stock Exchange ("NYSE") Composite Transactions Tape under the symbol "SJP". The range of high and low sales prices for the Common Stock as reported on the NYSE Composite Transactions Tape for the periods indicated is set forth below. FISCAL YEAR HIGH LOW - ------------------------------------------------------------------------------ ---- ---- 1994 First Quarter.......................................................... 57 7/8 50 1/4 Second Quarter......................................................... 57 49 1/8 Third Quarter.......................................................... 62 5/8 49 1/4 Fourth Quarter......................................................... 61 7/8 54 1/4 1995 First Quarter.......................................................... 67 3/4 53 3/4 Second Quarter......................................................... 65 1/2 60 5/8 Third Quarter.......................................................... 64 1/2 60 Fourth Quarter......................................................... 62 3/4 53 1/2 1996 First Quarter.......................................................... 61 1/2 53 7/8 DIVIDENDS The Company paid a cash dividend of $.20 per share to holders of the Common Stock in 1994 and 1995. A dividend of $.05 per share for the first quarter of 1996 is payable on March 31, 1996 to holders of record on March 24, 1996. Although the Company has historically paid quarterly cash dividends of $.05 per share and there are currently no plans to reduce such dividends following the sale of the paper mill and container plants and the sale of the communications segment and the planned pro rata distribution of the net proceeds thereof to its stockholders, there can be no assurance that such practice will continue in the future.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. The owner of our Class B common stock voted to amend Charter's Restated Certificate of Incorporation on October 24, 2000 to become a member of Cable Sports Southeast, LLC and a shareholder of High-Speed Access Corp. In accordance with the certificate of incorporation of Charter Communications, Inc., these matters were voted on by the holders of Class B common stock only. Xx. Xxxxx is the sole holder of our Class B common stock. PART II ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS.
(A) MARKET INFORMATION Our Class A common stock is quoted on the Nasdaq National Market System under the ticker symbol "CHTR." QUARTERLY MARKET INFORMATION -- CLASS A COMMON STOCK 2000 HIGH LOW ---- ------- ------- First quarter............................................... $22.625 $14.000 Second quarter.............................................. $16.563 $10.000 Third quarter............................................... $17.063 $12.375 Fourth quarter.............................................. $24.188 $16.188 1999 HIGH LOW ---- ------- ------- Fourth quarter*............................................. 27.750 19.500 --------------- * We completed our initial public offering of Class A common stock on November 8, 1999. The initial public offering price per share was $19.00.
(B) HOLDERS As of February 26, 2000, there were approximately 2,773 holders of our Class A common stock (representing an aggregate of approximately 176,045 beneficial holders) and one holder of our Class B common stock. No preferred stock is outstanding.
(C) DIVIDENDS There have been no stock dividends paid on any of our equity securities. We do not intend to pay cash dividends in the foreseeable future. We intend to retain future earnings, if any, to finance the expansion of our business. Charter Communications Holding Company is required under certain circumstances to pay distributions pro rata to all holders of its common membership units, including us, to the extent necessary for any holder of common membership units to pay income taxes incurred with respect to its share of taxable income attributed to Charter Communications Holding Company. Covenants in the indentures and credit agreements governing the debt obligations of Charter Communications Holdings and its subsidiaries restrict their ability to make distributions to us, and accordingly, limit our ability to declare or pay cash dividends.
(D) RECENT SALES OF UNREGISTERED SECURITIES On February 14, 2000, we...
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted to a vote of security holders during the fourth quarter of the fiscal year covered by this report. ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS MARKET INFORMATION The Company's Common Stock is traded on the Nasdaq National Market under the symbol "AZPN." The following table sets forth, for the periods indicated, the high and low sale prices per share of the Common Stock as reported on the Nasdaq National Market. HIGH LOW ------- ------- FISCAL 1997: First Quarter............................................. $36.375 $20.000 Second Quarter............................................ 42.500 29.625 Third Quarter............................................. 41.000 25.750 Fourth Quarter............................................ 39.625 24.750 SCAL 1998: First Quarter............................................. $46.250 $29.500 Second Quarter............................................ 39.875 27.875 Third Quarter............................................. 43.375 23.500 Fourth Quarter............................................ 51.000 38.250 FI HOLDERS As of June 30, 1998, there were 1,172 holders of record of the Company's Common Stock.
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matters were submitted to a vote of security holders during the fourth quarter of 1998. EXECUTIVE OFFICERS OF THE REGISTRANT The names, ages and positions of all the executive officers of the Company as of August 20, 1998 are listed below, followed by a brief account of their business experience during the past five years. Executive officers are normally appointed annually by the Board of Directors at a meeting of the directors immediately following the Annual Meeting of Shareholders. There are no family relationships among these officers nor any arrangements or understandings between any officer and any other person pursuant to which an officer was selected. NAME AGE POSITION ---- --- -------- Xxxxxxx X. Xxxxxxxx...................... 56 Chairman of the Board, President and Chief Xxxxxxx X. Xxxxxxxxxx.................... 37 Executive Officer Executive Vice President and General Manager, Xxxx X. Xxxxxxxx......................... 42 Personal Storage Division Senior Vice President, Advanced Development & Xxxxx X. Xxxxxxx......................... 45 Chief Technical Officer Senior Vice President, Worldwide Sales Xxxxxxx X. Xxxxx......................... 42 Senior Vice President, Engineering, Personal Xxxxxx X. Xxxxxxxx....................... 40 Storage Division Senior Vice President and Chief Financial Officer Xxxxxxx X. Xxxxxxxxx..................... 56 Vice President, Law and Administration, and Xxxxxx X. Xxxxxx......................... 47 Secretary Vice President, Taxes and Treasurer
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matters were submitted to a vote of security holders in the fourth quarter of fiscal 1999. ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS Our common stock is traded on the Nasdaq National Market under the symbol "IMMR." Our initial public offering of stock was November 12, 1999 at $12.00 per share for an aggregate initial public offering of $53,685,000, including proceeds from the exercise of the underwriters' over-allotment option. The following table sets forth, for the periods indicated, the high and low sales prices for the common stock on such market. HIGH LOW ------ ------ Fiscal year ending December 31, 1999 Fourth Quarter........................................... $49.94 $15.88 On March 20, 2000, there were approximately 166 stockholders of record. The managing underwriters in our initial public offering were Xxxxxxxxx & Xxxxx, Bear, Xxxxxxx & Co. Inc. and Xxxxxxxxx Xxxxxxxx. We registered the shares of the common stock sold in the offering under the Securities Act of 1933, as amended, on a Registration Statement on Form S-1 (No. 333-86361). The Securities and Exchange Commission declared the Registration Statement effective on November 12, 1999. We paid a total of $3.8 million in underwriting discounts and commissions and approximately $1.6 million has been or will be paid for costs and expenses related to the offering. None of the costs and expenses related to the offering were paid directly or indirectly to any of our directors, officers, general partners or their associates, persons owning 10% or more of any class of our equity securities or any of our affiliates. After deducting the underwriting discounts and commissions and the offering expenses, we received estimated net proceeds from the offering of $48.3 million. The net offering proceedings have been used for general corporate purposes, to provide working capital to develop products and to expand our operations. Funds that have not been used have been invested in money market funds and other investment grade securities. We also may use a portion of the net proceeds to acquire or invest in businesses, technologies, products or services. The market price of our common stock has fluctuated in the past and is likely to fluctuate in the future. In addition, the market prices of securities of other technology companies have been highly volatile. Factors that may have a significant effect on the market price of our common stock include: - fluctuations in our ...
