Compliance Service Standard Service Measurement Sample Clauses

Compliance Service Standard Service Measurement. The Manager shall: • Make available a suitable individual to act as the Company’s Compliance Officer, subject always to the provisions of clause 7.4. The Compliance Officer shall attend Board meetings on a regular basis and report to the Board on a quarterly basis. Role to be evidenced at all times Audit • Provide such assistance as may reasonably be required in implementing all polices of the Company as may be notified and provided to the Manager from time to time including those relating to Anti-Money Laundering, Financial Crime Reporting, Anti-Bribery, Anti-Corruption and international sanctions/Anti-Terrorism Financing (“ATF”) including: • Make available (if required by the Company) a suitable individual to act as the Money Laundering Reporting/Financial Crime Reporting Officer. The MLRO/FCRO shall assist the Company with the following matters as may be required from time to time: • Provide assistance with the development and maintenance of Anti-Money Laundering policies and procedures. • Report to the Board on an annual basis. • Risk profile key stakeholder relationships. • Develop and maintain policies and procedures to counter Financial Crime. • Provide assistance with the development and maintenance of Anti-Bribery and Anti-Corruption policies and international sanctions/ATF compliance procedures. • Complete due diligence checks on key stakeholders and service providers As required. Audit • Ensure that the Company has in place an appropriate compliance monitoring programme covering all relevant areas of the business. Compliance Monitoring Programme to be presented to the Board quarterly for review. Potential breaches to be advised to the Company within 1 working day of the Manager becoming aware of them. Audit • Ensure that the Company is a member, registered with and/or notified to all relevant statutory, legislative, regulatory or industry bodies necessary for the Company to conduct its business. For the avoidance of doubt, the Company remains liable for all costs, expenses, levies or other charges associated with such memberships, registrations and/or notifications. Respond to all membership related enquiries and requests from statutory, regulatory and industry bodies within 5 working days wherever possible Audit of records • Monitor, identify and advise the Company with regard to legislative and/or regulatory developments in Gibraltar or within the European Union insofar as applicable to Gibraltar and Gibraltar companies. Notify the Company wit...
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Related to Compliance Service Standard Service Measurement

  • Quality Service Standards/NAV Errors Price Associates and the Fund may, from time to time, agree to certain quality service standards, with respect to the Services hereunder. In the event Price Associates is the party responsible for causing an error in the computation of the net asset value for a Fund or share class of a Fund (“NAV Error”), the actions that are required to be taken as to such NAV Error shall be made in accordance with the Fund’s Net Asset Value Error Correction Policy and Procedures (“NAV Error Policy”) attached hereto as Schedule II.

  • Service Standards Midstream Co shall, at its sole cost and expense, design, construct (as applicable), and own the Individual System in a good and workmanlike manner and in accordance with the System Plan and this Section 3.2. Until such time as Producer has delivered a Development Report, Midstream Co shall have no obligation under this Section 3.2(a).

  • Quality Service Standards Price Services and the Fund may from time to time agree to certain quality service standards, as well as incentives and penalties with respect to Price Services’ Services hereunder.

  • Performance Standards The Custodian shall use its best efforts to perform its duties hereunder in accordance with the standards set forth in Schedule C hereto. Schedule C may be amended from time to time as agreed to by the Custodian and the Trustees of the Fund.

  • Performance Standard Consultant represents and warrants that Services will be performed in a thorough and professional manner, consistent with high professional and industry standards by individuals with the requisite training, background, experience, technical knowledge and skills to perform Services.

  • Service Level Standards The parties agree to negotiate in good faith certain service level standards that, once agreed upon, will be incorporated into this Agreement subsequent to the effective date of the Agreement.

  • Service Levels (1) DTI shall perform the Services in accordance with the service levels (the "Service Levels") as may be agreed to from time to time in writing by DTI and the Funds (the "Service Level Agreement"). Failure to perform in a manner which equals or exceeds the Service Levels shall result in fee credits ("Fee Credits") or the Funds' right to terminate this Agreement, as set forth in the Service Level Agreement.

  • Service Level Service Provider will classify incidents at its own discretion. Such classifications shall be consistent with the priorities Service Provider set for itself as a recipient of services. Incidents classified using this methodology will be triaged as documented in Attachment A.

  • Listing and Maintenance Requirements; DTC Eligibility As of the Closing Date, the Common Stock is registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration. As of the Closing Date, the Company has not received notice from the Trading Market or any Eligible Market on which the Common Stock is or has been listed or quoted to the effect that the Company is not in compliance with the listing or maintenance requirements of such Trading Market or Eligible Market, as applicable. As of the Closing Date, the Company is in compliance with all such listing and maintenance requirements. The Common Stock is eligible for participation in the DTC book entry system and has shares on deposit at DTC for transfer electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Common Stock, electronic trading or book-entry services by DTC with respect to the Common Stock is being imposed or is contemplated.

  • Compliance Services (a) If Schedule I contains a requirement for the BNY to provide the Fund with compliance services, such services shall be provided pursuant to the terms of this Section 6 (the “Compliance Services”). The precise compliance review and testing services to be provided shall be as mutually agreed between the BNY and each Fund, and the results of the BNY’s Compliance Services shall be detailed in a compliance summary report (the “Compliance Summary Report”) prepared on a periodic basis as mutually agreed. Each Compliance Summary Report shall be subject to review and approval by the Fund. The BNY shall have no responsibility or obligation to provide Compliance Services other that those services specifically listed in Schedule I.

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