CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF AMERICAN DEPOSITARY SHARES
CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF AMERICAN DEPOSITARY SHARES SECTION 3.01 Filing Proofs, Certificates and Other Information. SECTION 3.02
CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF AMERICAN DEPOSITARY SHARES 14 SECTION 3.01 Filing Proofs, Certificates and Other Information. 14 SECTION 3.02 Liability of Owner for Taxes. 14 SECTION 3.03 Warranties on Deposit of Shares. 15 SECTION 3.04 Information Requests; Delivery of Information to the CVM. 15
CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF AMERICAN DEPOSITARY SHARES 13 SECTION 3.1. Filing Proofs, Certificates and Other Information. 13 SECTION 3.2. Liability of Owner for Taxes. 13 SECTION 3.3. Warranties on Deposit of Shares. 14 SECTION 3.4. Disclosure of Interests. 14 ARTICLE 4. THE DEPOSITED SECURITIES 15 SECTION 4.1. Cash Distributions. 15 SECTION 4.2. Distributions Other Than Cash, Shares or Rights. 16 SECTION 4.3. Distributions in Shares. 17 SECTION 4.4. Rights. 17 SECTION 4.5. Conversion of Foreign Currency. 19 SECTION 4.6. Fixing of Record Date. 20 SECTION 4.7. Voting of Deposited Shares. 21 SECTION 4.8. Tender and Exchange Offers; Redemption, Replacement or Cancellation of Deposited Securities. 21 SECTION 4.9. Reports. 23 SECTION 4.10. Lists of Owners. 23 SECTION 4.11. Withholding. 23
CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF GLOBAL DEPOSITARY SHARES
CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF AMERICAN DEPOSITARY SHARES 13 SECTION 3.1. Filing Proofs, Certificates and Other Information 13 SECTION 3.2. Liability of Owner for Taxes 13 SECTION 3.3. Warranties on Deposit of Shares 14 SECTION 3.4. Disclosure of Interests 14 ARTICLE 4. THE DEPOSITED SECURITIES 14 SECTION 4.1. Cash Distributions 14 SECTION 4.2. Distributions Other Than Cash, Shares or Rights 16 SECTION 4.3. Distributions in Shares 16 SECTION 4.4. Rights 17 SECTION 4.5. Conversion of Foreign Currency 18 SECTION 4.6. Fixing of Record Date 19 SECTION 4.7. Voting of Deposited Shares 20 SECTION 4.8. Tender and Exchange Offers; Redemption, Replacement or Cancellation of Deposited Securities 21 SECTION 4.9. Reports 23 SECTION 4.10. Lists of Owners 23 SECTION 4.11. Withholding 23 ARTICLE 5. THE DEPOSITARY, THE CUSTODIANS AND THE COMPANY 23 SECTION 5.1. Maintenance of Office and Transfer Books by the Depositary 23 SECTION 5.2. Prevention or Delay in Performance by the Depositary or the Company 24 SECTION 5.3. Obligations of the Depositary and the Company 25 SECTION 5.4. Resignation and Removal of the Depositary 26 SECTION 5.5. The Custodians 27 SECTION 5.6. Notices and Reports 27 SECTION 5.7. Distribution of Additional Shares, Rights, etc 28 SECTION 5.8. Indemnification 28 SECTION 5.9. Charges of Depositary 29 SECTION 5.10. Retention of Depositary Documents 30 SECTION 5.11. Exclusivity 30 ARTICLE 6. AMENDMENT AND TERMINATION 30 SECTION 6.1. Amendment 30 SECTION 6.2. Termination 31 ARTICLE 7. MISCELLANEOUS 32 SECTION 7.1. Counterparts; Signatures 32 SECTION 7.2. No Third Party Beneficiaries 32 SECTION 7.3. Severability 33 SECTION 7.4. Owners and Holders as Parties; Binding Effect 33 SECTION 7.5. Notices 33 SECTION 7.6. Arbitration; Settlement of Disputes 34 SECTION 7.7. Appointment of Agent for Service of Process; Submission to Jurisdiction; Jury Trial Waiver 35 SECTION 7.8. Waiver of Immunities 36 SECTION 7.9. Governing Law 36 DEPOSIT AGREEMENT dated as of [Agreement date] among SPI ENERGY CO., LTD., a company incorporated under the laws of the Cayman Islands (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF RECEIPTS 8 SECTION 3.1 Filing Proofs, Certificates and Other Information. 8 SECTION 3.2 Liability of Owner for Taxes. 8 SECTION 3.3 Warranties on Deposit of Shares. 8
CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF AMERICAN DEPOSITARY SHARES 9 ARTICLE 4. THE DEPOSITED SECURITIES 10 ARTICLE 5. THE DEPOSITARY, THE CUSTODIANS AND THE COMPANY 15 ARTICLE 6. AMENDMENT AND TERMINATION 20 ARTICLE 7. MISCELLANEOUS 21
CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF AMERICAN DEPOSITARY SHARES 13 SECTION 3.1. Filing Proofs, Certificates and Other Information. 13 SECTION 3.2. Liability of Owner for Taxes. 13 SECTION 3.3. Warranties on Deposit of Shares. 14 SECTION 3.4. Disclosure of Interests. 14 ARTICLE 4. THE DEPOSITED SECURITIES 15 SECTION 4.1. Cash Distributions. 15 SECTION 4.2. Distributions Other Than Cash, Shares or Rights. 15 SECTION 4.3. Distributions in Shares. 16 SECTION 4.4. Rights. 17 SECTION 4.5. Conversion of Foreign Currency. 18 SECTION 4.6. Fixing of Record Date. 19
CERTAIN OBLIGATIONS OF OWNERS AND HOLDERS. OF RECEIPTS 8