Advisor Services. The Advisor’s services to the Company hereunder shall consist of service on the Advisory Board to render advice and other services as may be required and agreed to between the Advisory Board and the Company from time to time (the “Services”). Advisory Services will support and enhance the vision of the Company and the implementation of best business practices accordingly.
Advisor Services. Advisor will initiate the steps necessary, including receipt of investment funds, to open a program account (the “Program Account”), and will be available to Client on an on-going basis to receive deposit and withdrawal instructions and will be reasonably available to Client for ongoing consultation regarding Program Assets. Advisor will recommend investment options which will consist of:
i. Investment Strategies created by investment managers (“Investment Managers”) or your Advisory Representative that generally consist of a selection of mutual funds, exchange traded products, equities, and bonds;
ii. No-load mutual funds (“Funds”) and exchange traded funds (“ETFs”); or
iii. A combination thereof bundled together in an investment asset allocation model (individually or collectively, “Program Investments”). The actual Program Investments recommended to the Client will depend on Client suitability as determined by Advisor. Program Investments may be managed in one or a series of Separately Managed Accounts (“SMA Account”), Genesis Model Portfolios Accounts (“GMPA”), Unified Managed Account (“UMA Account”) or a Strategist UMA (“SUMA”) (individually or collectively, “Program Account Types”) as further described in the Program Brochure. All Program Account Types available in the Unified Managed Account Program allow Manager or your Advisory Representative to change your asset allocation model, Investment Managers, or Program Account Type without your prior approval based on your financial goals and investment objectives. The Advisor will assist the Client in the selection of Program Investments suitable for the Client. Suitability will be determined through Client responses to a risk tolerance questionnaire (“Questionnaire”) and discussion between the Advisor and Client regarding among other things, investment objective, risk tolerance, investment time horizon, Program Account restrictions, and overall financial situation. Advisor will monitor the Program Investments on an ongoing basis and Advisor will be responsible for determining initial and ongoing suitability. Advisor relies on but does not independently verify or guarantee the accuracy or validity of the information received from Investment Managers or any other source. The Advisor makes no representations as to the success of any investment strategy of, or security recommended by, Investment Managers. Client acknowledges that in providing services under this Agreement, Advisor is relying on information...
Advisor Services. On the terms and conditions set forth in this Agreement, Advisor will provide the following services to the Company as directed by the Company (the “Services”):
a) Advisor will advise and assist the Company with the development, evaluation, analysis, testing, research, and study of its Technology in Africa, and in particular in the Republic of South Africa (the “Territory”);
b) Advisor shall advise and assist the Company with communication and strategy formulation with drug regulatory authorities in the Territory;
c) Advisor will advise and assist the Company on other medical issues with respect to the Company’s products and drug candidates;
d) Advisor will advise and assist the Company by introducing it to other potential advisors able and willing to assist the Company in the Territory;
e) Advisor will advise, guide and assist the Company on presentations to investors, strategic partners, and other parties in connection with Company’s efforts in the Territory; and
f) Advisor will assist and advise the Company in other areas in which Advisor has expertise as reasonably requested from time to time by the Company.
Advisor Services. Advisor will initiate the steps necessary, including receipt of investment funds, to open a Program Account, and will be available to Client on an on-going basis to receive deposit and withdrawal instructions and will be reasonably available to Client for ongoing consultation regarding Program Assets. Advisor will recommend investment options which will consist of:
Advisor Services. From June 30, 2014 (or such later date that the consulting services end pursuant to any extension as described in Section 2.a above), through December 31, 2014, Consultant will provide financial advisory services as requested by the CEO. Consultant will not be paid for any week in which the number of hours of service performed does not exceed three. If Consultant performs more than three hours of service in a week, Consultant will be compensated at an hourly rate (equivalent to Consultant’s annual base salary, as in effect on the Resignation Date, divided by 2,080), for each hour of service (including the first three) performed during that week. Payment will be made every two weeks in arrears. Services as an advisor may be extended beyond December 31, 2014, only pursuant to a written agreement signed by Consultant and the CEO which specifies the compensation to be paid for such continued advisor services.
Advisor Services. 1.1. On a discretionary basis, Advisor will recommend and create a custom portfolio for the Client based on the Assets to be managed. Investment selections and recommendations made by Advisor are determined based on a number of factors, including but not limited to the Client’s stated investment objectives, risk tolerance, liquid net worth, annual income, age, time horizon, tax situation, and other financial and suitability factors.
1.2. Advisor will initiate the steps necessary, including arranging for the transfer of funds or securities, to open Client’s Account(s) with Advisor.
1.3. Client delegates to Advisor all its powers regarding the investment and reinvestment of the Assets and appoints Advisor as Client’s attorney and agent in fact with full authority to buy, sell, or otherwise effect investment transactions involving the Assets in Client’s name for the Account.
1.4. Advisor is authorized, without prior consultation with Client, to buy, sell, trade, and allocate in and among stocks, bonds, exchange traded funds, mutual funds, variable annuity subaccounts, third-party asset managers, or other investment securities, and to give instructions to the broker-dealer or custodian of the Assets.
1.5. Advisor shall discharge its investment management responsibilities consistent with the Client’s designated investment objectives. Unless the Client has advised Advisor to the contrary, in writing (email is not sufficient), there are no restrictions that the Client has imposed upon Advisor with respect to the management of the Assets.
1.6. Advisor is authorized to rely on and act upon any information obtained from the Client’s attorney(s), accountant(s), or other professionals in connection with the terms of this Agreement. Client authorizes Advisor to respond to inquiries from, communicate, and share information with Client’s attorney(s), accountant(s), and other professionals to the extent necessary for Advisor to perform his or her services under this Agreement.
1.7. Client authorizes Advisor to communicate and share Client’s Account information with custodian and other third parties, as may be necessary for the ongoing investment supervision and/or management of Client’s Account.
1.8. To the extent this Agreement involves related clients (i.e., spouses, domestic partners, etc.), Advisor’s services shall be based upon the joint goals communicated to Advisor. Advisor shall be permitted to rely upon instructions from either party with respect to the dispositi...
Advisor Services. 1.1 Subject to the terms and conditions of this Agreement, the Advisor will serve as a member of the Advisory Board and in such capacity shall perform the following consulting and advisory services (the “Services”):
(a) upon appropriate advance notice of the time and location, attend semi-annual meetings not to exceed one full day each at the Company’s principal place of business or such other location as may reasonably be designated by the Company and review written and/or electronic background materials, if any, provided to Advisor in preparation for the meeting;
(b) provide up to ten (10) hours per calendar quarter of additional consulting or advisory services (not to include any laboratory, pre-clinical or clinical activities) in person through telephone and/or by electronic mail advice on an as needed basis, and, if agreed to by Advisor, on-site at the Company’s offices, to guide the Company in making important strategic decisions and for the purpose of evaluating the Company’s strategic plans and decisions, research and/or development activities and results, competitive positions and/or other scientific and/or technical issues; and
(c) provide such other consulting and advisory services as may reasonably be requested by the Company in connection with the foregoing subject to the hour limitation provided in Section 1.1(b).
Advisor Services. From the Conversion Date through the end of the Advisor Period (as defined below), Executive shall serve as an Advisor to the Company on the terms set forth in this Agreement.
Advisor Services. Advisor shall provide Client with investment and financial management services (“Services”) with respect to the specific assets and accounts (“Assets” or “Accounts”) assigned to Advisor’s management. Advisor’s Services may include but are not limited to the following:
(1) Establishment of Client’s background, financial position, personal and financial goals, risk score, investment objectives, and policies.
(2) Production of a Financial and Investment Plan (“Financial Plan”), consisting of projected income, expenses, other cash flows, wealth, estate, risks, and probability of achieving key goals. This Plan is a result of information conveyed to Advisor by Client and subsequently arranged in a financial planning software system by Advisor. The Plan is only a representation of the future, and actual results will differ and be dependent upon circumstances both within and without Client or Advisor control. Advisor will review the Plan regularly with Client and make necessary changes.
(3) Recommendation and implementation of a portfolio according to asset allocation principles and modern portfolio theory principles, including the principle of asset class diversification. Client’s Accounts will be invested in a portfolio targeting returns and volatility similar to a custom benchmark most resembling the Client’s risk score as measured by Advisor’s chosen risk factor model. The recommended portfolio will reflect Advisor’s best judgment at the time of the most appropriate investment products and allocations. Investments will be made reasonably subsequent to establishment of Client’s investment objective and policies, and Advisor will not engage in attempts to “time” financial markets (“market timing”).
(4) Monitoring the portfolio to assure current asset allocation is in line with target asset allocation. The portfolio may be rebalanced at intervals. Advisor may also implement tactical deviations from investment targets based on the general investment environment (for example, a decision to elevate the level of cash in the portfolio based on high general asset valuation measures).
(5) Investment of incremental cash generated from asset sales, Client additions, or dividends, with reference to Client’s portfolio position and future cash needs and to the general investment environment.
(6) Informing Client of the general investment environment and factors affecting the Client.
(7) Regularly measuring and reporting quarterly and annual investment results to Client, with...
Advisor Services. In addition to Institute attendance, customized Advisor sessions during the academic year support teachers and leaders in successful implementation and are designed to meet their most pressing needs. • Advisors conduct pre-session analyses and collaborate with staff to customize sessions • Either by telephone, webinar, or on site (in districts having sufficient teacher participants), Advisors share the experiences of educators in other settings and work with teachers to develop their confidence and their success using Agile Mind programs • After each session, Advisors provide to identified district or school leaders a written summary of session activities and outcomes and recommended next steps to strengthen the implementation • Advisors themselves available by phone and email for ongoing just-in-time support Virtual Advisor Services can be utilized flexibly to meet the needs of teachers and leaders. An Agile Mind Virtual Advisor Service is approximately 2 hours of “face” time with teachers and leaders that may happen continuously but could also happen iteratively over two or three live sessions. If teachers have additional questions around content or pedagogy, they are always welcome to e-mail Xxxxx@xxxxxxxxx.xxx for support.
